WEST PALM BEACH, FL
RIVERNORTH OPPORTUNITIES FUND, INC.RIV-PA— Latest position per institution from SEC 13F filings
15
Institutional holders
9.38M
Total shares held
69.08M
Estimated value
469.18K
Avg. position size
SIT INVESTMENT ASSOCIATES INC
CIK 769317
Shares
2.50M
Value
27.73K
Filed
Mar 31, 2026
MORGAN STANLEY
CIK 895421
Shares
1.89M
Value
21.01M
Filed
Mar 31, 2026
PENSERRA CAPITAL MANAGEMENT LLC
CIK 1593324
Shares
746.37K
Value
8.28K
Filed
Mar 31, 2026
LPL FINANCIAL LLC
CIK 1403438
Shares
534.67K
Value
5.93M
Filed
Mar 31, 2026
MANGROVE PARTNERS IM, LLC
CIK 1535392
Shares
515.63K
Value
6.32M
Filed
Jun 30, 2024
ARETE WEALTH ADVISORS, LLC
CIK 1600151
Shares
437.26K
Value
4.87M
Filed
Mar 31, 2026
BANK OF AMERICA CORP /DE/
CIK 70858
Shares
322.25K
Value
3.58M
Filed
Mar 31, 2026
WELLS FARGO & COMPANY/MN
CIK 72971
Shares
291.25K
Value
3.23M
Filed
Mar 31, 2026
ABSOLUTE INVESTMENT ADVISERS, LLC
CIK 1316187
Shares
274.41K
Value
3.05M
Filed
Mar 31, 2026
YAKIRA CAPITAL MANAGEMENT, INC.
CIK 1584639
Shares
267.21K
Value
2.97M
Filed
Mar 31, 2026
ROYAL BANK OF CANADA
CIK 1000275
Shares
205.14K
Value
2.28M
Filed
Mar 31, 2026
READYSTATE ASSET MANAGEMENT LP
CIK 1900923
Shares
194.66K
Value
2.29M
Filed
Dec 31, 2025
B. RILEY WEALTH ADVISORS, INC.
CIK 1464811
Shares
183.74K
Value
2.11M
Filed
Dec 31, 2024
ENVESTNET ASSET MANAGEMENT INC
CIK 1407543
Shares
172.62K
Value
1.92M
Filed
Mar 31, 2026
EVERSTAR ASSET MANAGEMENT, LLC
CIK 2023744
Shares
168.53K
Value
1.87M
Filed
Mar 31, 2026
PRINCIPAL SECURITIES, INC.
CIK 12600
Shares
164.10K
Value
1.82M
Filed
Mar 31, 2026
CLOUGH CAPITAL PARTNERS L P
CIK 1276144
Shares
140.40K
Value
1.54M
Filed
Dec 31, 2023
TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS
CIK 1826790
Shares
131.12K
Value
1.46M
Filed
Mar 31, 2026
BAIRD FINANCIAL GROUP, INC.
CIK 1648711
Shares
122.68K
Value
1.36M
Filed
Mar 31, 2026
BOOTHBAY FUND MANAGEMENT, LLC
CIK 1549230
Shares
120.50K
Value
1.45M
Filed
Sep 30, 2025
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | SIT INVESTMENT ASSOCIATES INC | 769317 | 2.50M | 27.73K | Mar 31, 2026 |
| 2 | MORGAN STANLEY | 895421 | 1.89M | 21.01M | Mar 31, 2026 |
| 3 | PENSERRA CAPITAL MANAGEMENT LLC | 1593324 | 746.37K | 8.28K | Mar 31, 2026 |
| 4 | LPL FINANCIAL LLC | 1403438 | 534.67K | 5.93M | Mar 31, 2026 |
| 5 | MANGROVE PARTNERS IM, LLC | 1535392 | 515.63K | 6.32M | Jun 30, 2024 |
| 6 | ARETE WEALTH ADVISORS, LLC | 1600151 | 437.26K | 4.87M | Mar 31, 2026 |
| 7 | BANK OF AMERICA CORP /DE/ | 70858 | 322.25K | 3.58M | Mar 31, 2026 |
| 8 | WELLS FARGO & COMPANY/MN | 72971 | 291.25K | 3.23M | Mar 31, 2026 |
| 9 | ABSOLUTE INVESTMENT ADVISERS, LLC | 1316187 | 274.41K | 3.05M | Mar 31, 2026 |
| 10 | YAKIRA CAPITAL MANAGEMENT, INC. | 1584639 | 267.21K | 2.97M | Mar 31, 2026 |
| 11 | ROYAL BANK OF CANADA | 1000275 | 205.14K | 2.28M | Mar 31, 2026 |
| 12 | READYSTATE ASSET MANAGEMENT LP | 1900923 | 194.66K | 2.29M | Dec 31, 2025 |
| 13 | B. RILEY WEALTH ADVISORS, INC. | 1464811 | 183.74K | 2.11M | Dec 31, 2024 |
| 14 | ENVESTNET ASSET MANAGEMENT INC | 1407543 | 172.62K | 1.92M | Mar 31, 2026 |
| 15 | EVERSTAR ASSET MANAGEMENT, LLC | 2023744 | 168.53K | 1.87M | Mar 31, 2026 |
| 16 | PRINCIPAL SECURITIES, INC. | 12600 | 164.10K | 1.82M | Mar 31, 2026 |
| 17 | CLOUGH CAPITAL PARTNERS L P | 1276144 | 140.40K | 1.54M | Dec 31, 2023 |
| 18 | TENNESSEE VALLEY ASSET MANAGEMENT PARTNERS | 1826790 | 131.12K | 1.46M | Mar 31, 2026 |
| 19 | BAIRD FINANCIAL GROUP, INC. | 1648711 | 122.68K | 1.36M | Mar 31, 2026 |
| 20 | BOOTHBAY FUND MANAGEMENT, LLC | 1549230 | 120.50K | 1.45M | Sep 30, 2025 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.