REGAL INVESTMENT ADVISORS LLC

Filed: 2/14/2024ACC: 0001559789-24-000001

📋 What this filing means

REGAL INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 544 equity positions with a total reported market value of $1.32B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

544

Positions

$1.32B

Total AUM (reported)

19.15M

Total Shares

Allocation by class

COM$407.82M30.9%

CORE S&P500 ETF$81.23M6.1%

UNIT SER 1$26.40M2.0%

CORE S&P TTL STK$20.76M1.6%

NASDAQ COMPSIT$20.76M1.6%

IBOXX INV CP ETF$20.74M1.6%

TR UNIT$19.99M1.5%

Portfolio Concentration

Top 3$135.54M10.3%

4–10$142.55M10.8%

11–25$188.23M14.2%

Rest$855.64M64.7%

Top 3 weight

10.3%

Top 10 weight

21.0%

Voting Authority Distribution

Total shares with voting rights: 19.15M

Sole

Full voting authority

5.84M

% of voting shares30.5%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

13.31M

% of voting shares69.5%

Investment Discretion (by position count)

Sole544

Shared0

Other0

Dominant voting typeNone · 69.5% of voting shares

Institutional Holdings544

Rows:

ISHARES TR

SOLE

CORE S&P500 ETF

Shares170.08K

TypeSH

Market value$81.23M

6.14%

Sole

74.77K

Shared

0.00

None

95.31K

APPLE INC

SOLE

COM

Shares144.94K

TypeSH

Market value$27.91M

2.11%

Sole

84.31K

Shared

0.00

None

60.63K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares64.45K

TypeSH

Market value$26.40M

2.00%

Sole

37.49K

Shared

0.00

None

26.96K

MICROSOFT CORP

SOLE

COM

Shares66.96K

TypeSH

Market value$25.18M

1.90%

Sole

28.17K

Shared

0.00

None

38.79K

ISHARES TR

SOLE

CORE S&P TTL STK

Shares197.28K

TypeSH

Market value$20.76M

1.57%

Sole

2.68K

Shared

0.00

None

194.60K

FIDELITY COMWLTH TR

SOLE

NASDAQ COMPSIT

Shares350.41K

TypeSH

Market value$20.76M

1.57%

Sole

11.70K

Shared

0.00

None

338.71K

ISHARES TR

SOLE

IBOXX INV CP ETF

Shares187.45K

TypeSH

Market value$20.74M

1.57%

Sole

6.66K

Shared

0.00

None

180.80K

SPDR S&P 500 ETF TR

SOLE

TR UNIT

Shares42.05K

TypeSH

Market value$19.99M

1.51%

Sole

30.22K

Shared

0.00

None

11.83K

SCHWAB STRATEGIC TR

SOLE

US DIVIDEND EQ

Shares231.16K

TypeSH

Market value$17.60M

1.33%

Sole

5.75K

Shared

0.00

None

225.41K

FIRST TR EXCHANGE-TRADED FD

SOLE

CAP STRENGTH ETF

Shares218.90K

TypeSH

Market value$17.52M

1.33%

Sole

207.87K

Shared

0.00

None

11.04K

ABBVIE INC

SOLE

COM

Shares111.72K

TypeSH

Market value$17.31M

1.31%

Sole

62.64K

Shared

0.00

None

49.08K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares50.78K

TypeSH

Market value$15.79M

1.19%

Sole

844.00

Shared

0.00

None

49.94K

PROCTER AND GAMBLE CO

SOLE

COM

Shares96.25K

TypeSH

Market value$14.11M

1.07%

Sole

50.14K

Shared

0.00

None

46.11K

JOHNSON & JOHNSON

SOLE

COM

Shares85.48K

TypeSH

Market value$13.40M

1.01%

Sole

45.09K

Shared

0.00

None

40.39K

VANGUARD TAX-MANAGED FDS

SOLE

VAN FTSE DEV MKT

Shares267.03K

TypeSH

Market value$12.79M

0.97%

Sole

4.15K

Shared

0.00

None

262.88K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares73.71K

TypeSH

Market value$12.56M

0.95%

Sole

36.65K

Shared

0.00

None

37.06K

ISHARES TR

SOLE

CORE TOTAL USD

Shares264K

TypeSH

Market value$12.16M

0.92%

Sole

94.13K

Shared

0.00

None

169.87K

GOLDMAN SACHS ETF TR

SOLE

ACTIVEBETA US LG

Shares129.57K

TypeSH

Market value$12.16M

0.92%

Sole

74.13K

Shared

0.00

None

55.45K

ISHARES TR

SOLE

CORE S&P SCP ETF

Shares108.58K

TypeSH

Market value$11.75M

0.89%

Sole

17.69K

Shared

0.00

None

90.89K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares26.70K

TypeSH

Market value$11.66M

0.88%

Sole

119.00

Shared

0.00

None

26.58K

ISHARES TR

SOLE

US TREAS BD ETF

Shares489.51K

TypeSH

Market value$11.28M

0.85%

Sole

10.89K

Shared

0.00

None

478.62K

INVESCO EXCHANGE TRADED FD T

SOLE

S&P 500 GARP ETF

Shares111.50K

TypeSH

Market value$10.93M

0.83%

Sole

545.00

Shared

0.00

None

110.95K

AMAZON COM INC

SOLE

COM

Shares71.23K

TypeSH

Market value$10.82M

0.82%

Sole

11.13K

Shared

0.00

None

60.10K

INNOVATOR ETFS TR

SOLE

LADERD ALCTN PWR

Shares269.14K

TypeSH

Market value$10.79M

0.82%

Sole

1.34K

Shared

0.00

None

267.81K

ISHARES TR

SOLE

HDG MSCI EAFE

Shares340.24K

TypeSH

Market value$10.72M

0.81%

Sole

1.21K

Shared

0.00

None

339.04K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
ISHARES TRSOLE	CORE S&P500 ETF	170.08K	SH	$81.23M 6.14%	74.77K	95.31K
APPLE INCSOLE	COM	144.94K	SH	$27.91M 2.11%	84.31K	60.63K
INVESCO QQQ TRSOLE	UNIT SER 1	64.45K	SH	$26.40M 2.00%	37.49K	26.96K
MICROSOFT CORPSOLE	COM	66.96K	SH	$25.18M 1.90%	28.17K	38.79K
ISHARES TRSOLE	CORE S&P TTL STK	197.28K	SH	$20.76M 1.57%	2.68K	194.60K
FIDELITY COMWLTH TRSOLE	NASDAQ COMPSIT	350.41K	SH	$20.76M 1.57%	11.70K	338.71K
ISHARES TRSOLE	IBOXX INV CP ETF	187.45K	SH	$20.74M 1.57%	6.66K	180.80K
SPDR S&P 500 ETF TRSOLE	TR UNIT	42.05K	SH	$19.99M 1.51%	30.22K	11.83K
SCHWAB STRATEGIC TRSOLE	US DIVIDEND EQ	231.16K	SH	$17.60M 1.33%	5.75K	225.41K
FIRST TR EXCHANGE-TRADED FDSOLE	CAP STRENGTH ETF	218.90K	SH	$17.52M 1.33%	207.87K	11.04K
ABBVIE INCSOLE	COM	111.72K	SH	$17.31M 1.31%	62.64K	49.08K
VANGUARD INDEX FDSSOLE	GROWTH ETF	50.78K	SH	$15.79M 1.19%	844.00	49.94K
PROCTER AND GAMBLE COSOLE	COM	96.25K	SH	$14.11M 1.07%	50.14K	46.11K
JOHNSON & JOHNSONSOLE	COM	85.48K	SH	$13.40M 1.01%	45.09K	40.39K
VANGUARD TAX-MANAGED FDSSOLE	VAN FTSE DEV MKT	267.03K	SH	$12.79M 0.97%	4.15K	262.88K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	73.71K	SH	$12.56M 0.95%	36.65K	37.06K
ISHARES TRSOLE	CORE TOTAL USD	264K	SH	$12.16M 0.92%	94.13K	169.87K
GOLDMAN SACHS ETF TRSOLE	ACTIVEBETA US LG	129.57K	SH	$12.16M 0.92%	74.13K	55.45K
ISHARES TRSOLE	CORE S&P SCP ETF	108.58K	SH	$11.75M 0.89%	17.69K	90.89K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	26.70K	SH	$11.66M 0.88%	119.00	26.58K
ISHARES TRSOLE	US TREAS BD ETF	489.51K	SH	$11.28M 0.85%	10.89K	478.62K
INVESCO EXCHANGE TRADED FD TSOLE	S&P 500 GARP ETF	111.50K	SH	$10.93M 0.83%	545.00	110.95K
AMAZON COM INCSOLE	COM	71.23K	SH	$10.82M 0.82%	11.13K	60.10K
INNOVATOR ETFS TRSOLE	LADERD ALCTN PWR	269.14K	SH	$10.79M 0.82%	1.34K	267.81K
ISHARES TRSOLE	HDG MSCI EAFE	340.24K	SH	$10.72M 0.81%	1.21K	339.04K

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