Filed: 11/13/2025ACC: 0001559789-25-000007
📋 What this filing means
REGAL INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 516 equity positions with a total reported market value of $1.54B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
516
Positions
$1.54B
Total AUM (reported)
18.70M
Total Shares
Allocation by class
COM$405.99M26.4%
CORE S&P500 ETF$79.57M5.2%
UNIT SER 1$37.79M2.5%
TR UNIT$31.62M2.1%
US DIVIDEND EQ$27.40M1.8%
IBOXX INV CP ETF$25.08M1.6%
CAP STRENGTH ETF$24.56M1.6%
Portfolio Concentration
Top 3$149.94M9.8%
4–10$182.80M11.9%
11–25$216.55M14.1%
Rest$986.91M64.2%
Top 3 weight
9.8%
Top 10 weight
21.7%
Voting Authority Distribution
Total shares with voting rights: 18.70M
Sole
Full voting authority
4.97M
shares
% of voting shares26.6%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
13.73M
shares
% of voting shares73.4%
Investment Discretion (by position count)
Sole516
Shared0
Other0
Dominant voting typeNone · 73.4% of voting shares
Institutional Holdings516
Rows:
ISHARES TR
SOLEShares118.89K
TypeSH
Market value$79.57M
5.18%
Sole
49.50K
Shared
0.00
None
69.39K
INVESCO QQQ TR
SOLEShares62.94K
TypeSH
Market value$37.79M
2.46%
Sole
30.56K
Shared
0.00
None
32.38K
APPLE INC
SOLEShares127.94K
TypeSH
Market value$32.58M
2.12%
Sole
72.98K
Shared
0.00
None
54.97K
SPDR S&P 500 ETF TR
SOLEShares47.46K
TypeSH
Market value$31.62M
2.06%
Sole
32.49K
Shared
0.00
None
14.97K
SCHWAB STRATEGIC TR
SOLEShares1M
TypeSH
Market value$27.40M
1.78%
Sole
20.89K
Shared
0.00
None
982.96K
MICROSOFT CORP
SOLEShares52.89K
TypeSH
Market value$27.39M
1.78%
Sole
18.21K
Shared
0.00
None
34.68K
ISHARES TR
SOLEShares224.99K
TypeSH
Market value$25.08M
1.63%
Sole
6.00
Shared
0.00
None
224.98K
FIRST TR EXCHANGE-TRADED FD
SOLEShares262.23K
TypeSH
Market value$24.56M
1.60%
Sole
220.63K
Shared
0.00
None
41.59K
VANGUARD INDEX FDS
SOLEShares48.75K
TypeSH
Market value$23.38M
1.52%
Sole
1.19K
Shared
0.00
None
47.56K
NVIDIA CORPORATION
SOLEShares125.24K
TypeSH
Market value$23.37M
1.52%
Sole
77.20K
Shared
0.00
None
48.04K
ISHARES TR
SOLEShares388.89K
TypeSH
Market value$18.17M
1.18%
Sole
73.11K
Shared
0.00
None
315.79K
VANGUARD TAX-MANAGED FDS
SOLEShares292.70K
TypeSH
Market value$17.54M
1.14%
Sole
584.00
Shared
0.00
None
292.12K
ABBVIE INC
SOLEShares71.08K
TypeSH
Market value$16.46M
1.07%
Sole
21.88K
Shared
0.00
None
49.20K
BLACKROCK ETF TRUST
SOLEShares271.45K
TypeSH
Market value$16.07M
1.05%
Sole
68.19K
Shared
0.00
None
203.26K
ISHARES TR
SOLEShares132.27K
TypeSH
Market value$15.97M
1.04%
Sole
34.01K
Shared
0.00
None
98.26K
ISHARES TR
SOLEShares44.98K
TypeSH
Market value$14.97M
0.97%
Sole
8.85K
Shared
0.00
None
36.13K
ISHARES TR
SOLEShares119.09K
TypeSH
Market value$14.15M
0.92%
Sole
17.22K
Shared
0.00
None
101.87K
ISHARES TR
SOLEShares72.51K
TypeSH
Market value$14.10M
0.92%
Sole
16.75K
Shared
0.00
None
55.76K
JOHNSON & JOHNSON
SOLEShares71.87K
TypeSH
Market value$13.33M
0.87%
Sole
21.39K
Shared
0.00
None
50.48K
GOLDMAN SACHS ETF TR
SOLEShares99.97K
TypeSH
Market value$13.02M
0.85%
Sole
52.09K
Shared
0.00
None
47.87K
ISHARES TR
SOLEShares62.20K
TypeSH
Market value$12.85M
0.84%
Sole
16.59K
Shared
0.00
None
45.61K
ISHARES TR
SOLEShares188.62K
TypeSH
Market value$12.79M
0.83%
Sole
44.06K
Shared
0.00
None
144.56K
VANGUARD WHITEHALL FDS
SOLEShares148.59K
TypeSH
Market value$12.58M
0.82%
Sole
8.79K
Shared
0.00
None
139.79K
VANGUARD INTL EQUITY INDEX F
SOLEShares226.71K
TypeSH
Market value$12.28M
0.80%
Sole
324.00
Shared
0.00
None
226.38K
ISHARES TR
SOLEShares140.51K
TypeSH
Market value$12.27M
0.80%
Sole
7.71K
Shared
0.00
None
132.80K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 118.89K | SH | $79.57M 5.18% | 49.50K | 0.00 | 69.39K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 62.94K | SH | $37.79M 2.46% | 30.56K | 0.00 | 32.38K |
APPLE INCSOLE | COM | 127.94K | SH | $32.58M 2.12% | 72.98K | 0.00 | 54.97K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 47.46K | SH | $31.62M 2.06% | 32.49K | 0.00 | 14.97K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 1M | SH | $27.40M 1.78% | 20.89K | 0.00 | 982.96K |
MICROSOFT CORPSOLE | COM | 52.89K | SH | $27.39M 1.78% | 18.21K | 0.00 | 34.68K |
ISHARES TRSOLE | IBOXX INV CP ETF | 224.99K | SH | $25.08M 1.63% | 6.00 | 0.00 | 224.98K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 262.23K | SH | $24.56M 1.60% | 220.63K | 0.00 | 41.59K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 48.75K | SH | $23.38M 1.52% | 1.19K | 0.00 | 47.56K |
NVIDIA CORPORATIONSOLE | COM | 125.24K | SH | $23.37M 1.52% | 77.20K | 0.00 | 48.04K |
ISHARES TRSOLE | CORE TOTAL USD | 388.89K | SH | $18.17M 1.18% | 73.11K | 0.00 | 315.79K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 292.70K | SH | $17.54M 1.14% | 584.00 | 0.00 | 292.12K |
ABBVIE INCSOLE | COM | 71.08K | SH | $16.46M 1.07% | 21.88K | 0.00 | 49.20K |
BLACKROCK ETF TRUSTSOLE | ISHARES US EQUIT | 271.45K | SH | $16.07M 1.05% | 68.19K | 0.00 | 203.26K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 132.27K | SH | $15.97M 1.04% | 34.01K | 0.00 | 98.26K |
ISHARES TRSOLE | S&P 100 ETF | 44.98K | SH | $14.97M 0.97% | 8.85K | 0.00 | 36.13K |
ISHARES TRSOLE | CORE S&P SCP ETF | 119.09K | SH | $14.15M 0.92% | 17.22K | 0.00 | 101.87K |
ISHARES TRSOLE | MSCI USA QLT FCT | 72.51K | SH | $14.10M 0.92% | 16.75K | 0.00 | 55.76K |
JOHNSON & JOHNSONSOLE | COM | 71.87K | SH | $13.33M 0.87% | 21.39K | 0.00 | 50.48K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 99.97K | SH | $13.02M 0.85% | 52.09K | 0.00 | 47.87K |
ISHARES TRSOLE | S&P 500 VAL ETF | 62.20K | SH | $12.85M 0.84% | 16.59K | 0.00 | 45.61K |
ISHARES TRSOLE | EAFE VALUE ETF | 188.62K | SH | $12.79M 0.83% | 44.06K | 0.00 | 144.56K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 148.59K | SH | $12.58M 0.82% | 8.79K | 0.00 | 139.79K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 226.71K | SH | $12.28M 0.80% | 324.00 | 0.00 | 226.38K |
ISHARES TRSOLE | CORE MSCI EAFE | 140.51K | SH | $12.27M 0.80% | 7.71K | 0.00 | 132.80K |
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