Filed: 2/13/2025ACC: 0001559789-25-000001
📋 What this filing means
REGAL INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 465 equity positions with a total reported market value of $1.33B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
465
Positions
$1.33B
Total AUM (reported)
17.50M
Total Shares
Allocation by class
COM$430.88M32.4%
CORE S&P500 ETF$77.65M5.8%
UNIT SER 1$33.10M2.5%
TR UNIT$24.54M1.8%
IBOXX INV CP ETF$22.04M1.7%
CAP STRENGTH ETF$21.58M1.6%
US DIVIDEND EQ$21.41M1.6%
Portfolio Concentration
Top 3$142.92M10.7%
4–10$153.28M11.5%
11–25$201.59M15.2%
Rest$832.71M62.6%
Top 3 weight
10.7%
Top 10 weight
22.3%
Voting Authority Distribution
Total shares with voting rights: 17.50M
Sole
Full voting authority
5.95M
shares
% of voting shares34.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.55M
shares
% of voting shares66.0%
Investment Discretion (by position count)
Sole465
Shared0
Other0
Dominant voting typeNone · 66.0% of voting shares
Institutional Holdings465
Rows:
ISHARES TR
SOLEShares131.90K
TypeSH
Market value$77.65M
5.84%
Sole
58.90K
Shared
0.00
None
73K
INVESCO QQQ TR
SOLEShares64.74K
TypeSH
Market value$33.10M
2.49%
Sole
33.93K
Shared
0.00
None
30.81K
APPLE INC
SOLEShares128.49K
TypeSH
Market value$32.18M
2.42%
Sole
77.73K
Shared
0.00
None
50.76K
SPDR S&P 500 ETF TR
SOLEShares41.88K
TypeSH
Market value$24.54M
1.84%
Sole
31.85K
Shared
0.00
None
10.03K
MICROSOFT CORP
SOLEShares56.55K
TypeSH
Market value$23.83M
1.79%
Sole
26.32K
Shared
0.00
None
30.22K
ISHARES TR
SOLEShares206.27K
TypeSH
Market value$22.04M
1.66%
Sole
413.00
Shared
0.00
None
205.86K
FIRST TR EXCHANGE-TRADED FD
SOLEShares245.76K
TypeSH
Market value$21.58M
1.62%
Sole
221.26K
Shared
0.00
None
24.50K
SCHWAB STRATEGIC TR
SOLEShares783.83K
TypeSH
Market value$21.41M
1.61%
Sole
21.10K
Shared
0.00
None
762.72K
ABBVIE INC
SOLEShares114.78K
TypeSH
Market value$20.40M
1.53%
Sole
53.78K
Shared
0.00
None
61K
ISHARES TR
SOLEShares430.82K
TypeSH
Market value$19.47M
1.46%
Sole
108.42K
Shared
0.00
None
322.40K
VANGUARD INDEX FDS
SOLEShares45.11K
TypeSH
Market value$18.51M
1.39%
Sole
1.19K
Shared
0.00
None
43.92K
ISHARES TR
SOLEShares95.26K
TypeSH
Market value$16.96M
1.27%
Sole
26.01K
Shared
0.00
None
69.24K
PROCTER AND GAMBLE CO
SOLEShares97.27K
TypeSH
Market value$16.31M
1.23%
Sole
43.96K
Shared
0.00
None
53.31K
NVIDIA CORPORATION
SOLEShares117.68K
TypeSH
Market value$15.80M
1.19%
Sole
79.65K
Shared
0.00
None
38.03K
GOLDMAN SACHS ETF TR
SOLEShares126.67K
TypeSH
Market value$14.59M
1.10%
Sole
68.33K
Shared
0.00
None
58.35K
VANGUARD TAX-MANAGED FDS
SOLEShares297.56K
TypeSH
Market value$14.23M
1.07%
Sole
3.75K
Shared
0.00
None
293.81K
ISHARES TR
SOLEShares121.81K
TypeSH
Market value$14.04M
1.05%
Sole
20.91K
Shared
0.00
None
100.91K
ISHARES TR
SOLEShares133.49K
TypeSH
Market value$13.55M
1.02%
Sole
43.56K
Shared
0.00
None
89.93K
VANGUARD SPECIALIZED FUNDS
SOLEShares68.46K
TypeSH
Market value$13.41M
1.01%
Sole
29.14K
Shared
0.00
None
39.31K
JOHNSON & JOHNSON
SOLEShares90.92K
TypeSH
Market value$13.15M
0.99%
Sole
40.09K
Shared
0.00
None
50.83K
EMERSON ELEC CO
SOLEShares85.98K
TypeSH
Market value$10.66M
0.80%
Sole
47.37K
Shared
0.00
None
38.62K
CHEVRON CORP NEW
SOLEShares70.32K
TypeSH
Market value$10.19M
0.77%
Sole
25.66K
Shared
0.00
None
44.66K
ISHARES TR
SOLEShares322.07K
TypeSH
Market value$10.13M
0.76%
Sole
63.70K
Shared
0.00
None
258.37K
AFLAC INC
SOLEShares97.21K
TypeSH
Market value$10.06M
0.76%
Sole
52.28K
Shared
0.00
None
44.94K
BLACKROCK ETF TRUST
SOLEShares195.43K
TypeSH
Market value$10.02M
0.75%
Sole
61.95K
Shared
0.00
None
133.48K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 131.90K | SH | $77.65M 5.84% | 58.90K | 0.00 | 73K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 64.74K | SH | $33.10M 2.49% | 33.93K | 0.00 | 30.81K |
APPLE INCSOLE | COM | 128.49K | SH | $32.18M 2.42% | 77.73K | 0.00 | 50.76K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 41.88K | SH | $24.54M 1.84% | 31.85K | 0.00 | 10.03K |
MICROSOFT CORPSOLE | COM | 56.55K | SH | $23.83M 1.79% | 26.32K | 0.00 | 30.22K |
ISHARES TRSOLE | IBOXX INV CP ETF | 206.27K | SH | $22.04M 1.66% | 413.00 | 0.00 | 205.86K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 245.76K | SH | $21.58M 1.62% | 221.26K | 0.00 | 24.50K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 783.83K | SH | $21.41M 1.61% | 21.10K | 0.00 | 762.72K |
ABBVIE INCSOLE | COM | 114.78K | SH | $20.40M 1.53% | 53.78K | 0.00 | 61K |
ISHARES TRSOLE | CORE TOTAL USD | 430.82K | SH | $19.47M 1.46% | 108.42K | 0.00 | 322.40K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 45.11K | SH | $18.51M 1.39% | 1.19K | 0.00 | 43.92K |
ISHARES TRSOLE | MSCI USA QLT FCT | 95.26K | SH | $16.96M 1.27% | 26.01K | 0.00 | 69.24K |
PROCTER AND GAMBLE COSOLE | COM | 97.27K | SH | $16.31M 1.23% | 43.96K | 0.00 | 53.31K |
NVIDIA CORPORATIONSOLE | COM | 117.68K | SH | $15.80M 1.19% | 79.65K | 0.00 | 38.03K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 126.67K | SH | $14.59M 1.10% | 68.33K | 0.00 | 58.35K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 297.56K | SH | $14.23M 1.07% | 3.75K | 0.00 | 293.81K |
ISHARES TRSOLE | CORE S&P SCP ETF | 121.81K | SH | $14.04M 1.05% | 20.91K | 0.00 | 100.91K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 133.49K | SH | $13.55M 1.02% | 43.56K | 0.00 | 89.93K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 68.46K | SH | $13.41M 1.01% | 29.14K | 0.00 | 39.31K |
JOHNSON & JOHNSONSOLE | COM | 90.92K | SH | $13.15M 0.99% | 40.09K | 0.00 | 50.83K |
EMERSON ELEC COSOLE | COM | 85.98K | SH | $10.66M 0.80% | 47.37K | 0.00 | 38.62K |
CHEVRON CORP NEWSOLE | COM | 70.32K | SH | $10.19M 0.77% | 25.66K | 0.00 | 44.66K |
ISHARES TRSOLE | PFD AND INCM SEC | 322.07K | SH | $10.13M 0.76% | 63.70K | 0.00 | 258.37K |
AFLAC INCSOLE | COM | 97.21K | SH | $10.06M 0.76% | 52.28K | 0.00 | 44.94K |
BLACKROCK ETF TRUSTSOLE | ISHARES US EQUIT | 195.43K | SH | $10.02M 0.75% | 61.95K | 0.00 | 133.48K |
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