REGAL INVESTMENT ADVISORS LLC

PrivateCIK: 1559789

Location

KENTWOOD, MI

647

Positions

$1.92B

Total AUM (reported)

23.15M

Total Shares

Allocation by class

COM$468.74M24.4%

CORE S&P500 ETF$126.43M6.6%

UNIT SER 1$42.01M2.2%

TR UNIT$35.75M1.9%

CORE UNIVRSL USD$32.26M1.7%

US DIVIDEND EQ$28.73M1.5%

IBOXX INV CP ETF$27.82M1.4%

Portfolio Concentration

Top 3$204.80M10.6%

4–10$205.19M10.7%

11–25$264.14M13.7%

Rest$1.25B65.0%

Top 3 weight

10.6%

Top 10 weight

21.3%

Voting Authority Distribution

Total shares with voting rights: 23.15M

Sole

Full voting authority

2.50M

% of voting shares10.8%

Shared

Joint voting authority

2.67M

% of voting shares11.5%

None

No voting authority

17.98M

% of voting shares77.7%

Investment Discretion (by position count)

Sole647

Shared0

Other0

Dominant voting typeNone · 77.7% of voting shares

Institutional Holdings647

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares168.83K

TypeSH

Market value$126.43M

6.57%

Sole

39.83K

Shared

14.43K

None

114.57K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares57.05K

TypeSH

Market value$42.01M

2.18%

Sole

19.71K

Shared

10.24K

None

27.09K

APPLE INC

SOLE

COM

Shares125.65K

TypeSH

Market value$36.36M

1.89%

Sole

58.59K

Shared

6.13K

None

60.92K

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares47.88K

TypeSH

Market value$35.75M

1.86%

Sole

22.82K

Shared

6.09K

None

18.97K

ISHARES TR

SOLE

CORE UNIVRSL USD

Shares699.01K

TypeSH

Market value$32.26M

1.68%

Sole

0.00

Shared

107.29K

None

591.72K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares906.14K

TypeSH

Market value$28.73M

1.49%

Sole

0.00

Shared

19.11K

None

887.04K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares255.07K

TypeSH

Market value$27.82M

1.45%

Sole

0.00

Shared

0.00

None

255.07K

NVIDIA CORPORATION

SOLE

COM

Shares136.90K

TypeSH

Market value$27.39M

1.42%

Sole

72.48K

Shared

4.57K

None

59.86K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares284.37K

TypeSH

Market value$26.71M

1.39%

Sole

224.69K

Shared

0.00

None

59.68K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares307.89K

TypeSH

Market value$26.52M

1.38%

Sole

Shared

4.90K

None

301.99K

ISHARES TR

SOLE

S&P 500 GRWT ETF

Shares170.92K

TypeSH

Market value$23.51M

1.22%

Sole

4.09K

Shared

27.22K

None

139.62K

MICROSOFT CORP

SOLE

COM

Shares61.20K

TypeSH

Market value$22.83M

1.19%

Sole

5.88K

Shared

11.48K

None

43.85K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares315.64K

TypeSH

Market value$22.49M

1.17%

Sole

0.00

Shared

584.00

None

315.05K

BLACKROCK ETF TRUST

SOLE

ISHARES US EQUIT

Shares296.82K

TypeSH

Market value$20.19M

1.05%

Sole

0.00

Shared

52.66K

None

244.16K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares124.44K

TypeSH

Market value$18.46M

0.96%

Sole

13.88K

Shared

218.00

None

110.34K

ISHARES TR

SOLE

S&P 500 VAL ETF

Shares80.38K

TypeSH

Market value$18.25M

0.95%

Sole

993.00

Shared

13.91K

None

65.48K

ABBVIE INC

SOLE

COM

Shares69.32K

TypeSH

Market value$17.44M

0.91%

Sole

1.23K

Shared

18.56K

None

49.54K

JOHNSON & JOHNSON

SOLE

COM

Shares65.35K

TypeSH

Market value$16.60M

0.86%

Sole

2.17K

Shared

16.19K

None

46.99K

VANGUARD INDEX FDS

SOLE

TOTAL STK MKT

Shares44.51K

TypeSH

Market value$16.47M

0.86%

Sole

6.85K

Shared

233.00

None

37.42K

ISHARES TR

SOLE

CORE MSCI EAFE

Shares163.42K

TypeSH

Market value$15.78M

0.82%

Sole

0.00

Shared

7.13K

None

156.29K

ISHARES INC

SOLE

CORE MSCI EMKT

Shares185.14K

TypeSH

Market value$15.34M

0.80%

Sole

0.00

Shared

28.67K

None

156.46K

INVESCO EXCHANGE TRADED FD T

SOLE

LARG CAP GRO ETF

Shares87.02K

TypeSH

Market value$14.66M

0.76%

Sole

65.76K

Shared

0.00

None

21.26K

VANGUARD INTL EQUITY INDEX F

SOLE

FTSE EMR MKT ETF

Shares244.18K

TypeSH

Market value$14.58M

0.76%

Sole

0.00

Shared

0.00

None

244.18K

VANGUARD WHITEHALL FDS

SOLE

INTL HIGH ETF

Shares146.56K

TypeSH

Market value$14.39M

0.75%

Sole

0.00

Shared

9.48K

None

137.08K

FIRST TR EXCHANGE TRADED FD

SOLE

DORSEY WRT 5 ETF

Shares173.45K

TypeSH

Market value$13.16M

0.68%

Sole

145.65K

Shared

0.00

None

27.80K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared	None
ISHARES TRSOLE	CORE S&P500 ETF	168.83K	SH	$126.43M 6.57%	39.83K	14.43K	114.57K
INVESCO QQQ TRSOLE	UNIT SER 1	57.05K	SH	$42.01M 2.18%	19.71K	10.24K	27.09K
APPLE INCSOLE	COM	125.65K	SH	$36.36M 1.89%	58.59K	6.13K	60.92K
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	47.88K	SH	$35.75M 1.86%	22.82K	6.09K	18.97K
ISHARES TRSOLE	CORE UNIVRSL USD	699.01K	SH	$32.26M 1.68%	0.00	107.29K	591.72K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	906.14K	SH	$28.73M 1.49%	0.00	19.11K	887.04K
ISHARES TRSOLE	IBOXX INV CP ETF	255.07K	SH	$27.82M 1.45%	0.00	0.00	255.07K
NVIDIA CORPORATIONSOLE	COM	136.90K	SH	$27.39M 1.42%	72.48K	4.57K	59.86K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	284.37K	SH	$26.71M 1.39%	224.69K	0.00	59.68K
VANGUARD INDEX FDSSOLE	GROWTH ETF	307.89K	SH	$26.52M 1.38%	1K	4.90K	301.99K
ISHARES TRSOLE	S&P 500 GRWT ETF	170.92K	SH	$23.51M 1.22%	4.09K	27.22K	139.62K
MICROSOFT CORPSOLE	COM	61.20K	SH	$22.83M 1.19%	5.88K	11.48K	43.85K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	315.64K	SH	$22.49M 1.17%	0.00	584.00	315.05K
BLACKROCK ETF TRUSTSOLE	ISHARES US EQUIT	296.82K	SH	$20.19M 1.05%	0.00	52.66K	244.16K
ISHARES TRSOLE	CORE S&P SCP ETF	124.44K	SH	$18.46M 0.96%	13.88K	218.00	110.34K
ISHARES TRSOLE	S&P 500 VAL ETF	80.38K	SH	$18.25M 0.95%	993.00	13.91K	65.48K
ABBVIE INCSOLE	COM	69.32K	SH	$17.44M 0.91%	1.23K	18.56K	49.54K
JOHNSON & JOHNSONSOLE	COM	65.35K	SH	$16.60M 0.86%	2.17K	16.19K	46.99K
VANGUARD INDEX FDSSOLE	TOTAL STK MKT	44.51K	SH	$16.47M 0.86%	6.85K	233.00	37.42K
ISHARES TRSOLE	CORE MSCI EAFE	163.42K	SH	$15.78M 0.82%	0.00	7.13K	156.29K
ISHARES INCSOLE	CORE MSCI EMKT	185.14K	SH	$15.34M 0.80%	0.00	28.67K	156.46K
INVESCO EXCHANGE TRADED FD TSOLE	LARG CAP GRO ETF	87.02K	SH	$14.66M 0.76%	65.76K	0.00	21.26K
VANGUARD INTL EQUITY INDEX FSOLE	FTSE EMR MKT ETF	244.18K	SH	$14.58M 0.76%	0.00	0.00	244.18K
VANGUARD WHITEHALL FDSSOLE	INTL HIGH ETF	146.56K	SH	$14.39M 0.75%	0.00	9.48K	137.08K
FIRST TR EXCHANGE TRADED FDSOLE	DORSEY WRT 5 ETF	173.45K	SH	$13.16M 0.68%	145.65K	0.00	27.80K

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