Filed: 8/11/2023ACC: 0001559789-23-000001
📋 What this filing means
REGAL INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 514 equity positions with a total reported market value of $1.19B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
514
Positions
$1.19B
Total AUM (reported)
17.97M
Total Shares
Allocation by class
COM$345.88M29.0%
CORE S&P500 ETF$70.30M5.9%
UNIT SER 1$22.86M1.9%
CORE S&P TTL STK$22.85M1.9%
NASDAQ COMPSIT$21.54M1.8%
US DIVIDEND EQ$19.97M1.7%
TR UNIT$18.40M1.5%
Portfolio Concentration
Top 3$119.41M10.0%
4–10$138.01M11.6%
11–25$185.49M15.5%
Rest$749.99M62.9%
Top 3 weight
10.0%
Top 10 weight
21.6%
Voting Authority Distribution
Total shares with voting rights: 17.97M
Sole
Full voting authority
2.07M
shares
% of voting shares11.5%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
15.90M
shares
% of voting shares88.5%
Investment Discretion (by position count)
Sole514
Shared0
Other0
Dominant voting typeNone · 88.5% of voting shares
Institutional Holdings514
Rows:
ISHARES TR
SOLEShares157.72K
TypeSH
Market value$70.30M
5.89%
Sole
43.99K
Shared
0.00
None
113.73K
APPLE INC
SOLEShares135.38K
TypeSH
Market value$26.26M
2.20%
Sole
72.26K
Shared
0.00
None
63.12K
INVESCO QQQ TR
SOLEShares61.87K
TypeSH
Market value$22.86M
1.92%
Sole
19.38K
Shared
0.00
None
42.49K
ISHARES TR
SOLEShares233.60K
TypeSH
Market value$22.85M
1.92%
Sole
1.21K
Shared
0.00
None
232.39K
MICROSOFT CORP
SOLEShares65.56K
TypeSH
Market value$22.33M
1.87%
Sole
6K
Shared
0.00
None
59.56K
FIDELITY COMWLTH TR
SOLEShares398.25K
TypeSH
Market value$21.54M
1.81%
Sole
13.26K
Shared
0.00
None
384.99K
SCHWAB STRATEGIC TR
SOLEShares274.95K
TypeSH
Market value$19.97M
1.67%
Sole
0.00
Shared
0.00
None
274.95K
SPDR S&P 500 ETF TR
SOLEShares41.52K
TypeSH
Market value$18.40M
1.54%
Sole
24.76K
Shared
0.00
None
16.75K
ISHARES TR
SOLEShares157.27K
TypeSH
Market value$17.01M
1.43%
Sole
532.00
Shared
0.00
None
156.74K
FIRST TR EXCHANGE-TRADED FD
SOLEShares212K
TypeSH
Market value$15.92M
1.33%
Sole
203.33K
Shared
0.00
None
8.67K
ISHARES TR
SOLEShares494.15K
TypeSH
Market value$15.28M
1.28%
Sole
2.75K
Shared
0.00
None
491.40K
ABBVIE INC
SOLEShares108.65K
TypeSH
Market value$14.64M
1.23%
Sole
1.29K
Shared
0.00
None
107.36K
VANGUARD INDEX FDS
SOLEShares50.97K
TypeSH
Market value$14.42M
1.21%
Sole
150.00
Shared
0.00
None
50.82K
PROCTER AND GAMBLE CO
SOLEShares93.70K
TypeSH
Market value$14.22M
1.19%
Sole
2K
Shared
0.00
None
91.69K
JOHNSON & JOHNSON
SOLEShares83.61K
TypeSH
Market value$13.84M
1.16%
Sole
2.63K
Shared
0.00
None
80.97K
VANGUARD INDEX FDS
SOLEShares30.95K
TypeSH
Market value$12.60M
1.06%
Sole
0.00
Shared
0.00
None
30.95K
ISHARES TR
SOLEShares272.85K
TypeSH
Market value$12.41M
1.04%
Sole
0.00
Shared
0.00
None
272.85K
VANGUARD TAX-MANAGED FDS
SOLEShares262.07K
TypeSH
Market value$12.10M
1.01%
Sole
0.00
Shared
0.00
None
262.07K
VANGUARD SPECIALIZED FUNDS
SOLEShares74K
TypeSH
Market value$12.02M
1.01%
Sole
100.00
Shared
0.00
None
73.90K
GOLDMAN SACHS ETF TR
SOLEShares130.22K
TypeSH
Market value$11.37M
0.95%
Sole
0.00
Shared
0.00
None
130.22K
INVESCO EXCHANGE TRADED FD T
SOLEShares123.34K
TypeSH
Market value$11.20M
0.94%
Sole
0.00
Shared
0.00
None
123.34K
ISHARES TR
SOLEShares108.24K
TypeSH
Market value$10.79M
0.90%
Sole
14.75K
Shared
0.00
None
93.49K
SSGA ACTIVE ETF TR
SOLEShares257.57K
TypeSH
Market value$10.78M
0.90%
Sole
0.00
Shared
0.00
None
257.57K
VANGUARD WHITEHALL FDS
SOLEShares159.32K
TypeSH
Market value$10.07M
0.84%
Sole
0.00
Shared
0.00
None
159.32K
FIRST TR EXCHNG TRADED FD VI
SOLEShares252.40K
TypeSH
Market value$9.75M
0.82%
Sole
248.36K
Shared
0.00
None
4.04K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 157.72K | SH | $70.30M 5.89% | 43.99K | 0.00 | 113.73K |
APPLE INCSOLE | COM | 135.38K | SH | $26.26M 2.20% | 72.26K | 0.00 | 63.12K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 61.87K | SH | $22.86M 1.92% | 19.38K | 0.00 | 42.49K |
ISHARES TRSOLE | CORE S&P TTL STK | 233.60K | SH | $22.85M 1.92% | 1.21K | 0.00 | 232.39K |
MICROSOFT CORPSOLE | COM | 65.56K | SH | $22.33M 1.87% | 6K | 0.00 | 59.56K |
FIDELITY COMWLTH TRSOLE | NASDAQ COMPSIT | 398.25K | SH | $21.54M 1.81% | 13.26K | 0.00 | 384.99K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 274.95K | SH | $19.97M 1.67% | 0.00 | 0.00 | 274.95K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 41.52K | SH | $18.40M 1.54% | 24.76K | 0.00 | 16.75K |
ISHARES TRSOLE | IBOXX INV CP ETF | 157.27K | SH | $17.01M 1.43% | 532.00 | 0.00 | 156.74K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 212K | SH | $15.92M 1.33% | 203.33K | 0.00 | 8.67K |
ISHARES TRSOLE | PFD AND INCM SEC | 494.15K | SH | $15.28M 1.28% | 2.75K | 0.00 | 491.40K |
ABBVIE INCSOLE | COM | 108.65K | SH | $14.64M 1.23% | 1.29K | 0.00 | 107.36K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 50.97K | SH | $14.42M 1.21% | 150.00 | 0.00 | 50.82K |
PROCTER AND GAMBLE COSOLE | COM | 93.70K | SH | $14.22M 1.19% | 2K | 0.00 | 91.69K |
JOHNSON & JOHNSONSOLE | COM | 83.61K | SH | $13.84M 1.16% | 2.63K | 0.00 | 80.97K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 30.95K | SH | $12.60M 1.06% | 0.00 | 0.00 | 30.95K |
ISHARES TRSOLE | CORE TOTAL USD | 272.85K | SH | $12.41M 1.04% | 0.00 | 0.00 | 272.85K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 262.07K | SH | $12.10M 1.01% | 0.00 | 0.00 | 262.07K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 74K | SH | $12.02M 1.01% | 100.00 | 0.00 | 73.90K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 130.22K | SH | $11.37M 0.95% | 0.00 | 0.00 | 130.22K |
INVESCO EXCHANGE TRADED FD TSOLE | S&P 500 GARP ETF | 123.34K | SH | $11.20M 0.94% | 0.00 | 0.00 | 123.34K |
ISHARES TRSOLE | CORE S&P SCP ETF | 108.24K | SH | $10.79M 0.90% | 14.75K | 0.00 | 93.49K |
SSGA ACTIVE ETF TRSOLE | BLACKSTONE SENR | 257.57K | SH | $10.78M 0.90% | 0.00 | 0.00 | 257.57K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 159.32K | SH | $10.07M 0.84% | 0.00 | 0.00 | 159.32K |
FIRST TR EXCHNG TRADED FD VISOLE | VEST US BUFFER | 252.40K | SH | $9.75M 0.82% | 248.36K | 0.00 | 4.04K |
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