RIVERNORTH CAPITAL MANAGEMENT, LLC

PrivateCIK: 1447578
Location

WEST PALM BEACH, FL

542
Positions
$2.00B
Total AUM (reported)
245.03M
Total Shares

Allocation by class

TOTAL AUM$2.00B542 positions
COM$878.34M43.9%
ORD SHS CL A$165.14M8.3%
SHS CL A$90.17M4.5%
SH BEN INT$81.82M4.1%
USD CL A ORD SHS$81.05M4.1%
CL A$59.29M3.0%
COMMON STOCK$53.19M2.7%

Portfolio Concentration

Top 314.1%4–1012.5%11–2516.0%Rest57.4%TOP 1026.7%0%100%
Top 3$283.02M14.1%
4–10$250.87M12.5%
11–25$319.08M16.0%
Rest$1.15B57.4%

Top 3 weight

14.1%

Top 10 weight

26.7%

Voting Authority Distribution

Total shares with voting rights: 245.03M

Sole

Full voting authority

245.03M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole542
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings542
Rows:

BLACKROCK MUNIHOLDINGS FD IN

SOLE
COM
Shares12.51M
TypeSH
Market value$141.07M
7.05%
Sole
12.51M
Shared
0.00
None
0.00

BLACKROCK MUNIYILD QULT FD I

SOLE
COM
Shares7.90M
TypeSH
Market value$86.73M
4.34%
Sole
7.90M
Shared
0.00
None
0.00

BLACKROCK MUNIYIELD QUALITY

SOLE
COM
Shares5.25M
TypeSH
Market value$55.22M
2.76%
Sole
5.25M
Shared
0.00
None
0.00

BLACKROCK CORPOR HI YLD FD I

SOLE
COM
Shares5.90M
TypeSH
Market value$50.26M
2.51%
Sole
5.90M
Shared
0.00
None
0.00

INVESCO MUNICIPAL TRUST

SOLE
COM
Shares4.39M
TypeSH
Market value$41.76M
2.09%
Sole
4.39M
Shared
0.00
None
0.00

ISHARES TR

SOLE
NATIONAL MUN ETF
Shares336.95K
TypeSH
Market value$35.77M
1.79%
Sole
336.95K
Shared
0.00
None
0.00

BLACKROCK SCIENCE & TECHNOLO

SOLE
SHS BEN INT
Shares1.49M
TypeSH
Market value$33.09M
1.65%
Sole
1.49M
Shared
0.00
None
0.00

PIMCO MUN INCOME FD II

SOLE
COM
Shares4.25M
TypeSH
Market value$32.18M
1.61%
Sole
4.25M
Shared
0.00
None
0.00

FS SPECIALTY LENDING FD

SOLE
COM SH BEN INT
Shares2.32M
TypeSH
Market value$28.96M
1.45%
Sole
2.32M
Shared
0.00
None
0.00

LIBERTY ALL STAR EQUITY FD

SOLE
SH BEN INT
Shares5.20M
TypeSH
Market value$28.84M
1.44%
Sole
5.20M
Shared
0.00
None
0.00

BLUE OWL TECHNOLOGY FIN CORP

SOLE
COMMON STOCK
Shares2.18M
TypeSH
Market value$26.96M
1.35%
Sole
2.18M
Shared
0.00
None
0.00

INVESCO MUN OPPORTUNIT TR

SOLE
COM
Shares2.73M
TypeSH
Market value$25.98M
1.30%
Sole
2.73M
Shared
0.00
None
0.00

PIMCO DYNAMIC INCOME STRATEG

SOLE
COM SHS BEN INT
Shares1.14M
TypeSH
Market value$25.12M
1.26%
Sole
1.14M
Shared
0.00
None
0.00

SABA CAPITAL INCOME & OPPORT

SOLE
COM NEW
Shares2.86M
TypeSH
Market value$23.78M
1.19%
Sole
2.86M
Shared
0.00
None
0.00

BLACKROCK MUNIHLDNGS CALI

SOLE
COM
Shares2.26M
TypeSH
Market value$23.49M
1.17%
Sole
2.26M
Shared
0.00
None
0.00

PIMCO CALIF MUN INCOME FD

SOLE
COM
Shares2.51M
TypeSH
Market value$21.55M
1.08%
Sole
2.51M
Shared
0.00
None
0.00

FS KKR CAP CORP

SOLE
COM
Shares2.10M
TypeSH
Market value$21.35M
1.07%
Sole
2.10M
Shared
0.00
None
0.00

GUGGENHEIM STRATEGIC OPPORTU

SOLE
COM SBI
Shares1.89M
TypeSH
Market value$20.81M
1.04%
Sole
1.89M
Shared
0.00
None
0.00

FS CREDIT OPPORTUNITIES CORP

SOLE
COMMON STOCK
Shares4.01M
TypeSH
Market value$20.44M
1.02%
Sole
4.01M
Shared
0.00
None
0.00

COMPASS INC

SOLE
CL A
Shares941.00
TypeSH
Market value$20.32M
1.02%
Sole
941.00
Shared
0.00
None
0.00

BLACKROCK MUN TARGET TERM TR

SOLE
COM SHS BEN IN
Shares881.40K
TypeSH
Market value$20.01M
1.00%
Sole
881.40K
Shared
0.00
None
0.00

WESTERN ASSET MANAGED MUNS F

SOLE
COM
Shares1.94M
TypeSH
Market value$19.93M
1.00%
Sole
1.94M
Shared
0.00
None
0.00

BLACKROCK TECH AND PRIVATE E

SOLE
SHS BEN INT
Shares2.57M
TypeSH
Market value$16.96M
0.85%
Sole
2.57M
Shared
0.00
None
0.00

BLACKROCK MUNIYIELD N Y QUAL

SOLE
COM
Shares1.72M
TypeSH
Market value$16.54M
0.83%
Sole
1.72M
Shared
0.00
None
0.00

COHEN & STEERS INFRASTRUCTUR

SOLE
COM
Shares612.18K
TypeSH
Market value$15.84M
0.79%
Sole
612.18K
Shared
0.00
None
0.00
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