Filed: 11/14/2024ACC: 0001398344-24-020869
📋 What this filing means
RIVERNORTH CAPITAL MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 395 equity positions with a total reported market value of $2.04B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
395
Positions
$2.04B
Total AUM (reported)
218.13M
Total Shares
Allocation by class
COM$1.32B64.8%
SHS BEN INT$105.36M5.2%
SH BEN INT$80.83M4.0%
COM SHS$73.18M3.6%
COM SHS BEN IN$51.99M2.6%
UNIT 99/99/9999$45.96M2.3%
COM SHS BEN INT$45.26M2.2%
Portfolio Concentration
Top 3$253.20M12.4%
4–10$382.78M18.8%
11–25$485.12M23.8%
Rest$917.48M45.0%
Top 3 weight
12.4%
Top 10 weight
31.2%
Voting Authority Distribution
Total shares with voting rights: 218.13M
Sole
Full voting authority
218.13M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole395
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings395
Rows:
NUVEEN QUALITY MUNCP INCOME
SOLEShares8.44M
TypeSH
Market value$104.55M
5.13%
Sole
8.44M
Shared
0.00
None
0.00
NUVEEN AMT FREE QLTY MUN INC
SOLEShares6.83M
TypeSH
Market value$81.72M
4.01%
Sole
6.83M
Shared
0.00
None
0.00
NUVEEN MUN VALUE FD INC
SOLEShares7.42M
TypeSH
Market value$66.93M
3.28%
Sole
7.42M
Shared
0.00
None
0.00
NUVEEN AMT FREE MUN CR INC F
SOLEShares4.60M
TypeSH
Market value$61.53M
3.02%
Sole
4.60M
Shared
0.00
None
0.00
WESTERN ASSET MANAGED MUNS F
SOLEShares5.65M
TypeSH
Market value$61.28M
3.01%
Sole
5.65M
Shared
0.00
None
0.00
BLACKROCK ESG CAP ALLC TERM
SOLEShares3.28M
TypeSH
Market value$58.19M
2.85%
Sole
3.28M
Shared
0.00
None
0.00
BLACKROCK CAP ALLOCATION TER
SOLEShares3.50M
TypeSH
Market value$57.55M
2.82%
Sole
3.50M
Shared
0.00
None
0.00
BLACKROCK MUNIHOLDINGS FD IN
SOLEShares4.05M
TypeSH
Market value$51.27M
2.52%
Sole
4.05M
Shared
0.00
None
0.00
BLACKROCK MUNIYIELD FD INC
SOLEShares4.17M
TypeSH
Market value$47.70M
2.34%
Sole
4.17M
Shared
0.00
None
0.00
PIMCO DYNAMIC INCOME STRATEG
SOLEShares1.92M
TypeSH
Market value$45.26M
2.22%
Sole
1.92M
Shared
0.00
None
0.00
BLACKROCK MUNI INCOME TR II
SOLEShares3.67M
TypeSH
Market value$41.33M
2.03%
Sole
3.67M
Shared
0.00
None
0.00
SABA CAPITAL INCOME & OPPORT
SOLEShares4.58M
TypeSH
Market value$38.94M
1.91%
Sole
4.58M
Shared
0.00
None
0.00
BLACKROCK MUN TARGET TERM TR
SOLEShares1.76M
TypeSH
Market value$38.07M
1.87%
Sole
1.76M
Shared
0.00
None
0.00
BLACKROCK MUN INCOME TR
SOLEShares3.39M
TypeSH
Market value$35.83M
1.76%
Sole
3.39M
Shared
0.00
None
0.00
BLACKROCK MUNICIPAL INCOME
SOLEShares2.83M
TypeSH
Market value$35.63M
1.75%
Sole
2.83M
Shared
0.00
None
0.00
NUVEEN MUNICIPAL CREDIT INC
SOLEShares2.64M
TypeSH
Market value$34.53M
1.69%
Sole
2.64M
Shared
0.00
None
0.00
BLACKROCK MUNIYILD QULT FD I
SOLEShares2.57M
TypeSH
Market value$33.69M
1.65%
Sole
2.57M
Shared
0.00
None
0.00
NUVEEN CA QUALTY MUN INCOME
SOLEShares2.79M
TypeSH
Market value$33.16M
1.63%
Sole
2.79M
Shared
0.00
None
0.00
BLACKROCK MUNIVEST FD INC
SOLEShares4.11M
TypeSH
Market value$31.21M
1.53%
Sole
4.11M
Shared
0.00
None
0.00
BLACKROCK SCIENCE & TECHNOLO
SOLEShares1.61M
TypeSH
Market value$30.98M
1.52%
Sole
1.61M
Shared
0.00
None
0.00
BLACKROCK MUNIHLDNGS CALI QL
SOLEShares2.54M
TypeSH
Market value$29.23M
1.43%
Sole
2.54M
Shared
0.00
None
0.00
BLACKROCK HEALTH SCIENCES TE
SOLEShares1.76M
TypeSH
Market value$27.93M
1.37%
Sole
1.76M
Shared
0.00
None
0.00
ABRDN INCOME CREDIT STRATEGI
SOLEShares3.83M
TypeSH
Market value$25.39M
1.25%
Sole
3.83M
Shared
0.00
None
0.00
BLACKROCK MUNIVEST FD II INC
SOLEShares2.18M
TypeSH
Market value$24.79M
1.22%
Sole
2.18M
Shared
0.00
None
0.00
PIMCO HIGH INCOME FD
SOLEShares4.88M
TypeSH
Market value$24.41M
1.20%
Sole
4.88M
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
NUVEEN QUALITY MUNCP INCOMESOLE | COM | 8.44M | SH | $104.55M 5.13% | 8.44M | 0.00 | 0.00 |
NUVEEN AMT FREE QLTY MUN INCSOLE | COM | 6.83M | SH | $81.72M 4.01% | 6.83M | 0.00 | 0.00 |
NUVEEN MUN VALUE FD INCSOLE | COM | 7.42M | SH | $66.93M 3.28% | 7.42M | 0.00 | 0.00 |
NUVEEN AMT FREE MUN CR INC FSOLE | COM | 4.60M | SH | $61.53M 3.02% | 4.60M | 0.00 | 0.00 |
WESTERN ASSET MANAGED MUNS FSOLE | COM | 5.65M | SH | $61.28M 3.01% | 5.65M | 0.00 | 0.00 |
BLACKROCK ESG CAP ALLC TERMSOLE | SHS BEN INT | 3.28M | SH | $58.19M 2.85% | 3.28M | 0.00 | 0.00 |
BLACKROCK CAP ALLOCATION TERSOLE | COM | 3.50M | SH | $57.55M 2.82% | 3.50M | 0.00 | 0.00 |
BLACKROCK MUNIHOLDINGS FD INSOLE | COM | 4.05M | SH | $51.27M 2.52% | 4.05M | 0.00 | 0.00 |
BLACKROCK MUNIYIELD FD INCSOLE | COM | 4.17M | SH | $47.70M 2.34% | 4.17M | 0.00 | 0.00 |
PIMCO DYNAMIC INCOME STRATEGSOLE | COM SHS BEN INT | 1.92M | SH | $45.26M 2.22% | 1.92M | 0.00 | 0.00 |
BLACKROCK MUNI INCOME TR IISOLE | COM | 3.67M | SH | $41.33M 2.03% | 3.67M | 0.00 | 0.00 |
SABA CAPITAL INCOME & OPPORTSOLE | COM NEW | 4.58M | SH | $38.94M 1.91% | 4.58M | 0.00 | 0.00 |
BLACKROCK MUN TARGET TERM TRSOLE | COM SHS BEN IN | 1.76M | SH | $38.07M 1.87% | 1.76M | 0.00 | 0.00 |
BLACKROCK MUN INCOME TRSOLE | SH BEN INT | 3.39M | SH | $35.83M 1.76% | 3.39M | 0.00 | 0.00 |
BLACKROCK MUNICIPAL INCOMESOLE | COM | 2.83M | SH | $35.63M 1.75% | 2.83M | 0.00 | 0.00 |
NUVEEN MUNICIPAL CREDIT INCSOLE | COM SH BEN INT | 2.64M | SH | $34.53M 1.69% | 2.64M | 0.00 | 0.00 |
BLACKROCK MUNIYILD QULT FD ISOLE | COM | 2.57M | SH | $33.69M 1.65% | 2.57M | 0.00 | 0.00 |
NUVEEN CA QUALTY MUN INCOMESOLE | COM | 2.79M | SH | $33.16M 1.63% | 2.79M | 0.00 | 0.00 |
BLACKROCK MUNIVEST FD INCSOLE | COM | 4.11M | SH | $31.21M 1.53% | 4.11M | 0.00 | 0.00 |
BLACKROCK SCIENCE & TECHNOLOSOLE | SHS BEN INT | 1.61M | SH | $30.98M 1.52% | 1.61M | 0.00 | 0.00 |
BLACKROCK MUNIHLDNGS CALI QLSOLE | COM | 2.54M | SH | $29.23M 1.43% | 2.54M | 0.00 | 0.00 |
BLACKROCK HEALTH SCIENCES TESOLE | COM SHS | 1.76M | SH | $27.93M 1.37% | 1.76M | 0.00 | 0.00 |
ABRDN INCOME CREDIT STRATEGISOLE | COM | 3.83M | SH | $25.39M 1.25% | 3.83M | 0.00 | 0.00 |
BLACKROCK MUNIVEST FD II INCSOLE | COM | 2.18M | SH | $24.79M 1.22% | 2.18M | 0.00 | 0.00 |
PIMCO HIGH INCOME FDSOLE | COM SHS | 4.88M | SH | $24.41M 1.20% | 4.88M | 0.00 | 0.00 |
Page 1 of 16
…