REGAL INVESTMENT ADVISORS LLC

Filed: 8/15/2024ACC: 0001559789-24-000003

📋 What this filing means

REGAL INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 570 equity positions with a total reported market value of $1.53B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

570

Positions

$1.53B

Total AUM (reported)

20.17M

Total Shares

Allocation by class

COM$466.58M30.4%

CORE S&P500 ETF$76.29M5.0%

UNIT SER 1$30.85M2.0%

NASDAQ COMPSIT$25.01M1.6%

TR UNIT$24.49M1.6%

CORE S&P TTL STK$24.12M1.6%

PUT$22.18M1.4%

Portfolio Concentration

Top 3$138.29M9.0%

4–10$169.56M11.1%

11–25$231.56M15.1%

Rest$993.08M64.8%

Top 3 weight

9.0%

Top 10 weight

20.1%

Voting Authority Distribution

Total shares with voting rights: 20.17M

Sole

Full voting authority

6.31M

% of voting shares31.3%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.86M

% of voting shares68.7%

Investment Discretion (by position count)

Sole570

Shared0

Other0

Dominant voting typeNone · 68.7% of voting shares

Institutional Holdings570

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares139.41K

TypeSH

Market value$76.29M

4.98%

Sole

63.38K

Shared

0.00

None

76.03K

MICROSOFT CORP

SOLE

COM

Shares69.69K

TypeSH

Market value$31.15M

2.03%

Sole

27.30K

Shared

0.00

None

42.39K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares64.40K

TypeSH

Market value$30.85M

2.01%

Sole

35.15K

Shared

0.00

None

29.25K

APPLE INC

SOLE

COM

Shares142.68K

TypeSH

Market value$30.05M

1.96%

Sole

78.56K

Shared

0.00

None

64.12K

FIDELITY COMWLTH TR

SOLE

NASDAQ COMPSIT

Shares357.69K

TypeSH

Market value$25.01M

1.63%

Sole

11.63K

Shared

0.00

None

346.06K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares45.01K

TypeSH

Market value$24.49M

1.60%

Sole

30.98K

Shared

0.00

None

14.03K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares203.09K

TypeSH

Market value$24.12M

1.57%

Sole

2.65K

Shared

0.00

None

200.44K

NVIDIA CORPORATION

SOLE

COM

Shares186.83K

TypeSH

Market value$23.08M

1.51%

Sole

79.07K

Shared

0.00

None

107.76K

INVESCO QQQ TR

SOLE

PUT

Shares46.30K

TypeSH

Market value$22.18M

1.45%

Sole

0.00

Shared

0.00

None

46.30K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares192.39K

TypeSH

Market value$20.61M

1.34%

Sole

503.00

Shared

0.00

None

191.89K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares225.74K

TypeSH

Market value$18.97M

1.24%

Sole

211.94K

Shared

0.00

None

13.80K

ABBVIE INC

SOLE

COM

Shares109.03K

TypeSH

Market value$18.70M

1.22%

Sole

56.55K

Shared

0.00

None

52.49K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares235.71K

TypeSH

Market value$18.33M

1.20%

Sole

5.82K

Shared

0.00

None

229.88K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares48.27K

TypeSH

Market value$18.05M

1.18%

Sole

1.19K

Shared

0.00

None

47.09K

ISHARES TR

SOLE

HDG MSCI EAFE

Shares443.10K

TypeSH

Market value$15.75M

1.03%

Sole

19.18K

Shared

0.00

None

423.92K

PROCTER AND GAMBLE CO

SOLE

COM

Shares94.07K

TypeSH

Market value$15.51M

1.01%

Sole

45.26K

Shared

0.00

None

48.82K

INNOVATOR ETFS TRUST

SOLE

LADERD ALCTN PWR

Shares350.84K

TypeSH

Market value$15.04M

0.98%

Sole

1.48K

Shared

0.00

None

349.36K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares138.89K

TypeSH

Market value$14.85M

0.97%

Sole

79.55K

Shared

0.00

None

59.34K

AMAZON COM INC

SOLE

COM

Shares76.02K

TypeSH

Market value$14.69M

0.96%

Sole

10.79K

Shared

0.00

None

65.23K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 GARP ETF

Shares139.28K

TypeSH

Market value$14.32M

0.93%

Sole

1.72K

Shared

0.00

None

137.57K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares28.11K

TypeSH

Market value$14.06M

0.92%

Sole

123.00

Shared

0.00

None

27.98K

ISHARES TR

SOLE

MSCI USA QLT FCT

Shares81K

TypeSH

Market value$13.83M

0.90%

Sole

29.21K

Shared

0.00

None

51.79K

ISHARES TR

SOLE

CORE TOTAL USD

Shares296.13K

TypeSH

Market value$13.39M

0.87%

Sole

114.67K

Shared

0.00

None

181.45K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares268.29K

TypeSH

Market value$13.26M

0.87%

Sole

4.04K

Shared

0.00

None

264.26K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares119.96K

TypeSH

Market value$12.79M

0.83%

Sole

22.38K

Shared

0.00

None

97.58K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	139.41K	SH	$76.29M 4.98%	63.38K	76.03K
MICROSOFT CORPSOLE	COM	69.69K	SH	$31.15M 2.03%	27.30K	42.39K
INVESCO QQQ TRSOLE	UNIT SER 1	64.40K	SH	$30.85M 2.01%	35.15K	29.25K
APPLE INCSOLE	COM	142.68K	SH	$30.05M 1.96%	78.56K	64.12K
FIDELITY COMWLTH TRSOLE	NASDAQ COMPSIT	357.69K	SH	$25.01M 1.63%	11.63K	346.06K
SPDR S&P 500 ETF TRSOLE	TR UNIT	45.01K	SH	$24.49M 1.60%	30.98K	14.03K
ISHARES TRSOLE	CORE S&P TTL STK	203.09K	SH	$24.12M 1.57%	2.65K	200.44K
NVIDIA CORPORATIONSOLE	COM	186.83K	SH	$23.08M 1.51%	79.07K	107.76K
INVESCO QQQ TRSOLE	PUT	46.30K	SH	$22.18M 1.45%	0.00	46.30K
ISHARES TRSOLE	IBOXX INV CP ETF	192.39K	SH	$20.61M 1.34%	503.00	191.89K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	225.74K	SH	$18.97M 1.24%	211.94K	13.80K
ABBVIE INCSOLE	COM	109.03K	SH	$18.70M 1.22%	56.55K	52.49K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	235.71K	SH	$18.33M 1.20%	5.82K	229.88K
VANGUARD INDEX FDSSOLE	GROWTH ETF	48.27K	SH	$18.05M 1.18%	1.19K	47.09K
ISHARES TRSOLE	HDG MSCI EAFE	443.10K	SH	$15.75M 1.03%	19.18K	423.92K
PROCTER AND GAMBLE COSOLE	COM	94.07K	SH	$15.51M 1.01%	45.26K	48.82K
INNOVATOR ETFS TRUSTSOLE	LADERD ALCTN PWR	350.84K	SH	$15.04M 0.98%	1.48K	349.36K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	138.89K	SH	$14.85M 0.97%	79.55K	59.34K
AMAZON COM INCSOLE	COM	76.02K	SH	$14.69M 0.96%	10.79K	65.23K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 GARP ETF	139.28K	SH	$14.32M 0.93%	1.72K	137.57K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	28.11K	SH	$14.06M 0.92%	123.00	27.98K
ISHARES TRSOLE	MSCI USA QLT FCT	81K	SH	$13.83M 0.90%	29.21K	51.79K
ISHARES TRSOLE	CORE TOTAL USD	296.13K	SH	$13.39M 0.87%	114.67K	181.45K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	268.29K	SH	$13.26M 0.87%	4.04K	264.26K
ISHARES TRSOLE	CORE S&P SCP ETF	119.96K	SH	$12.79M 0.83%	22.38K	97.58K

Page 1 of 23

…