WEST PALM BEACH, FL
RIVERNORTH OPPORTUNITIES FUND, INC.RIV-PA— Latest position per institution from SEC 13F filings
15
Institutional holders
9.54M
Total shares held
73.08M
Estimated value
477.07K
Avg. position size
SIT INVESTMENT ASSOCIATES INC
CIK 769317
Shares
2.49M
Value
29.01K
Filed
Jun 30, 2026
MORGAN STANLEY
CIK 895421
Shares
1.87M
Value
21.79M
Filed
Jun 30, 2026
PENSERRA CAPITAL MANAGEMENT LLC
CIK 1593324
Shares
775.99K
Value
9.05K
Filed
Jun 30, 2026
LPL FINANCIAL LLC
CIK 1403438
Shares
595.64K
Value
6.95M
Filed
Jun 30, 2026
MANGROVE PARTNERS IM, LLC
CIK 1535392
Shares
515.63K
Value
6.32M
Filed
Jun 30, 2024
ARETE WEALTH ADVISORS, LLC
CIK 1600151
Shares
437.26K
Value
4.87M
Filed
Mar 31, 2026
BANK OF AMERICA CORP /DE/
CIK 70858
Shares
331.85K
Value
3.87M
Filed
Jun 30, 2026
WELLS FARGO & COMPANY/MN
CIK 72971
Shares
292.22K
Value
3.41M
Filed
Jun 30, 2026
ABSOLUTE INVESTMENT ADVISERS, LLC
CIK 1316187
Shares
274.41K
Value
3.05M
Filed
Mar 31, 2026
YAKIRA CAPITAL MANAGEMENT, INC.
CIK 1584639
Shares
232.72K
Value
2.71M
Filed
Jun 30, 2026
B. RILEY WEALTH ADVISORS, INC.
CIK 1464811
Shares
224.09K
Value
2.64M
Filed
Mar 31, 2025
EVERSTAR ASSET MANAGEMENT, LLC
CIK 2023744
Shares
213.69K
Value
2.49M
Filed
Jun 30, 2026
ROYAL BANK OF CANADA
CIK 1000275
Shares
199.89K
Value
2.33M
Filed
Jun 30, 2026
READYSTATE ASSET MANAGEMENT LP
CIK 1900923
Shares
194.66K
Value
2.29M
Filed
Dec 31, 2025
ENVESTNET ASSET MANAGEMENT INC
CIK 1407543
Shares
177.19K
Value
2.07M
Filed
Jun 30, 2026
RAYMOND JAMES FINANCIAL INC
CIK 720005
Shares
169.71K
Value
1.98M
Filed
Jun 30, 2026
PRINCIPAL SECURITIES, INC.
CIK 12600
Shares
168.67K
Value
1.97M
Filed
Jun 30, 2026
CLOUGH CAPITAL PARTNERS L P
CIK 1276144
Shares
140.40K
Value
1.54M
Filed
Dec 31, 2023
BOOTHBAY FUND MANAGEMENT, LLC
CIK 1549230
Shares
120.50K
Value
1.45M
Filed
Sep 30, 2025
QUARRY LP
CIK 1965207
Shares
119.89K
Value
1.33M
Filed
Mar 31, 2026
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 769317 | 2.49M | 29.01K | Jun 30, 2026 |
| 2 | MORGAN STANLEY | 895421 | 1.87M | 21.79M | Jun 30, 2026 |
| 3 | PENSERRA CAPITAL MANAGEMENT LLC | 1593324 | 775.99K | 9.05K | Jun 30, 2026 |
| 4 | LPL FINANCIAL LLC | 1403438 | 595.64K | 6.95M | Jun 30, 2026 |
| 5 | MANGROVE PARTNERS IM, LLC | 1535392 | 515.63K | 6.32M | Jun 30, 2024 |
| 6 | ARETE WEALTH ADVISORS, LLC | 1600151 | 437.26K | 4.87M | Mar 31, 2026 |
| 7 | BANK OF AMERICA CORP /DE/ | 70858 | 331.85K | 3.87M | Jun 30, 2026 |
| 8 | WELLS FARGO & COMPANY/MN | 72971 | 292.22K | 3.41M | Jun 30, 2026 |
| 9 | ABSOLUTE INVESTMENT ADVISERS, LLC | 1316187 | 274.41K | 3.05M | Mar 31, 2026 |
| 10 | YAKIRA CAPITAL MANAGEMENT, INC. | 1584639 | 232.72K | 2.71M | Jun 30, 2026 |
| 11 | B. RILEY WEALTH ADVISORS, INC. | 1464811 | 224.09K | 2.64M | Mar 31, 2025 |
| 12 | EVERSTAR ASSET MANAGEMENT, LLC | 2023744 | 213.69K | 2.49M | Jun 30, 2026 |
| 13 | ROYAL BANK OF CANADA | 1000275 | 199.89K | 2.33M | Jun 30, 2026 |
| 14 | READYSTATE ASSET MANAGEMENT LP | 1900923 | 194.66K | 2.29M | Dec 31, 2025 |
| 15 | ENVESTNET ASSET MANAGEMENT INC | 1407543 | 177.19K | 2.07M | Jun 30, 2026 |
| 16 | RAYMOND JAMES FINANCIAL INC | 720005 | 169.71K | 1.98M | Jun 30, 2026 |
| 17 | PRINCIPAL SECURITIES, INC. | 12600 | 168.67K | 1.97M | Jun 30, 2026 |
| 18 | CLOUGH CAPITAL PARTNERS L P | 1276144 | 140.40K | 1.54M | Dec 31, 2023 |
| 19 | BOOTHBAY FUND MANAGEMENT, LLC | 1549230 | 120.50K | 1.45M | Sep 30, 2025 |
| 20 | QUARRY LP | 1965207 | 119.89K | 1.33M | Mar 31, 2026 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.