REGAL INVESTMENT ADVISORS LLC

Filed: 5/15/2024ACC: 0001559789-24-000002

📋 What this filing means

REGAL INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 582 equity positions with a total reported market value of $1.46B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

582

Positions

$1.46B

Total AUM (reported)

19.46M

Total Shares

Allocation by class

COM$445.44M30.5%

CORE S&P500 ETF$75.20M5.1%

UNIT SER 1$27.69M1.9%

CORE S&P TTL STK$23.40M1.6%

NASDAQ COMPSIT$22.90M1.6%

TR UNIT$22.39M1.5%

IBOXX INV CP ETF$20.77M1.4%

Portfolio Concentration

Top 3$131.63M9.0%

4–10$151.83M10.4%

11–25$216.37M14.8%

Rest$962.70M65.8%

Top 3 weight

9.0%

Top 10 weight

19.4%

Voting Authority Distribution

Total shares with voting rights: 19.46M

Sole

Full voting authority

6.22M

% of voting shares32.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.24M

% of voting shares68.0%

Investment Discretion (by position count)

Sole582

Shared0

Other0

Dominant voting typeNone · 68.0% of voting shares

Institutional Holdings582

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares143.04K

TypeSH

Market value$75.20M

5.14%

Sole

67.06K

Shared

0.00

None

75.98K

MICROSOFT CORP

SOLE

COM

Shares68.31K

TypeSH

Market value$28.74M

1.97%

Sole

27.89K

Shared

0.00

None

40.42K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares62.37K

TypeSH

Market value$27.69M

1.89%

Sole

35.54K

Shared

0.00

None

26.83K

APPLE INC

SOLE

COM

Shares140.63K

TypeSH

Market value$24.12M

1.65%

Sole

79.85K

Shared

0.00

None

60.79K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares202.96K

TypeSH

Market value$23.40M

1.60%

Sole

2.78K

Shared

0.00

None

200.18K

FIDELITY COMWLTH TR

SOLE

NASDAQ COMPSIT

Shares355.57K

TypeSH

Market value$22.90M

1.57%

Sole

11.83K

Shared

0.00

None

343.74K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares42.81K

TypeSH

Market value$22.39M

1.53%

Sole

30.61K

Shared

0.00

None

12.20K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares190.65K

TypeSH

Market value$20.77M

1.42%

Sole

2.96K

Shared

0.00

None

187.69K

ABBVIE INC

SOLE

COM

Shares106.02K

TypeSH

Market value$19.31M

1.32%

Sole

57.79K

Shared

0.00

None

48.24K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares221.29K

TypeSH

Market value$18.95M

1.30%

Sole

209.63K

Shared

0.00

None

11.66K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares231.04K

TypeSH

Market value$18.63M

1.27%

Sole

6.16K

Shared

0.00

None

224.88K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares49.65K

TypeSH

Market value$17.09M

1.17%

Sole

1.17K

Shared

0.00

None

48.48K

NVIDIA CORPORATION

SOLE

COM

Shares18.42K

TypeSH

Market value$16.65M

1.14%

Sole

8.10K

Shared

0.00

None

10.33K

ISHARES TR

SOLE

HDG MSCI EAFE

Shares449.77K

TypeSH

Market value$15.69M

1.07%

Sole

30.74K

Shared

0.00

None

419.02K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares142.52K

TypeSH

Market value$14.79M

1.01%

Sole

83.16K

Shared

0.00

None

59.36K

PROCTER AND GAMBLE CO

SOLE

COM

Shares89.83K

TypeSH

Market value$14.58M

1.00%

Sole

45.89K

Shared

0.00

None

43.94K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 GARP ETF

Shares131.98K

TypeSH

Market value$14.05M

0.96%

Sole

952.00

Shared

0.00

None

131.03K

JOHNSON & JOHNSON

SOLE

COM

Shares85.10K

TypeSH

Market value$13.46M

0.92%

Sole

42.69K

Shared

0.00

None

42.41K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares265.74K

TypeSH

Market value$13.33M

0.91%

Sole

4.18K

Shared

0.00

None

261.56K

ISHARES TR

SOLE

CORE TOTAL USD

Shares290.58K

TypeSH

Market value$13.25M

0.91%

Sole

120.55K

Shared

0.00

None

170.03K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares27.47K

TypeSH

Market value$13.20M

0.90%

Sole

136.00

Shared

0.00

None

27.33K

INNOVATOR ETFS TRUST

SOLE

LADERD ALCTN PWR

Shares314.31K

TypeSH

Market value$13.12M

0.90%

Sole

1.57K

Shared

0.00

None

312.74K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares117.46K

TypeSH

Market value$12.98M

0.89%

Sole

22.57K

Shared

0.00

None

94.89K

AMAZON COM INC

SOLE

COM

Shares71.93K

TypeSH

Market value$12.97M

0.89%

Sole

10.50K

Shared

0.00

None

61.43K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares68.85K

TypeSH

Market value$12.57M

0.86%

Sole

32.15K

Shared

0.00

None

36.71K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	143.04K	SH	$75.20M 5.14%	67.06K	75.98K
MICROSOFT CORPSOLE	COM	68.31K	SH	$28.74M 1.97%	27.89K	40.42K
INVESCO QQQ TRSOLE	UNIT SER 1	62.37K	SH	$27.69M 1.89%	35.54K	26.83K
APPLE INCSOLE	COM	140.63K	SH	$24.12M 1.65%	79.85K	60.79K
ISHARES TRSOLE	CORE S&P TTL STK	202.96K	SH	$23.40M 1.60%	2.78K	200.18K
FIDELITY COMWLTH TRSOLE	NASDAQ COMPSIT	355.57K	SH	$22.90M 1.57%	11.83K	343.74K
SPDR S&P 500 ETF TRSOLE	TR UNIT	42.81K	SH	$22.39M 1.53%	30.61K	12.20K
ISHARES TRSOLE	IBOXX INV CP ETF	190.65K	SH	$20.77M 1.42%	2.96K	187.69K
ABBVIE INCSOLE	COM	106.02K	SH	$19.31M 1.32%	57.79K	48.24K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	221.29K	SH	$18.95M 1.30%	209.63K	11.66K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	231.04K	SH	$18.63M 1.27%	6.16K	224.88K
VANGUARD INDEX FDSSOLE	GROWTH ETF	49.65K	SH	$17.09M 1.17%	1.17K	48.48K
NVIDIA CORPORATIONSOLE	COM	18.42K	SH	$16.65M 1.14%	8.10K	10.33K
ISHARES TRSOLE	HDG MSCI EAFE	449.77K	SH	$15.69M 1.07%	30.74K	419.02K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	142.52K	SH	$14.79M 1.01%	83.16K	59.36K
PROCTER AND GAMBLE COSOLE	COM	89.83K	SH	$14.58M 1.00%	45.89K	43.94K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 GARP ETF	131.98K	SH	$14.05M 0.96%	952.00	131.03K
JOHNSON & JOHNSONSOLE	COM	85.10K	SH	$13.46M 0.92%	42.69K	42.41K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	265.74K	SH	$13.33M 0.91%	4.18K	261.56K
ISHARES TRSOLE	CORE TOTAL USD	290.58K	SH	$13.25M 0.91%	120.55K	170.03K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	27.47K	SH	$13.20M 0.90%	136.00	27.33K
INNOVATOR ETFS TRUSTSOLE	LADERD ALCTN PWR	314.31K	SH	$13.12M 0.90%	1.57K	312.74K
ISHARES TRSOLE	CORE S&P SCP ETF	117.46K	SH	$12.98M 0.89%	22.57K	94.89K
AMAZON COM INCSOLE	COM	71.93K	SH	$12.97M 0.89%	10.50K	61.43K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	68.85K	SH	$12.57M 0.86%	32.15K	36.71K

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