REGENT INVESTMENT MANAGEMENT LLC

PrivateCIK: 1559968

Location

LOUISVILLE, KY

202

Positions

$373.3K

Total AUM (reported)

4.68M

Total Shares

Allocation by class

COM$366.4K98.2%

ETF$6.9K1.8%

Portfolio Concentration

Top 3$50.9K13.6%

4–10$63.8K17.1%

11–25$75.9K20.3%

Rest$182.7K49.0%

Top 3 weight

13.6%

Top 10 weight

30.7%

Voting Authority Distribution

Total shares with voting rights: 4.68M

Sole

Full voting authority

4.27M

% of voting shares91.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

402.85K

% of voting shares8.6%

Investment Discretion (by position count)

Sole200

Shared0

Other2

Dominant voting typeSole · 91.4% of voting shares

Institutional Holdings202

Rows:

APPLE INC

SOLE

COM

Shares187.16K

TypeSH

Market value$24.3K

6.51%

Sole

185.67K

Shared

0.00

None

1.49K

MICROSOFT CORP

SOLE

COM

Shares59.90K

TypeSH

Market value$14.4K

3.85%

Sole

57.99K

Shared

0.00

None

1.91K

JPMORGAN CHASE & CO

SOLE

COM

Shares90.77K

TypeSH

Market value$12.2K

3.26%

Sole

88.97K

Shared

0.00

None

1.80K

ALPHABET INC. CLASS C

SOLE

COM

Shares130.60K

TypeSH

Market value$11.6K

3.10%

Sole

128.60K

Shared

0.00

None

HORIZON THERAPEUTICS P F

SOLE

COM

Shares101.45K

TypeSH

Market value$11.5K

3.09%

Sole

95.75K

Shared

0.00

None

5.70K

JOHNSON & JOHNSON

SOLE

COM

Shares62.21K

TypeSH

Market value$11.0K

2.94%

Sole

61.46K

Shared

0.00

None

750.00

CVS HEALTH CORP

SOLE

COM

Shares85.94K

TypeSH

Market value$8.0K

2.15%

Sole

83.90K

Shared

0.00

None

2.04K

PROCTER AND GAMBLE CO

SOLE

COM

Shares48.66K

TypeSH

Market value$7.4K

1.98%

Sole

47.66K

Shared

0.00

None

AMAZON COM INC

SOLE

COM

Shares85.67K

TypeSH

Market value$7.2K

1.93%

Sole

83.61K

Shared

0.00

None

2.06K

BROWN FORMAN CORP

SOLE

COM

Shares107.52K

TypeSH

Market value$7.1K

1.89%

Sole

107.52K

Shared

0.00

None

0.00

BRISTOL-MYERS SQUIBB CO

SOLE

COM

Shares95.90K

TypeSH

Market value$6.9K

1.85%

Sole

92.40K

Shared

0.00

None

3.50K

MERCK & CO. INC.

SOLE

COM

Shares61.94K

TypeSH

Market value$6.9K

1.84%

Sole

59.54K

Shared

0.00

None

2.40K

QUALCOMM INC

SOLE

COM

Shares61.84K

TypeSH

Market value$6.8K

1.82%

Sole

60.49K

Shared

0.00

None

1.35K

PFIZER INC

SOLE

COM

Shares109.39K

TypeSH

Market value$5.6K

1.50%

Sole

104.89K

Shared

0.00

None

4.50K

MCKESSON CORP

SOLE

COM

Shares14.11K

TypeSH

Market value$5.3K

1.42%

Sole

14.11K

Shared

0.00

None

0.00

BROADCOM INC

SOLE

COM

Shares9.15K

TypeSH

Market value$5.1K

1.37%

Sole

9.15K

Shared

0.00

None

0.00

BK OF AMERICA CORP

SOLE

COM

Shares153.35K

TypeSH

Market value$5.1K

1.36%

Sole

150.35K

Shared

0.00

None

UNITEDHEALTH GRP INC

SOLE

COM

Shares9.25K

TypeSH

Market value$4.9K

1.31%

Sole

9.22K

Shared

0.00

None

25.00

ALPHABET INC. CLASS A

SOLE

COM

Shares53.87K

TypeSH

Market value$4.8K

1.27%

Sole

52.67K

Shared

0.00

None

1.20K

RAYTHEON TECHNOLOGIES CO

SOLE

COM

Shares45.80K

TypeSH

Market value$4.6K

1.24%

Sole

43.73K

Shared

0.00

None

2.06K

WILLIAMS COS INC

SOLE

COM

Shares130.29K

TypeSH

Market value$4.3K

1.15%

Sole

123.50K

Shared

0.00

None

6.80K

META PLATFORMS INC CLASS A

SOLE

COM

Shares34.74K

TypeSH

Market value$4.2K

1.12%

Sole

34.13K

Shared

0.00

None

610.00

LOWES COS INC

SOLE

COM

Shares20.65K

TypeSH

Market value$4.1K

1.10%

Sole

20.62K

Shared

0.00

None

30.00

VISA INC CLASS A

SOLE

COM

Shares18.02K

TypeSH

Market value$3.7K

1.00%

Sole

18.02K

Shared

0.00

None

0.00

TJX COS INC NEW

SOLE

COM

Shares45.99K

TypeSH

Market value$3.7K

0.98%

Sole

45.90K

Shared

0.00

None

90.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
APPLE INCSOLE	COM	187.16K	SH	$24.3K 6.51%	185.67K	1.49K
MICROSOFT CORPSOLE	COM	59.90K	SH	$14.4K 3.85%	57.99K	1.91K
JPMORGAN CHASE & COSOLE	COM	90.77K	SH	$12.2K 3.26%	88.97K	1.80K
ALPHABET INC. CLASS CSOLE	COM	130.60K	SH	$11.6K 3.10%	128.60K	2K
HORIZON THERAPEUTICS P FSOLE	COM	101.45K	SH	$11.5K 3.09%	95.75K	5.70K
JOHNSON & JOHNSONSOLE	COM	62.21K	SH	$11.0K 2.94%	61.46K	750.00
CVS HEALTH CORPSOLE	COM	85.94K	SH	$8.0K 2.15%	83.90K	2.04K
PROCTER AND GAMBLE COSOLE	COM	48.66K	SH	$7.4K 1.98%	47.66K	1K
AMAZON COM INCSOLE	COM	85.67K	SH	$7.2K 1.93%	83.61K	2.06K
BROWN FORMAN CORPSOLE	COM	107.52K	SH	$7.1K 1.89%	107.52K	0.00
BRISTOL-MYERS SQUIBB COSOLE	COM	95.90K	SH	$6.9K 1.85%	92.40K	3.50K
MERCK & CO. INC.SOLE	COM	61.94K	SH	$6.9K 1.84%	59.54K	2.40K
QUALCOMM INCSOLE	COM	61.84K	SH	$6.8K 1.82%	60.49K	1.35K
PFIZER INCSOLE	COM	109.39K	SH	$5.6K 1.50%	104.89K	4.50K
MCKESSON CORPSOLE	COM	14.11K	SH	$5.3K 1.42%	14.11K	0.00
BROADCOM INCSOLE	COM	9.15K	SH	$5.1K 1.37%	9.15K	0.00
BK OF AMERICA CORPSOLE	COM	153.35K	SH	$5.1K 1.36%	150.35K	3K
UNITEDHEALTH GRP INCSOLE	COM	9.25K	SH	$4.9K 1.31%	9.22K	25.00
ALPHABET INC. CLASS ASOLE	COM	53.87K	SH	$4.8K 1.27%	52.67K	1.20K
RAYTHEON TECHNOLOGIES COSOLE	COM	45.80K	SH	$4.6K 1.24%	43.73K	2.06K
WILLIAMS COS INCSOLE	COM	130.29K	SH	$4.3K 1.15%	123.50K	6.80K
META PLATFORMS INC CLASS ASOLE	COM	34.74K	SH	$4.2K 1.12%	34.13K	610.00
LOWES COS INCSOLE	COM	20.65K	SH	$4.1K 1.10%	20.62K	30.00
VISA INC CLASS ASOLE	COM	18.02K	SH	$3.7K 1.00%	18.02K	0.00
TJX COS INC NEWSOLE	COM	45.99K	SH	$3.7K 0.98%	45.90K	90.00

Page 1 of 9

…