Filed: 8/14/2026ACC: 0001559789-26-000004
📋 What this filing means
REGAL INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 647 equity positions with a total reported market value of $1.92B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
647
Positions
$1.92B
Total AUM (reported)
23.15M
Total Shares
Allocation by class
COM$468.74M24.4%
CORE S&P500 ETF$126.43M6.6%
UNIT SER 1$42.01M2.2%
TR UNIT$35.75M1.9%
CORE UNIVRSL USD$32.26M1.7%
US DIVIDEND EQ$28.73M1.5%
IBOXX INV CP ETF$27.82M1.4%
Portfolio Concentration
Top 3$204.80M10.6%
4–10$205.19M10.7%
11–25$264.14M13.7%
Rest$1.25B65.0%
Top 3 weight
10.6%
Top 10 weight
21.3%
Voting Authority Distribution
Total shares with voting rights: 23.15M
Sole
Full voting authority
2.50M
shares
% of voting shares10.8%
Shared
Joint voting authority
2.67M
shares
% of voting shares11.5%
None
No voting authority
17.98M
shares
% of voting shares77.7%
Investment Discretion (by position count)
Sole647
Shared0
Other0
Dominant voting typeNone · 77.7% of voting shares
Institutional Holdings647
Rows:
ISHARES TR
SOLEShares168.83K
TypeSH
Market value$126.43M
6.57%
Sole
39.83K
Shared
14.43K
None
114.57K
INVESCO QQQ TR
SOLEShares57.05K
TypeSH
Market value$42.01M
2.18%
Sole
19.71K
Shared
10.24K
None
27.09K
APPLE INC
SOLEShares125.65K
TypeSH
Market value$36.36M
1.89%
Sole
58.59K
Shared
6.13K
None
60.92K
STATE STR SPDR S&P 500 ETF T
SOLEShares47.88K
TypeSH
Market value$35.75M
1.86%
Sole
22.82K
Shared
6.09K
None
18.97K
ISHARES TR
SOLEShares699.01K
TypeSH
Market value$32.26M
1.68%
Sole
0.00
Shared
107.29K
None
591.72K
SCHWAB STRATEGIC TR
SOLEShares906.14K
TypeSH
Market value$28.73M
1.49%
Sole
0.00
Shared
19.11K
None
887.04K
ISHARES TR
SOLEShares255.07K
TypeSH
Market value$27.82M
1.45%
Sole
0.00
Shared
0.00
None
255.07K
NVIDIA CORPORATION
SOLEShares136.90K
TypeSH
Market value$27.39M
1.42%
Sole
72.48K
Shared
4.57K
None
59.86K
FIRST TR EXCHANGE-TRADED FD
SOLEShares284.37K
TypeSH
Market value$26.71M
1.39%
Sole
224.69K
Shared
0.00
None
59.68K
VANGUARD INDEX FDS
SOLEShares307.89K
TypeSH
Market value$26.52M
1.38%
Sole
1K
Shared
4.90K
None
301.99K
ISHARES TR
SOLEShares170.92K
TypeSH
Market value$23.51M
1.22%
Sole
4.09K
Shared
27.22K
None
139.62K
MICROSOFT CORP
SOLEShares61.20K
TypeSH
Market value$22.83M
1.19%
Sole
5.88K
Shared
11.48K
None
43.85K
VANGUARD TAX-MANAGED FDS
SOLEShares315.64K
TypeSH
Market value$22.49M
1.17%
Sole
0.00
Shared
584.00
None
315.05K
BLACKROCK ETF TRUST
SOLEShares296.82K
TypeSH
Market value$20.19M
1.05%
Sole
0.00
Shared
52.66K
None
244.16K
ISHARES TR
SOLEShares124.44K
TypeSH
Market value$18.46M
0.96%
Sole
13.88K
Shared
218.00
None
110.34K
ISHARES TR
SOLEShares80.38K
TypeSH
Market value$18.25M
0.95%
Sole
993.00
Shared
13.91K
None
65.48K
ABBVIE INC
SOLEShares69.32K
TypeSH
Market value$17.44M
0.91%
Sole
1.23K
Shared
18.56K
None
49.54K
JOHNSON & JOHNSON
SOLEShares65.35K
TypeSH
Market value$16.60M
0.86%
Sole
2.17K
Shared
16.19K
None
46.99K
VANGUARD INDEX FDS
SOLEShares44.51K
TypeSH
Market value$16.47M
0.86%
Sole
6.85K
Shared
233.00
None
37.42K
ISHARES TR
SOLEShares163.42K
TypeSH
Market value$15.78M
0.82%
Sole
0.00
Shared
7.13K
None
156.29K
ISHARES INC
SOLEShares185.14K
TypeSH
Market value$15.34M
0.80%
Sole
0.00
Shared
28.67K
None
156.46K
INVESCO EXCHANGE TRADED FD T
SOLEShares87.02K
TypeSH
Market value$14.66M
0.76%
Sole
65.76K
Shared
0.00
None
21.26K
VANGUARD INTL EQUITY INDEX F
SOLEShares244.18K
TypeSH
Market value$14.58M
0.76%
Sole
0.00
Shared
0.00
None
244.18K
VANGUARD WHITEHALL FDS
SOLEShares146.56K
TypeSH
Market value$14.39M
0.75%
Sole
0.00
Shared
9.48K
None
137.08K
FIRST TR EXCHANGE TRADED FD
SOLEShares173.45K
TypeSH
Market value$13.16M
0.68%
Sole
145.65K
Shared
0.00
None
27.80K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 168.83K | SH | $126.43M 6.57% | 39.83K | 14.43K | 114.57K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 57.05K | SH | $42.01M 2.18% | 19.71K | 10.24K | 27.09K |
APPLE INCSOLE | COM | 125.65K | SH | $36.36M 1.89% | 58.59K | 6.13K | 60.92K |
STATE STR SPDR S&P 500 ETF TSOLE | TR UNIT | 47.88K | SH | $35.75M 1.86% | 22.82K | 6.09K | 18.97K |
ISHARES TRSOLE | CORE UNIVRSL USD | 699.01K | SH | $32.26M 1.68% | 0.00 | 107.29K | 591.72K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 906.14K | SH | $28.73M 1.49% | 0.00 | 19.11K | 887.04K |
ISHARES TRSOLE | IBOXX INV CP ETF | 255.07K | SH | $27.82M 1.45% | 0.00 | 0.00 | 255.07K |
NVIDIA CORPORATIONSOLE | COM | 136.90K | SH | $27.39M 1.42% | 72.48K | 4.57K | 59.86K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 284.37K | SH | $26.71M 1.39% | 224.69K | 0.00 | 59.68K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 307.89K | SH | $26.52M 1.38% | 1K | 4.90K | 301.99K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 170.92K | SH | $23.51M 1.22% | 4.09K | 27.22K | 139.62K |
MICROSOFT CORPSOLE | COM | 61.20K | SH | $22.83M 1.19% | 5.88K | 11.48K | 43.85K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 315.64K | SH | $22.49M 1.17% | 0.00 | 584.00 | 315.05K |
BLACKROCK ETF TRUSTSOLE | ISHARES US EQUIT | 296.82K | SH | $20.19M 1.05% | 0.00 | 52.66K | 244.16K |
ISHARES TRSOLE | CORE S&P SCP ETF | 124.44K | SH | $18.46M 0.96% | 13.88K | 218.00 | 110.34K |
ISHARES TRSOLE | S&P 500 VAL ETF | 80.38K | SH | $18.25M 0.95% | 993.00 | 13.91K | 65.48K |
ABBVIE INCSOLE | COM | 69.32K | SH | $17.44M 0.91% | 1.23K | 18.56K | 49.54K |
JOHNSON & JOHNSONSOLE | COM | 65.35K | SH | $16.60M 0.86% | 2.17K | 16.19K | 46.99K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 44.51K | SH | $16.47M 0.86% | 6.85K | 233.00 | 37.42K |
ISHARES TRSOLE | CORE MSCI EAFE | 163.42K | SH | $15.78M 0.82% | 0.00 | 7.13K | 156.29K |
ISHARES INCSOLE | CORE MSCI EMKT | 185.14K | SH | $15.34M 0.80% | 0.00 | 28.67K | 156.46K |
INVESCO EXCHANGE TRADED FD TSOLE | LARG CAP GRO ETF | 87.02K | SH | $14.66M 0.76% | 65.76K | 0.00 | 21.26K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 244.18K | SH | $14.58M 0.76% | 0.00 | 0.00 | 244.18K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 146.56K | SH | $14.39M 0.75% | 0.00 | 9.48K | 137.08K |
FIRST TR EXCHANGE TRADED FDSOLE | DORSEY WRT 5 ETF | 173.45K | SH | $13.16M 0.68% | 145.65K | 0.00 | 27.80K |
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