WEST PALM BEACH, FL
RIVERNORTH CAPITAL & INCOME FUND, INC.RSF— Latest position per institution from SEC 13F filings
15
Institutional holders
1.68M
Total shares held
23.23M
Estimated value
84.17K
Avg. position size
NOMURA HOLDINGS INC
CIK 1163653
Shares
250K
Value
3.68M
Filed
Sep 30, 2025
STRATEGIQ FINANCIAL GROUP, LLC
CIK 1665199
Shares
164.32K
Value
2.59M
Filed
Dec 31, 2023
CSS LLC/IL
CIK 1103646
Shares
148.23K
Value
2.17M
Filed
Jun 30, 2026
SIGNIFICANT WEALTH PARTNERS LLC
CIK 1964680
Shares
123.93K
Value
1.81M
Filed
Jun 30, 2026
CLEAR STREET GROUP INC.
CIK 1881567
Shares
123.88K
Value
1.81M
Filed
Jun 30, 2026
SEA OTTER ADVISORS LLC
CIK 1944662
Shares
120K
Value
1.84M
Filed
Jun 30, 2024
SIT INVESTMENT ASSOCIATES INC
CIK 769317
Shares
98.89K
Value
1.44K
Filed
Mar 31, 2026
CANTOR FITZGERALD, L. P.
CIK 1024896
Shares
82.90K
Value
1.19M
Filed
Dec 31, 2025
WAVERLY ADVISORS, LLC
CIK 1568787
Shares
82.54K
Value
1.21M
Filed
Jun 30, 2026
ALPINE GLOBAL MANAGEMENT, LLC
CIK 1581655
Shares
73.78K
Value
1.17M
Filed
Mar 31, 2024
BOOTHBAY FUND MANAGEMENT, LLC
CIK 1549230
Shares
73.77K
Value
1.07M
Filed
Jun 30, 2025
QUARRY LP
CIK 1965207
Shares
72.04K
Value
1.05M
Filed
Jun 30, 2025
TRUEMARK INVESTMENTS, LLC
CIK 1974457
Shares
47.97K
Value
688.79K
Filed
Dec 31, 2025
ICON ADVISERS INC/CO
CIK 1058470
Shares
43.41K
Value
634.61K
Filed
Jun 30, 2026
PALATINE HILL WEALTH MANAGEMENT, LLC
CIK 2107248
Shares
38.67K
Value
565.33K
Filed
Jun 30, 2026
SHAKER FINANCIAL SERVICES, LLC
CIK 1511794
Shares
37.95K
Value
558.70K
Filed
Sep 30, 2025
EVERSTAR ASSET MANAGEMENT, LLC
CIK 2023744
Shares
34K
Value
497.06K
Filed
Jun 30, 2026
EQUITABLE HOLDINGS, INC.
CIK 1333986
Shares
25.93K
Value
379.03K
Filed
Jun 30, 2026
CAPITAL INVESTMENT ADVISORS, LLC
CIK 1582732
Shares
21.27K
Value
310.93K
Filed
Jun 30, 2026
OTA FINANCIAL GROUP L.P.
CIK 1317346
Shares
20K
Value
308.00
Filed
Mar 31, 2023
| # | Institution | CIK | Shares | Est. Value | Period |
|---|---|---|---|---|---|
| 1 | NOMURA HOLDINGS INC | 1163653 | 250K | 3.68M | Sep 30, 2025 |
| 2 | STRATEGIQ FINANCIAL GROUP, LLC | 1665199 | 164.32K | 2.59M | Dec 31, 2023 |
| 3 | CSS LLC/IL | 1103646 | 148.23K | 2.17M | Jun 30, 2026 |
| 4 | SIGNIFICANT WEALTH PARTNERS LLC | 1964680 | 123.93K | 1.81M | Jun 30, 2026 |
| 5 | CLEAR STREET GROUP INC. | 1881567 | 123.88K | 1.81M | Jun 30, 2026 |
| 6 | SEA OTTER ADVISORS LLC | 1944662 | 120K | 1.84M | Jun 30, 2024 |
| 7 | SIT INVESTMENT ASSOCIATES INC | 769317 | 98.89K | 1.44K | Mar 31, 2026 |
| 8 | CANTOR FITZGERALD, L. P. | 1024896 | 82.90K | 1.19M | Dec 31, 2025 |
| 9 | WAVERLY ADVISORS, LLC | 1568787 | 82.54K | 1.21M | Jun 30, 2026 |
| 10 | ALPINE GLOBAL MANAGEMENT, LLC | 1581655 | 73.78K | 1.17M | Mar 31, 2024 |
| 11 | BOOTHBAY FUND MANAGEMENT, LLC | 1549230 | 73.77K | 1.07M | Jun 30, 2025 |
| 12 | QUARRY LP | 1965207 | 72.04K | 1.05M | Jun 30, 2025 |
| 13 | TRUEMARK INVESTMENTS, LLC | 1974457 | 47.97K | 688.79K | Dec 31, 2025 |
| 14 | ICON ADVISERS INC/CO | 1058470 | 43.41K | 634.61K | Jun 30, 2026 |
| 15 | PALATINE HILL WEALTH MANAGEMENT, LLC | 2107248 | 38.67K | 565.33K | Jun 30, 2026 |
| 16 | SHAKER FINANCIAL SERVICES, LLC | 1511794 | 37.95K | 558.70K | Sep 30, 2025 |
| 17 | EVERSTAR ASSET MANAGEMENT, LLC | 2023744 | 34K | 497.06K | Jun 30, 2026 |
| 18 | EQUITABLE HOLDINGS, INC. | 1333986 | 25.93K | 379.03K | Jun 30, 2026 |
| 19 | CAPITAL INVESTMENT ADVISORS, LLC | 1582732 | 21.27K | 310.93K | Jun 30, 2026 |
| 20 | OTA FINANCIAL GROUP L.P. | 1317346 | 20K | 308.00 | Mar 31, 2023 |
Data sourced from SEC Form 13F institutional holdings reports. Positions reflect the most recent filing per institution.