Filed: 5/12/2025ACC: 0001559789-25-000002
📋 What this filing means
REGAL INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 460 equity positions with a total reported market value of $1.24B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
460
Positions
$1.24B
Total AUM (reported)
17.39M
Total Shares
Allocation by class
COM$348.04M28.2%
CORE S&P500 ETF$73.47M5.9%
UNIT SER 1$28.88M2.3%
US DIVIDEND EQ$26.95M2.2%
TR UNIT$25.91M2.1%
CAP STRENGTH ETF$23.10M1.9%
IBOXX INV CP ETF$22.41M1.8%
Portfolio Concentration
Top 3$129.88M10.5%
4–10$153.53M12.4%
11–25$184.63M14.9%
Rest$768.16M62.1%
Top 3 weight
10.5%
Top 10 weight
22.9%
Voting Authority Distribution
Total shares with voting rights: 17.38M
Sole
Full voting authority
5.19M
shares
% of voting shares29.9%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
12.19M
shares
% of voting shares70.1%
Investment Discretion (by position count)
Sole460
Shared0
Other0
Dominant voting typeNone · 70.1% of voting shares
Institutional Holdings460
Rows:
ISHARES TR
SOLEShares130.76K
TypeSH
Market value$73.47M
5.94%
Sole
57.21K
Shared
0.00
None
73.54K
INVESCO QQQ TR
SOLEShares61.59K
TypeSH
Market value$28.88M
2.34%
Sole
30.70K
Shared
0.00
None
30.90K
APPLE INC
SOLEShares123.90K
TypeSH
Market value$27.52M
2.23%
Sole
74.60K
Shared
0.00
None
49.30K
SCHWAB STRATEGIC TR
SOLEShares963.90K
TypeSH
Market value$26.95M
2.18%
Sole
18.91K
Shared
0.00
None
944.99K
SPDR S&P 500 ETF TR
SOLEShares46.31K
TypeSH
Market value$25.91M
2.10%
Sole
33.33K
Shared
0.00
None
12.98K
FIRST TR EXCHANGE-TRADED FD
SOLEShares257.69K
TypeSH
Market value$23.10M
1.87%
Sole
221.11K
Shared
0.00
None
36.58K
ISHARES TR
SOLEShares206.17K
TypeSH
Market value$22.41M
1.81%
Sole
0.00
Shared
0.00
None
206.17K
ISHARES TR
SOLEShares438.55K
TypeSH
Market value$20.21M
1.63%
Sole
108.45K
Shared
0.00
None
330.10K
MICROSOFT CORP
SOLEShares47.19K
TypeSH
Market value$17.71M
1.43%
Sole
18.39K
Shared
0.00
None
28.80K
VANGUARD INDEX FDS
SOLEShares46.48K
TypeSH
Market value$17.24M
1.39%
Sole
1.19K
Shared
0.00
None
45.30K
ABBVIE INC
SOLEShares77.88K
TypeSH
Market value$16.32M
1.32%
Sole
26.49K
Shared
0.00
None
51.39K
ISHARES TR
SOLEShares94.61K
TypeSH
Market value$16.17M
1.31%
Sole
21.79K
Shared
0.00
None
72.82K
NVIDIA CORPORATION
SOLEShares135.86K
TypeSH
Market value$14.72M
1.19%
Sole
101.30K
Shared
0.00
None
34.56K
VANGUARD TAX-MANAGED FDS
SOLEShares286.25K
TypeSH
Market value$14.55M
1.18%
Sole
584.00
Shared
0.00
None
285.67K
ISHARES TR
SOLEShares139.31K
TypeSH
Market value$12.93M
1.05%
Sole
42.67K
Shared
0.00
None
96.64K
ISHARES TR
SOLEShares123K
TypeSH
Market value$12.86M
1.04%
Sole
20.53K
Shared
0.00
None
102.47K
ISHARES TR
SOLEShares413.35K
TypeSH
Market value$12.70M
1.03%
Sole
48.95K
Shared
0.00
None
364.40K
PROCTER AND GAMBLE CO
SOLEShares72.73K
TypeSH
Market value$12.39M
1.00%
Sole
22.09K
Shared
0.00
None
50.64K
GOLDMAN SACHS ETF TR
SOLEShares107.26K
TypeSH
Market value$11.81M
0.96%
Sole
55.36K
Shared
0.00
None
51.90K
JOHNSON & JOHNSON
SOLEShares69.89K
TypeSH
Market value$11.59M
0.94%
Sole
22.13K
Shared
0.00
None
47.77K
VANGUARD SPECIALIZED FUNDS
SOLEShares53.46K
TypeSH
Market value$10.37M
0.84%
Sole
14.95K
Shared
0.00
None
38.51K
BLACKROCK ETF TRUST
SOLEShares203.65K
TypeSH
Market value$9.93M
0.80%
Sole
61.54K
Shared
0.00
None
142.11K
VANGUARD INTL EQUITY INDEX F
SOLEShares216.92K
TypeSH
Market value$9.82M
0.79%
Sole
324.00
Shared
0.00
None
216.59K
VERIZON COMMUNICATIONS INC
SOLEShares204.26K
TypeSH
Market value$9.27M
0.75%
Sole
50.18K
Shared
0.00
None
154.08K
ISHARES TR
SOLEShares48.27K
TypeSH
Market value$9.20M
0.74%
Sole
14.94K
Shared
0.00
None
33.34K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 130.76K | SH | $73.47M 5.94% | 57.21K | 0.00 | 73.54K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 61.59K | SH | $28.88M 2.34% | 30.70K | 0.00 | 30.90K |
APPLE INCSOLE | COM | 123.90K | SH | $27.52M 2.23% | 74.60K | 0.00 | 49.30K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 963.90K | SH | $26.95M 2.18% | 18.91K | 0.00 | 944.99K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 46.31K | SH | $25.91M 2.10% | 33.33K | 0.00 | 12.98K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 257.69K | SH | $23.10M 1.87% | 221.11K | 0.00 | 36.58K |
ISHARES TRSOLE | IBOXX INV CP ETF | 206.17K | SH | $22.41M 1.81% | 0.00 | 0.00 | 206.17K |
ISHARES TRSOLE | CORE TOTAL USD | 438.55K | SH | $20.21M 1.63% | 108.45K | 0.00 | 330.10K |
MICROSOFT CORPSOLE | COM | 47.19K | SH | $17.71M 1.43% | 18.39K | 0.00 | 28.80K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 46.48K | SH | $17.24M 1.39% | 1.19K | 0.00 | 45.30K |
ABBVIE INCSOLE | COM | 77.88K | SH | $16.32M 1.32% | 26.49K | 0.00 | 51.39K |
ISHARES TRSOLE | MSCI USA QLT FCT | 94.61K | SH | $16.17M 1.31% | 21.79K | 0.00 | 72.82K |
NVIDIA CORPORATIONSOLE | COM | 135.86K | SH | $14.72M 1.19% | 101.30K | 0.00 | 34.56K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 286.25K | SH | $14.55M 1.18% | 584.00 | 0.00 | 285.67K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 139.31K | SH | $12.93M 1.05% | 42.67K | 0.00 | 96.64K |
ISHARES TRSOLE | CORE S&P SCP ETF | 123K | SH | $12.86M 1.04% | 20.53K | 0.00 | 102.47K |
ISHARES TRSOLE | PFD AND INCM SEC | 413.35K | SH | $12.70M 1.03% | 48.95K | 0.00 | 364.40K |
PROCTER AND GAMBLE COSOLE | COM | 72.73K | SH | $12.39M 1.00% | 22.09K | 0.00 | 50.64K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 107.26K | SH | $11.81M 0.96% | 55.36K | 0.00 | 51.90K |
JOHNSON & JOHNSONSOLE | COM | 69.89K | SH | $11.59M 0.94% | 22.13K | 0.00 | 47.77K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 53.46K | SH | $10.37M 0.84% | 14.95K | 0.00 | 38.51K |
BLACKROCK ETF TRUSTSOLE | ISHARES US EQUIT | 203.65K | SH | $9.93M 0.80% | 61.54K | 0.00 | 142.11K |
VANGUARD INTL EQUITY INDEX FSOLE | FTSE EMR MKT ETF | 216.92K | SH | $9.82M 0.79% | 324.00 | 0.00 | 216.59K |
VERIZON COMMUNICATIONS INCSOLE | COM | 204.26K | SH | $9.27M 0.75% | 50.18K | 0.00 | 154.08K |
ISHARES TRSOLE | S&P 500 VAL ETF | 48.27K | SH | $9.20M 0.74% | 14.94K | 0.00 | 33.34K |
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