RIVER OAKS CAPITAL LLC

PrivateCIK: 1343119
Location

WAYZATA, MN

46
Positions
$67.92M
Total AUM (reported)
3.10M
Total Shares

Allocation by class

TOTAL AUM$67.92M46 positions
COM$61.04M89.9%
COM NEW$3.69M5.4%
CLASS A COM$2.47M3.6%
COM CL A$715.8K1.1%

Portfolio Concentration

Top 317.8%4–1028.1%11–2538.6%Rest15.5%TOP 1045.9%0%100%
Top 3$12.09M17.8%
4–10$19.09M28.1%
11–25$26.24M38.6%
Rest$10.50M15.5%

Top 3 weight

17.8%

Top 10 weight

45.9%

Voting Authority Distribution

Total shares with voting rights: 3.10M

Sole

Full voting authority

3.10M

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole46
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings46
Rows:

OLD SECOND BANCORP ILL

SOLE
COM
Shares381.10K
TypeSH
Market value$5.19M
7.64%
Sole
381.10K
Shared
0.00
None
0.00

PLUMAS BANCORP

SOLE
COM
Shares107.12K
TypeSH
Market value$3.66M
5.38%
Sole
107.12K
Shared
0.00
None
0.00

ORRSTOWN FINL SVCS

SOLE
COM
Shares154.50K
TypeSH
Market value$3.25M
4.78%
Sole
154.50K
Shared
0.00
None
0.00

WEBSTER FINL

SOLE
COM
Shares79.50K
TypeSH
Market value$3.20M
4.72%
Sole
79.50K
Shared
0.00
None
0.00

FIRST BUSINESS FINL SVCS W

SOLE
COM
Shares94.60K
TypeSH
Market value$2.84M
4.18%
Sole
94.60K
Shared
0.00
None
0.00

PEOPLES BANCORP

SOLE
COM
Shares109.50K
TypeSH
Market value$2.78M
4.09%
Sole
109.50K
Shared
0.00
None
0.00

SOUTHSTATE CORPORATION

SOLE
COM
Shares39.20K
TypeSH
Market value$2.64M
3.89%
Sole
39.20K
Shared
0.00
None
0.00

ENTERPRISE FINL SVCS CORP

SOLE
COM
Shares69.40K
TypeSH
Market value$2.60M
3.83%
Sole
69.40K
Shared
0.00
None
0.00

SOUTHERN FIRST BANCSHARES IN

SOLE
COM
Shares94.90K
TypeSH
Market value$2.56M
3.76%
Sole
94.90K
Shared
0.00
None
0.00

USCB FINANCIAL HOLDINGS CLASS A

SOLE
CLASS A COM
Shares234.60K
TypeSH
Market value$2.47M
3.63%
Sole
234.60K
Shared
0.00
None
0.00

AMERIS BANCORP

SOLE
COM
Shares62.70K
TypeSH
Market value$2.41M
3.54%
Sole
62.70K
Shared
0.00
None
0.00

MERIDIAN CORPORATION

SOLE
COM
Shares243.97K
TypeSH
Market value$2.39M
3.52%
Sole
243.97K
Shared
0.00
None
0.00

FINANCIAL INSTNS

SOLE
COM
Shares139K
TypeSH
Market value$2.34M
3.44%
Sole
139K
Shared
0.00
None
0.00

PINNACLE FINL PARTNERS INC

SOLE
COM
Shares34K
TypeSH
Market value$2.28M
3.36%
Sole
34K
Shared
0.00
None
0.00

UNITY BANCORP

SOLE
COM
Shares94.97K
TypeSH
Market value$2.23M
3.28%
Sole
94.97K
Shared
0.00
None
0.00

CAPSTAR FINL HLDGS INC

SOLE
COM
Shares138.44K
TypeSH
Market value$1.96M
2.89%
Sole
138.44K
Shared
0.00
None
0.00

FIRST MERCHANTS

SOLE
COM
Shares60.50K
TypeSH
Market value$1.68M
2.48%
Sole
60.50K
Shared
0.00
None
0.00

COLUMBIA BKG SYS

SOLE
COM
Shares82.70K
TypeSH
Market value$1.68M
2.47%
Sole
82.70K
Shared
0.00
None
0.00

US BANCORP DEL

SOLE
COM NEW
Shares44.90K
TypeSH
Market value$1.48M
2.19%
Sole
44.90K
Shared
0.00
None
0.00

BYLINE BANCORP

SOLE
COM
Shares73.80K
TypeSH
Market value$1.45M
2.14%
Sole
73.80K
Shared
0.00
None
0.00

VILLAGE BK & TR FINANCIAL CO

SOLE
COM NEW
Shares31.40K
TypeSH
Market value$1.43M
2.11%
Sole
31.40K
Shared
0.00
None
0.00

EAST WEST BANCORP INC

SOLE
COM
Shares26.40K
TypeSH
Market value$1.39M
2.05%
Sole
26.40K
Shared
0.00
None
0.00

WESTERN ALLIANCE BANCORP

SOLE
COM
Shares28.60K
TypeSH
Market value$1.31M
1.94%
Sole
28.60K
Shared
0.00
None
0.00

CITIZENS CMNTY BANCORP MD

SOLE
COM
Shares131.30K
TypeSH
Market value$1.26M
1.86%
Sole
131.30K
Shared
0.00
None
0.00

FS BANCORP INC

SOLE
COM
Shares31.71K
TypeSH
Market value$935.6K
1.38%
Sole
31.71K
Shared
0.00
None
0.00
Page 1 of 2