Filed: 2/9/2023ACC: 0001301540-23-000001
📋 What this filing means
ROCK POINT ADVISORS, LLC filed this quarterly 13F‑HR report disclosing 96 equity positions with a total reported market value of $288.9K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
96
Positions
$288.9K
Total AUM (reported)
13.49M
Total Shares
Allocation by class
COM$178.8K61.9%
COM NEW$30.6K10.6%
CL A$16.4K5.7%
SPONSORED ADR$10.5K3.6%
SHS CLASS A$6.9K2.4%
CLASS B COM$6.8K2.3%
SHS$6.7K2.3%
Portfolio Concentration
Top 3$43.1K14.9%
4–10$63.7K22.1%
11–25$87.3K30.2%
Rest$94.7K32.8%
Top 3 weight
14.9%
Top 10 weight
37.0%
Voting Authority Distribution
Total shares with voting rights: 13.49M
Sole
Full voting authority
13.17M
shares
% of voting shares97.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
324.55K
shares
% of voting shares2.4%
Investment Discretion (by position count)
Sole96
Shared0
Other0
Dominant voting typeSole · 97.6% of voting shares
Institutional Holdings96
Rows:
Kennedy-Wilson Holdings
SOLEShares1.09M
TypeSH
Market value$17.2K
5.95%
Sole
1.06M
Shared
0.00
None
28.57K
Citigroup
SOLEShares297.24K
TypeSH
Market value$13.4K
4.65%
Sole
289.36K
Shared
0.00
None
7.88K
TJX Companies
SOLEShares157.40K
TypeSH
Market value$12.5K
4.34%
Sole
153.64K
Shared
0.00
None
3.76K
Broadcom Ltd
SOLEShares20.14K
TypeSH
Market value$11.3K
3.90%
Sole
19.60K
Shared
0.00
None
545.00
Jefferies Financial Group
SOLEShares326.36K
TypeSH
Market value$11.2K
3.87%
Sole
318.15K
Shared
0.00
None
8.21K
Evolent Health Inc
SOLEShares355.35K
TypeSH
Market value$10.0K
3.45%
Sole
344.49K
Shared
0.00
None
10.86K
Sp Plus Corporation
SOLEShares257.40K
TypeSH
Market value$8.9K
3.09%
Sole
248.45K
Shared
0.00
None
8.95K
Sony Group
SOLEShares105.34K
TypeSH
Market value$8.0K
2.78%
Sole
103.33K
Shared
0.00
None
2.02K
Apple Computer
SOLEShares57.47K
TypeSH
Market value$7.5K
2.58%
Sole
55.49K
Shared
0.00
None
1.99K
Accenture
SOLEShares25.76K
TypeSH
Market value$6.9K
2.38%
Sole
25.06K
Shared
0.00
None
700.00
Chubb Corporation
SOLEShares30.88K
TypeSH
Market value$6.8K
2.36%
Sole
30.19K
Shared
0.00
None
695.00
Paramount Global
SOLEShares401.27K
TypeSH
Market value$6.8K
2.34%
Sole
390.43K
Shared
0.00
None
10.85K
Aptiv Plc
SOLEShares72.37K
TypeSH
Market value$6.7K
2.33%
Sole
70.47K
Shared
0.00
None
1.90K
Lumen Technologies
SOLEShares1.28M
TypeSH
Market value$6.7K
2.31%
Sole
1.25M
Shared
0.00
None
24.45K
Pultegroup Inc
SOLEShares129.40K
TypeSH
Market value$5.9K
2.04%
Sole
125.86K
Shared
0.00
None
3.54K
Stryker
SOLEShares23.75K
TypeSH
Market value$5.8K
2.01%
Sole
23.23K
Shared
0.00
None
516.00
Triumph Group Inc
SOLEShares551.90K
TypeSH
Market value$5.8K
2.01%
Sole
534.07K
Shared
0.00
None
17.83K
Cisco Systems
SOLEShares121.09K
TypeSH
Market value$5.8K
2.00%
Sole
117.33K
Shared
0.00
None
3.75K
Willdan Group Inc
SOLEShares317.30K
TypeSH
Market value$5.7K
1.96%
Sole
308.30K
Shared
0.00
None
9K
Granite Construction Inc
SOLEShares160.14K
TypeSH
Market value$5.6K
1.94%
Sole
155.34K
Shared
0.00
None
4.79K
Alexander & Baldwin Inc
SOLEShares289.96K
TypeSH
Market value$5.4K
1.88%
Sole
284.54K
Shared
0.00
None
5.43K
First BanCorp PR
SOLEShares423.99K
TypeSH
Market value$5.4K
1.87%
Sole
408.84K
Shared
0.00
None
15.15K
SAP
SOLEShares50.41K
TypeSH
Market value$5.2K
1.80%
Sole
49.34K
Shared
0.00
None
1.07K
Popular
SOLEShares76.10K
TypeSH
Market value$5.0K
1.75%
Sole
74.49K
Shared
0.00
None
1.61K
American Well Cl A Ord
SOLEShares1.66M
TypeSH
Market value$4.7K
1.63%
Sole
1.63M
Shared
0.00
None
31.80K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
Kennedy-Wilson HoldingsSOLE | COM | 1.09M | SH | $17.2K 5.95% | 1.06M | 0.00 | 28.57K |
CitigroupSOLE | COM NEW | 297.24K | SH | $13.4K 4.65% | 289.36K | 0.00 | 7.88K |
TJX CompaniesSOLE | COM | 157.40K | SH | $12.5K 4.34% | 153.64K | 0.00 | 3.76K |
Broadcom LtdSOLE | COM | 20.14K | SH | $11.3K 3.90% | 19.60K | 0.00 | 545.00 |
Jefferies Financial GroupSOLE | COM | 326.36K | SH | $11.2K 3.87% | 318.15K | 0.00 | 8.21K |
Evolent Health IncSOLE | CL A | 355.35K | SH | $10.0K 3.45% | 344.49K | 0.00 | 10.86K |
Sp Plus CorporationSOLE | COM | 257.40K | SH | $8.9K 3.09% | 248.45K | 0.00 | 8.95K |
Sony GroupSOLE | SPONSORED ADR | 105.34K | SH | $8.0K 2.78% | 103.33K | 0.00 | 2.02K |
Apple ComputerSOLE | COM | 57.47K | SH | $7.5K 2.58% | 55.49K | 0.00 | 1.99K |
AccentureSOLE | SHS Class A | 25.76K | SH | $6.9K 2.38% | 25.06K | 0.00 | 700.00 |
Chubb CorporationSOLE | COM | 30.88K | SH | $6.8K 2.36% | 30.19K | 0.00 | 695.00 |
Paramount GlobalSOLE | CLASS B COM | 401.27K | SH | $6.8K 2.34% | 390.43K | 0.00 | 10.85K |
Aptiv PlcSOLE | SHS | 72.37K | SH | $6.7K 2.33% | 70.47K | 0.00 | 1.90K |
Lumen TechnologiesSOLE | COM | 1.28M | SH | $6.7K 2.31% | 1.25M | 0.00 | 24.45K |
Pultegroup IncSOLE | COM | 129.40K | SH | $5.9K 2.04% | 125.86K | 0.00 | 3.54K |
StrykerSOLE | COM | 23.75K | SH | $5.8K 2.01% | 23.23K | 0.00 | 516.00 |
Triumph Group IncSOLE | COM | 551.90K | SH | $5.8K 2.01% | 534.07K | 0.00 | 17.83K |
Cisco SystemsSOLE | COM | 121.09K | SH | $5.8K 2.00% | 117.33K | 0.00 | 3.75K |
Willdan Group IncSOLE | COM | 317.30K | SH | $5.7K 1.96% | 308.30K | 0.00 | 9K |
Granite Construction IncSOLE | COM | 160.14K | SH | $5.6K 1.94% | 155.34K | 0.00 | 4.79K |
Alexander & Baldwin IncSOLE | COM | 289.96K | SH | $5.4K 1.88% | 284.54K | 0.00 | 5.43K |
First BanCorp PRSOLE | COM NEW | 423.99K | SH | $5.4K 1.87% | 408.84K | 0.00 | 15.15K |
SAPSOLE | SPON ADR | 50.41K | SH | $5.2K 1.80% | 49.34K | 0.00 | 1.07K |
PopularSOLE | COM NEW | 76.10K | SH | $5.0K 1.75% | 74.49K | 0.00 | 1.61K |
American Well Cl A OrdSOLE | CL A | 1.66M | SH | $4.7K 1.63% | 1.63M | 0.00 | 31.80K |
Page 1 of 4