Filed: 5/11/2023ACC: 0001172661-23-002005
📋 What this filing means
REGAL INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 515 equity positions with a total reported market value of $1.13B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
515
Positions
$1.13B
Total AUM (reported)
17.80M
Total Shares
Allocation by class
COM$332.20M29.3%
CORE S&P500 ETF$64.36M5.7%
UNIT SER 1$25.46M2.2%
CORE S&P TTL STK$21.20M1.9%
NASDAQ COMPSIT$21.18M1.9%
IBOXX INV CP ETF$17.32M1.5%
TR UNIT$16.69M1.5%
Portfolio Concentration
Top 3$112.43M9.9%
4–10$128.28M11.3%
11–25$175.09M15.5%
Rest$716.56M63.3%
Top 3 weight
9.9%
Top 10 weight
21.3%
Voting Authority Distribution
Total shares with voting rights: 17.80M
Sole
Full voting authority
2.13M
shares
% of voting shares12.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
15.67M
shares
% of voting shares88.0%
Investment Discretion (by position count)
Sole515
Shared0
Other0
Dominant voting typeNone · 88.0% of voting shares
Institutional Holdings515
Rows:
ISHARES TR
SOLEShares156.57K
TypeSH
Market value$64.36M
5.68%
Sole
44.30K
Shared
0.00
None
112.28K
INVESCO QQQ TR
SOLEShares79.35K
TypeSH
Market value$25.46M
2.25%
Sole
19.32K
Shared
0.00
None
60.02K
APPLE INC
SOLEShares137.05K
TypeSH
Market value$22.60M
2.00%
Sole
72.39K
Shared
0.00
None
64.66K
ISHARES TR
SOLEShares234.08K
TypeSH
Market value$21.20M
1.87%
Sole
1.20K
Shared
0.00
None
232.87K
FIDELITY COMWLTH TR
SOLEShares441.78K
TypeSH
Market value$21.18M
1.87%
Sole
13.25K
Shared
0.00
None
428.53K
MICROSOFT CORP
SOLEShares65.01K
TypeSH
Market value$18.74M
1.66%
Sole
6K
Shared
0.00
None
59.01K
ABBVIE INC
SOLEShares110.46K
TypeSH
Market value$17.60M
1.55%
Sole
1.29K
Shared
0.00
None
109.17K
ISHARES TR
SOLEShares158.03K
TypeSH
Market value$17.32M
1.53%
Sole
532.00
Shared
0.00
None
157.50K
SPDR S&P 500 ETF TR
SOLEShares40.76K
TypeSH
Market value$16.69M
1.47%
Sole
24.89K
Shared
0.00
None
15.87K
FIRST TR EXCHANGE-TRADED FD
SOLEShares213.10K
TypeSH
Market value$15.54M
1.37%
Sole
202.83K
Shared
0.00
None
10.27K
ISHARES TR
SOLEShares466.46K
TypeSH
Market value$14.56M
1.29%
Sole
2.75K
Shared
0.00
None
463.71K
PROCTER AND GAMBLE CO
SOLEShares93.17K
TypeSH
Market value$13.85M
1.22%
Sole
2K
Shared
0.00
None
91.16K
SCHWAB STRATEGIC TR
SOLEShares181.19K
TypeSH
Market value$13.26M
1.17%
Sole
0.00
Shared
0.00
None
181.19K
JOHNSON & JOHNSON
SOLEShares80.75K
TypeSH
Market value$12.52M
1.11%
Sole
2.69K
Shared
0.00
None
78.06K
ISHARES TR
SOLEShares268.09K
TypeSH
Market value$12.37M
1.09%
Sole
0.00
Shared
0.00
None
268.09K
VANGUARD INDEX FDS
SOLEShares48.99K
TypeSH
Market value$12.22M
1.08%
Sole
172.00
Shared
0.00
None
48.82K
VANGUARD TAX-MANAGED FDS
SOLEShares268.28K
TypeSH
Market value$12.12M
1.07%
Sole
0.00
Shared
0.00
None
268.28K
VANGUARD SPECIALIZED FUNDS
SOLEShares75.47K
TypeSH
Market value$11.62M
1.03%
Sole
100.00
Shared
0.00
None
75.37K
WISDOMTREE TR
SOLEShares185.64K
TypeSH
Market value$11.57M
1.02%
Sole
0.00
Shared
0.00
None
185.64K
VANGUARD INDEX FDS
SOLEShares30.68K
TypeSH
Market value$11.54M
1.02%
Sole
0.00
Shared
0.00
None
30.68K
GOLDMAN SACHS ETF TR
SOLEShares135.89K
TypeSH
Market value$11.04M
0.97%
Sole
0.00
Shared
0.00
None
135.89K
ISHARES TR
SOLEShares105.50K
TypeSH
Market value$10.20M
0.90%
Sole
14.79K
Shared
0.00
None
90.70K
VANGUARD WHITEHALL FDS
SOLEShares93.01K
TypeSH
Market value$9.81M
0.87%
Sole
6.02K
Shared
0.00
None
86.99K
VANGUARD WHITEHALL FDS
SOLEShares150.78K
TypeSH
Market value$9.34M
0.82%
Sole
0.00
Shared
0.00
None
150.78K
EMERSON ELEC CO
SOLEShares104.02K
TypeSH
Market value$9.06M
0.80%
Sole
1.97K
Shared
0.00
None
102.05K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 156.57K | SH | $64.36M 5.68% | 44.30K | 0.00 | 112.28K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 79.35K | SH | $25.46M 2.25% | 19.32K | 0.00 | 60.02K |
APPLE INCSOLE | COM | 137.05K | SH | $22.60M 2.00% | 72.39K | 0.00 | 64.66K |
ISHARES TRSOLE | CORE S&P TTL STK | 234.08K | SH | $21.20M 1.87% | 1.20K | 0.00 | 232.87K |
FIDELITY COMWLTH TRSOLE | NASDAQ COMPSIT | 441.78K | SH | $21.18M 1.87% | 13.25K | 0.00 | 428.53K |
MICROSOFT CORPSOLE | COM | 65.01K | SH | $18.74M 1.66% | 6K | 0.00 | 59.01K |
ABBVIE INCSOLE | COM | 110.46K | SH | $17.60M 1.55% | 1.29K | 0.00 | 109.17K |
ISHARES TRSOLE | IBOXX INV CP ETF | 158.03K | SH | $17.32M 1.53% | 532.00 | 0.00 | 157.50K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 40.76K | SH | $16.69M 1.47% | 24.89K | 0.00 | 15.87K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 213.10K | SH | $15.54M 1.37% | 202.83K | 0.00 | 10.27K |
ISHARES TRSOLE | PFD AND INCM SEC | 466.46K | SH | $14.56M 1.29% | 2.75K | 0.00 | 463.71K |
PROCTER AND GAMBLE COSOLE | COM | 93.17K | SH | $13.85M 1.22% | 2K | 0.00 | 91.16K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 181.19K | SH | $13.26M 1.17% | 0.00 | 0.00 | 181.19K |
JOHNSON & JOHNSONSOLE | COM | 80.75K | SH | $12.52M 1.11% | 2.69K | 0.00 | 78.06K |
ISHARES TRSOLE | CORE TOTAL USD | 268.09K | SH | $12.37M 1.09% | 0.00 | 0.00 | 268.09K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 48.99K | SH | $12.22M 1.08% | 172.00 | 0.00 | 48.82K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 268.28K | SH | $12.12M 1.07% | 0.00 | 0.00 | 268.28K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 75.47K | SH | $11.62M 1.03% | 100.00 | 0.00 | 75.37K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 185.64K | SH | $11.57M 1.02% | 0.00 | 0.00 | 185.64K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 30.68K | SH | $11.54M 1.02% | 0.00 | 0.00 | 30.68K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 135.89K | SH | $11.04M 0.97% | 0.00 | 0.00 | 135.89K |
ISHARES TRSOLE | CORE S&P SCP ETF | 105.50K | SH | $10.20M 0.90% | 14.79K | 0.00 | 90.70K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 93.01K | SH | $9.81M 0.87% | 6.02K | 0.00 | 86.99K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 150.78K | SH | $9.34M 0.82% | 0.00 | 0.00 | 150.78K |
EMERSON ELEC COSOLE | COM | 104.02K | SH | $9.06M 0.80% | 1.97K | 0.00 | 102.05K |
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