Filed: 11/12/2024ACC: 0001559789-24-000005
📋 What this filing means
REGAL INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 500 equity positions with a total reported market value of $1.43B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
500
Positions
$1.43B
Total AUM (reported)
17.41M
Total Shares
Allocation by class
COM$450.40M31.5%
CORE S&P500 ETF$78.05M5.5%
UNIT SER 1$30.93M2.2%
TR UNIT$23.48M1.6%
IBOXX INV CP ETF$22.15M1.6%
CORE TOTAL USD$22.06M1.5%
SHS$21.83M1.5%
Portfolio Concentration
Top 3$140.23M9.8%
4–10$156.85M11.0%
11–25$205.71M14.4%
Rest$925.27M64.8%
Top 3 weight
9.8%
Top 10 weight
20.8%
Voting Authority Distribution
Total shares with voting rights: 17.41M
Sole
Full voting authority
5.92M
shares
% of voting shares34.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
11.48M
shares
% of voting shares66.0%
Investment Discretion (by position count)
Sole500
Shared0
Other0
Dominant voting typeNone · 66.0% of voting shares
Institutional Holdings500
Rows:
ISHARES TR
SOLEShares135.32K
TypeSH
Market value$78.05M
5.47%
Sole
60.29K
Shared
0.00
None
75.03K
APPLE INC
SOLEShares134.11K
TypeSH
Market value$31.25M
2.19%
Sole
77.76K
Shared
0.00
None
56.35K
INVESCO QQQ TR
SOLEShares63.36K
TypeSH
Market value$30.93M
2.17%
Sole
34.11K
Shared
0.00
None
29.25K
MICROSOFT CORP
SOLEShares60.41K
TypeSH
Market value$25.99M
1.82%
Sole
27.44K
Shared
0.00
None
32.97K
SPDR S&P 500 ETF TR
SOLEShares40.92K
TypeSH
Market value$23.48M
1.64%
Sole
31.03K
Shared
0.00
None
9.90K
ISHARES TR
SOLEShares196.05K
TypeSH
Market value$22.15M
1.55%
Sole
413.00
Shared
0.00
None
195.64K
ABBVIE INC
SOLEShares111.75K
TypeSH
Market value$22.07M
1.55%
Sole
54.55K
Shared
0.00
None
57.20K
ISHARES TR
SOLEShares468.09K
TypeSH
Market value$22.06M
1.54%
Sole
131.49K
Shared
0.00
None
336.61K
FIRST TR EXCHANGE-TRADED FD
SOLEShares231.14K
TypeSH
Market value$20.99M
1.47%
Sole
211.76K
Shared
0.00
None
19.38K
SCHWAB STRATEGIC TR
SOLEShares238K
TypeSH
Market value$20.12M
1.41%
Sole
5.04K
Shared
0.00
None
232.96K
VANGUARD INDEX FDS
SOLEShares49.80K
TypeSH
Market value$19.12M
1.34%
Sole
1.19K
Shared
0.00
None
48.61K
ISHARES TR
SOLEShares94K
TypeSH
Market value$16.86M
1.18%
Sole
27.94K
Shared
0.00
None
66.07K
PROCTER AND GAMBLE CO
SOLEShares96.72K
TypeSH
Market value$16.75M
1.17%
Sole
44.16K
Shared
0.00
None
52.56K
GOLDMAN SACHS ETF TR
SOLEShares131.90K
TypeSH
Market value$14.90M
1.04%
Sole
72.13K
Shared
0.00
None
59.76K
JOHNSON & JOHNSON
SOLEShares91.43K
TypeSH
Market value$14.82M
1.04%
Sole
41.29K
Shared
0.00
None
50.14K
VANGUARD TAX-MANAGED FDS
SOLEShares276.24K
TypeSH
Market value$14.59M
1.02%
Sole
4.62K
Shared
0.00
None
271.62K
NVIDIA CORPORATION
SOLEShares120.04K
TypeSH
Market value$14.58M
1.02%
Sole
78.83K
Shared
0.00
None
41.22K
VANGUARD SPECIALIZED FUNDS
SOLEShares69.08K
TypeSH
Market value$13.68M
0.96%
Sole
30.54K
Shared
0.00
None
38.54K
ISHARES TR
SOLEShares115.81K
TypeSH
Market value$13.55M
0.95%
Sole
19.39K
Shared
0.00
None
96.43K
ISHARES TR
SOLEShares139.32K
TypeSH
Market value$13.34M
0.93%
Sole
48.66K
Shared
0.00
None
90.66K
VERIZON COMMUNICATIONS INC
SOLEShares249.87K
TypeSH
Market value$11.22M
0.79%
Sole
69.38K
Shared
0.00
None
180.49K
ISHARES TR
SOLEShares335.81K
TypeSH
Market value$11.16M
0.78%
Sole
70.62K
Shared
0.00
None
265.19K
AFLAC INC
SOLEShares96.59K
TypeSH
Market value$10.80M
0.76%
Sole
52.87K
Shared
0.00
None
43.72K
MEDTRONIC PLC
SOLEShares113.56K
TypeSH
Market value$10.22M
0.72%
Sole
45.38K
Shared
0.00
None
68.18K
BLACKROCK ETF TRUST
SOLEShares204.94K
TypeSH
Market value$10.14M
0.71%
Sole
69.76K
Shared
0.00
None
135.18K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 135.32K | SH | $78.05M 5.47% | 60.29K | 0.00 | 75.03K |
APPLE INCSOLE | COM | 134.11K | SH | $31.25M 2.19% | 77.76K | 0.00 | 56.35K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 63.36K | SH | $30.93M 2.17% | 34.11K | 0.00 | 29.25K |
MICROSOFT CORPSOLE | COM | 60.41K | SH | $25.99M 1.82% | 27.44K | 0.00 | 32.97K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 40.92K | SH | $23.48M 1.64% | 31.03K | 0.00 | 9.90K |
ISHARES TRSOLE | IBOXX INV CP ETF | 196.05K | SH | $22.15M 1.55% | 413.00 | 0.00 | 195.64K |
ABBVIE INCSOLE | COM | 111.75K | SH | $22.07M 1.55% | 54.55K | 0.00 | 57.20K |
ISHARES TRSOLE | CORE TOTAL USD | 468.09K | SH | $22.06M 1.54% | 131.49K | 0.00 | 336.61K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 231.14K | SH | $20.99M 1.47% | 211.76K | 0.00 | 19.38K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 238K | SH | $20.12M 1.41% | 5.04K | 0.00 | 232.96K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 49.80K | SH | $19.12M 1.34% | 1.19K | 0.00 | 48.61K |
ISHARES TRSOLE | MSCI USA QLT FCT | 94K | SH | $16.86M 1.18% | 27.94K | 0.00 | 66.07K |
PROCTER AND GAMBLE COSOLE | COM | 96.72K | SH | $16.75M 1.17% | 44.16K | 0.00 | 52.56K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 131.90K | SH | $14.90M 1.04% | 72.13K | 0.00 | 59.76K |
JOHNSON & JOHNSONSOLE | COM | 91.43K | SH | $14.82M 1.04% | 41.29K | 0.00 | 50.14K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 276.24K | SH | $14.59M 1.02% | 4.62K | 0.00 | 271.62K |
NVIDIA CORPORATIONSOLE | COM | 120.04K | SH | $14.58M 1.02% | 78.83K | 0.00 | 41.22K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 69.08K | SH | $13.68M 0.96% | 30.54K | 0.00 | 38.54K |
ISHARES TRSOLE | CORE S&P SCP ETF | 115.81K | SH | $13.55M 0.95% | 19.39K | 0.00 | 96.43K |
ISHARES TRSOLE | S&P 500 GRWT ETF | 139.32K | SH | $13.34M 0.93% | 48.66K | 0.00 | 90.66K |
VERIZON COMMUNICATIONS INCSOLE | COM | 249.87K | SH | $11.22M 0.79% | 69.38K | 0.00 | 180.49K |
ISHARES TRSOLE | PFD AND INCM SEC | 335.81K | SH | $11.16M 0.78% | 70.62K | 0.00 | 265.19K |
AFLAC INCSOLE | COM | 96.59K | SH | $10.80M 0.76% | 52.87K | 0.00 | 43.72K |
MEDTRONIC PLCSOLE | SHS | 113.56K | SH | $10.22M 0.72% | 45.38K | 0.00 | 68.18K |
BLACKROCK ETF TRUSTSOLE | US EQT FACTOR | 204.94K | SH | $10.14M 0.71% | 69.76K | 0.00 | 135.18K |
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