Filed: 1/26/2023ACC: 0001559968-23-000002
📋 What this filing means
REGENT INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 202 equity positions with a total reported market value of $373.3K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
202
Positions
$373.3K
Total AUM (reported)
4.68M
Total Shares
Allocation by class
COM$366.4K98.2%
ETF$6.9K1.8%
Portfolio Concentration
Top 3$50.9K13.6%
4–10$63.8K17.1%
11–25$75.9K20.3%
Rest$182.7K49.0%
Top 3 weight
13.6%
Top 10 weight
30.7%
Voting Authority Distribution
Total shares with voting rights: 4.68M
Sole
Full voting authority
4.27M
shares
% of voting shares91.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
402.85K
shares
% of voting shares8.6%
Investment Discretion (by position count)
Sole200
Shared0
Other2
Dominant voting typeSole · 91.4% of voting shares
Institutional Holdings202
Rows:
APPLE INC
SOLEShares187.16K
TypeSH
Market value$24.3K
6.51%
Sole
185.67K
Shared
0.00
None
1.49K
MICROSOFT CORP
SOLEShares59.90K
TypeSH
Market value$14.4K
3.85%
Sole
57.99K
Shared
0.00
None
1.91K
JPMORGAN CHASE & CO
SOLEShares90.77K
TypeSH
Market value$12.2K
3.26%
Sole
88.97K
Shared
0.00
None
1.80K
ALPHABET INC. CLASS C
SOLEShares130.60K
TypeSH
Market value$11.6K
3.10%
Sole
128.60K
Shared
0.00
None
2K
HORIZON THERAPEUTICS P F
SOLEShares101.45K
TypeSH
Market value$11.5K
3.09%
Sole
95.75K
Shared
0.00
None
5.70K
JOHNSON & JOHNSON
SOLEShares62.21K
TypeSH
Market value$11.0K
2.94%
Sole
61.46K
Shared
0.00
None
750.00
CVS HEALTH CORP
SOLEShares85.94K
TypeSH
Market value$8.0K
2.15%
Sole
83.90K
Shared
0.00
None
2.04K
PROCTER AND GAMBLE CO
SOLEShares48.66K
TypeSH
Market value$7.4K
1.98%
Sole
47.66K
Shared
0.00
None
1K
AMAZON COM INC
SOLEShares85.67K
TypeSH
Market value$7.2K
1.93%
Sole
83.61K
Shared
0.00
None
2.06K
BROWN FORMAN CORP
SOLEShares107.52K
TypeSH
Market value$7.1K
1.89%
Sole
107.52K
Shared
0.00
None
0.00
BRISTOL-MYERS SQUIBB CO
SOLEShares95.90K
TypeSH
Market value$6.9K
1.85%
Sole
92.40K
Shared
0.00
None
3.50K
MERCK & CO. INC.
SOLEShares61.94K
TypeSH
Market value$6.9K
1.84%
Sole
59.54K
Shared
0.00
None
2.40K
QUALCOMM INC
SOLEShares61.84K
TypeSH
Market value$6.8K
1.82%
Sole
60.49K
Shared
0.00
None
1.35K
PFIZER INC
SOLEShares109.39K
TypeSH
Market value$5.6K
1.50%
Sole
104.89K
Shared
0.00
None
4.50K
MCKESSON CORP
SOLEShares14.11K
TypeSH
Market value$5.3K
1.42%
Sole
14.11K
Shared
0.00
None
0.00
BROADCOM INC
SOLEShares9.15K
TypeSH
Market value$5.1K
1.37%
Sole
9.15K
Shared
0.00
None
0.00
BK OF AMERICA CORP
SOLEShares153.35K
TypeSH
Market value$5.1K
1.36%
Sole
150.35K
Shared
0.00
None
3K
UNITEDHEALTH GRP INC
SOLEShares9.25K
TypeSH
Market value$4.9K
1.31%
Sole
9.22K
Shared
0.00
None
25.00
ALPHABET INC. CLASS A
SOLEShares53.87K
TypeSH
Market value$4.8K
1.27%
Sole
52.67K
Shared
0.00
None
1.20K
RAYTHEON TECHNOLOGIES CO
SOLEShares45.80K
TypeSH
Market value$4.6K
1.24%
Sole
43.73K
Shared
0.00
None
2.06K
WILLIAMS COS INC
SOLEShares130.29K
TypeSH
Market value$4.3K
1.15%
Sole
123.50K
Shared
0.00
None
6.80K
META PLATFORMS INC CLASS A
SOLEShares34.74K
TypeSH
Market value$4.2K
1.12%
Sole
34.13K
Shared
0.00
None
610.00
LOWES COS INC
SOLEShares20.65K
TypeSH
Market value$4.1K
1.10%
Sole
20.62K
Shared
0.00
None
30.00
VISA INC CLASS A
SOLEShares18.02K
TypeSH
Market value$3.7K
1.00%
Sole
18.02K
Shared
0.00
None
0.00
TJX COS INC NEW
SOLEShares45.99K
TypeSH
Market value$3.7K
0.98%
Sole
45.90K
Shared
0.00
None
90.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 187.16K | SH | $24.3K 6.51% | 185.67K | 0.00 | 1.49K |
MICROSOFT CORPSOLE | COM | 59.90K | SH | $14.4K 3.85% | 57.99K | 0.00 | 1.91K |
JPMORGAN CHASE & COSOLE | COM | 90.77K | SH | $12.2K 3.26% | 88.97K | 0.00 | 1.80K |
ALPHABET INC. CLASS CSOLE | COM | 130.60K | SH | $11.6K 3.10% | 128.60K | 0.00 | 2K |
HORIZON THERAPEUTICS P FSOLE | COM | 101.45K | SH | $11.5K 3.09% | 95.75K | 0.00 | 5.70K |
JOHNSON & JOHNSONSOLE | COM | 62.21K | SH | $11.0K 2.94% | 61.46K | 0.00 | 750.00 |
CVS HEALTH CORPSOLE | COM | 85.94K | SH | $8.0K 2.15% | 83.90K | 0.00 | 2.04K |
PROCTER AND GAMBLE COSOLE | COM | 48.66K | SH | $7.4K 1.98% | 47.66K | 0.00 | 1K |
AMAZON COM INCSOLE | COM | 85.67K | SH | $7.2K 1.93% | 83.61K | 0.00 | 2.06K |
BROWN FORMAN CORPSOLE | COM | 107.52K | SH | $7.1K 1.89% | 107.52K | 0.00 | 0.00 |
BRISTOL-MYERS SQUIBB COSOLE | COM | 95.90K | SH | $6.9K 1.85% | 92.40K | 0.00 | 3.50K |
MERCK & CO. INC.SOLE | COM | 61.94K | SH | $6.9K 1.84% | 59.54K | 0.00 | 2.40K |
QUALCOMM INCSOLE | COM | 61.84K | SH | $6.8K 1.82% | 60.49K | 0.00 | 1.35K |
PFIZER INCSOLE | COM | 109.39K | SH | $5.6K 1.50% | 104.89K | 0.00 | 4.50K |
MCKESSON CORPSOLE | COM | 14.11K | SH | $5.3K 1.42% | 14.11K | 0.00 | 0.00 |
BROADCOM INCSOLE | COM | 9.15K | SH | $5.1K 1.37% | 9.15K | 0.00 | 0.00 |
BK OF AMERICA CORPSOLE | COM | 153.35K | SH | $5.1K 1.36% | 150.35K | 0.00 | 3K |
UNITEDHEALTH GRP INCSOLE | COM | 9.25K | SH | $4.9K 1.31% | 9.22K | 0.00 | 25.00 |
ALPHABET INC. CLASS ASOLE | COM | 53.87K | SH | $4.8K 1.27% | 52.67K | 0.00 | 1.20K |
RAYTHEON TECHNOLOGIES COSOLE | COM | 45.80K | SH | $4.6K 1.24% | 43.73K | 0.00 | 2.06K |
WILLIAMS COS INCSOLE | COM | 130.29K | SH | $4.3K 1.15% | 123.50K | 0.00 | 6.80K |
META PLATFORMS INC CLASS ASOLE | COM | 34.74K | SH | $4.2K 1.12% | 34.13K | 0.00 | 610.00 |
LOWES COS INCSOLE | COM | 20.65K | SH | $4.1K 1.10% | 20.62K | 0.00 | 30.00 |
VISA INC CLASS ASOLE | COM | 18.02K | SH | $3.7K 1.00% | 18.02K | 0.00 | 0.00 |
TJX COS INC NEWSOLE | COM | 45.99K | SH | $3.7K 0.98% | 45.90K | 0.00 | 90.00 |
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