Filed: 10/18/2022ACC: 0001559968-22-000008
📋 What this filing means
REGENT INVESTMENT MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 194 equity positions with a total reported market value of $342.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
194
Positions
$342.7K
Total AUM (reported)
4.62M
Total Shares
Allocation by class
COM$261.7K76.4%
CL A$15.1K4.4%
CAP STK CL C$12.7K3.7%
CL B$10.8K3.2%
COM NEW$10.5K3.1%
SHS$8.8K2.6%
CAP STK CL A$5.0K1.4%
Portfolio Concentration
Top 3$53.0K15.5%
4–10$58.5K17.1%
11–25$69.3K20.2%
Rest$161.9K47.2%
Top 3 weight
15.5%
Top 10 weight
32.5%
Voting Authority Distribution
Total shares with voting rights: 4.62M
Sole
Full voting authority
4.27M
shares
% of voting shares92.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
346.41K
shares
% of voting shares7.5%
Investment Discretion (by position count)
Sole192
Shared0
Other2
Dominant voting typeSole · 92.5% of voting shares
Institutional Holdings194
Rows:
APPLE INC
SOLEShares190.77K
TypeSH
Market value$26.4K
7.69%
Sole
189.18K
Shared
0.00
None
1.58K
MICROSOFT CORP
SOLEShares59.57K
TypeSH
Market value$13.9K
4.05%
Sole
57.66K
Shared
0.00
None
1.91K
ALPHABET INC. CLASS C
SOLEShares132.32K
TypeSH
Market value$12.7K
3.71%
Sole
130.32K
Shared
0.00
None
2K
JOHNSON & JOHNSON
SOLEShares62.21K
TypeSH
Market value$10.2K
2.97%
Sole
61.46K
Shared
0.00
None
750.00
AMAZON COM INC
SOLEShares84.30K
TypeSH
Market value$9.5K
2.78%
Sole
82.23K
Shared
0.00
None
2.06K
JPMORGAN CHASE & CO
SOLEShares90.58K
TypeSH
Market value$9.5K
2.76%
Sole
88.78K
Shared
0.00
None
1.80K
CVS HEALTH CORP
SOLEShares87.08K
TypeSH
Market value$8.3K
2.42%
Sole
85.05K
Shared
0.00
None
2.04K
BROWN FORMAN CORP
SOLEShares108.61K
TypeSH
Market value$7.2K
2.11%
Sole
108.61K
Shared
0.00
None
0.00
QUALCOMM INC
SOLEShares61.53K
TypeSH
Market value$7.0K
2.03%
Sole
60.18K
Shared
0.00
None
1.35K
BRISTOL-MYERS SQUIBB CO
SOLEShares97.01K
TypeSH
Market value$6.9K
2.01%
Sole
93.51K
Shared
0.00
None
3.50K
HORIZON THERAPEUTICS P F
SOLEShares103.48K
TypeSH
Market value$6.4K
1.87%
Sole
97.78K
Shared
0.00
None
5.70K
PROCTER AND GAMBLE CO
SOLEShares48.64K
TypeSH
Market value$6.1K
1.79%
Sole
47.64K
Shared
0.00
None
1K
META PLATFORMS INC CLASS A
SOLEShares40.31K
TypeSH
Market value$5.5K
1.60%
Sole
39.70K
Shared
0.00
None
610.00
MERCK & CO. INC.
SOLEShares62.53K
TypeSH
Market value$5.4K
1.57%
Sole
60.13K
Shared
0.00
None
2.40K
ALPHABET INC. CLASS A
SOLEShares51.83K
TypeSH
Market value$5.0K
1.45%
Sole
50.63K
Shared
0.00
None
1.20K
PFIZER INC
SOLEShares110.87K
TypeSH
Market value$4.9K
1.42%
Sole
106.37K
Shared
0.00
None
4.50K
MCKESSON CORP
SOLEShares14.15K
TypeSH
Market value$4.8K
1.40%
Sole
14.15K
Shared
0.00
None
0.00
UNITEDHEALTH GRP INC
SOLEShares9.22K
TypeSH
Market value$4.7K
1.36%
Sole
9.20K
Shared
0.00
None
25.00
BK OF AMERICA CORP
SOLEShares141.56K
TypeSH
Market value$4.3K
1.25%
Sole
138.56K
Shared
0.00
None
3K
BROADCOM INC
SOLEShares9.30K
TypeSH
Market value$4.1K
1.21%
Sole
9.30K
Shared
0.00
None
0.00
LOWES COS INC
SOLEShares20.41K
TypeSH
Market value$3.8K
1.12%
Sole
20.38K
Shared
0.00
None
30.00
RAYTHEON TECHNOLOGIES CO
SOLEShares45.94K
TypeSH
Market value$3.8K
1.10%
Sole
43.88K
Shared
0.00
None
2.06K
WILLIAMS COS INC
SOLEShares131.06K
TypeSH
Market value$3.8K
1.09%
Sole
124.25K
Shared
0.00
None
6.80K
ALBEMARLE CORP
SOLEShares13.36K
TypeSH
Market value$3.5K
1.03%
Sole
13.36K
Shared
0.00
None
0.00
THERMO FISHER SCIENTIFIC INC
SOLEShares6.65K
TypeSH
Market value$3.4K
0.98%
Sole
6.65K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 190.77K | SH | $26.4K 7.69% | 189.18K | 0.00 | 1.58K |
MICROSOFT CORPSOLE | COM | 59.57K | SH | $13.9K 4.05% | 57.66K | 0.00 | 1.91K |
ALPHABET INC. CLASS CSOLE | CAP STK CL C | 132.32K | SH | $12.7K 3.71% | 130.32K | 0.00 | 2K |
JOHNSON & JOHNSONSOLE | COM | 62.21K | SH | $10.2K 2.97% | 61.46K | 0.00 | 750.00 |
AMAZON COM INCSOLE | COM | 84.30K | SH | $9.5K 2.78% | 82.23K | 0.00 | 2.06K |
JPMORGAN CHASE & COSOLE | COM | 90.58K | SH | $9.5K 2.76% | 88.78K | 0.00 | 1.80K |
CVS HEALTH CORPSOLE | COM | 87.08K | SH | $8.3K 2.42% | 85.05K | 0.00 | 2.04K |
BROWN FORMAN CORPSOLE | CL B | 108.61K | SH | $7.2K 2.11% | 108.61K | 0.00 | 0.00 |
QUALCOMM INCSOLE | COM | 61.53K | SH | $7.0K 2.03% | 60.18K | 0.00 | 1.35K |
BRISTOL-MYERS SQUIBB COSOLE | COM | 97.01K | SH | $6.9K 2.01% | 93.51K | 0.00 | 3.50K |
HORIZON THERAPEUTICS P FSOLE | SHS | 103.48K | SH | $6.4K 1.87% | 97.78K | 0.00 | 5.70K |
PROCTER AND GAMBLE COSOLE | COM | 48.64K | SH | $6.1K 1.79% | 47.64K | 0.00 | 1K |
META PLATFORMS INC CLASS ASOLE | CL A | 40.31K | SH | $5.5K 1.60% | 39.70K | 0.00 | 610.00 |
MERCK & CO. INC.SOLE | COM | 62.53K | SH | $5.4K 1.57% | 60.13K | 0.00 | 2.40K |
ALPHABET INC. CLASS ASOLE | CAP STK CL A | 51.83K | SH | $5.0K 1.45% | 50.63K | 0.00 | 1.20K |
PFIZER INCSOLE | COM | 110.87K | SH | $4.9K 1.42% | 106.37K | 0.00 | 4.50K |
MCKESSON CORPSOLE | COM | 14.15K | SH | $4.8K 1.40% | 14.15K | 0.00 | 0.00 |
UNITEDHEALTH GRP INCSOLE | COM | 9.22K | SH | $4.7K 1.36% | 9.20K | 0.00 | 25.00 |
BK OF AMERICA CORPSOLE | COM | 141.56K | SH | $4.3K 1.25% | 138.56K | 0.00 | 3K |
BROADCOM INCSOLE | COM | 9.30K | SH | $4.1K 1.21% | 9.30K | 0.00 | 0.00 |
LOWES COS INCSOLE | COM | 20.41K | SH | $3.8K 1.12% | 20.38K | 0.00 | 30.00 |
RAYTHEON TECHNOLOGIES COSOLE | COM | 45.94K | SH | $3.8K 1.10% | 43.88K | 0.00 | 2.06K |
WILLIAMS COS INCSOLE | COM | 131.06K | SH | $3.8K 1.09% | 124.25K | 0.00 | 6.80K |
ALBEMARLE CORPSOLE | COM | 13.36K | SH | $3.5K 1.03% | 13.36K | 0.00 | 0.00 |
THERMO FISHER SCIENTIFIC INCSOLE | COM | 6.65K | SH | $3.4K 0.98% | 6.65K | 0.00 | 0.00 |
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