Filed: 3/1/2023ACC: 0001172661-23-001528
📋 What this filing means
REGAL INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 490 equity positions with a total reported market value of $1.03B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
490
Positions
$1.03B
Total AUM (reported)
16.40M
Total Shares
Allocation by class
COM$307.26M29.8%
CORE S&P500 ETF$57.53M5.6%
CORE S&P TTL STK$18.49M1.8%
NASDAQ COMPSIT$17.40M1.7%
0-5 YR TIPS ETF$16.68M1.6%
TR UNIT$16.58M1.6%
IBOXX INV CP ETF$16.03M1.6%
Portfolio Concentration
Top 3$94.09M9.1%
4–10$115.40M11.2%
11–25$178.98M17.3%
Rest$644.26M62.4%
Top 3 weight
9.1%
Top 10 weight
20.3%
Voting Authority Distribution
Total shares with voting rights: 16.40M
Sole
Full voting authority
2.04M
shares
% of voting shares12.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
14.36M
shares
% of voting shares87.6%
Investment Discretion (by position count)
Sole490
Shared0
Other0
Dominant voting typeNone · 87.6% of voting shares
Institutional Holdings490
Rows:
ISHARES TR
SOLEShares149.74K
TypeSH
Market value$57.53M
5.57%
Sole
42.92K
Shared
0.00
None
106.81K
ISHARES TR
SOLEShares217.99K
TypeSH
Market value$18.49M
1.79%
Sole
1.20K
Shared
0.00
None
216.78K
APPLE INC
SOLEShares139.13K
TypeSH
Market value$18.08M
1.75%
Sole
72.56K
Shared
0.00
None
66.57K
FIDELITY COMWLTH TR
SOLEShares424.59K
TypeSH
Market value$17.40M
1.68%
Sole
10.23K
Shared
0.00
None
414.36K
ISHARES TR
SOLEShares172.05K
TypeSH
Market value$16.68M
1.62%
Sole
0.00
Shared
0.00
None
172.05K
ABBVIE INC
SOLEShares103.08K
TypeSH
Market value$16.66M
1.61%
Sole
1.29K
Shared
0.00
None
101.79K
SPDR S&P 500 ETF TR
SOLEShares43.35K
TypeSH
Market value$16.58M
1.61%
Sole
25.93K
Shared
0.00
None
17.42K
MICROSOFT CORP
SOLEShares66.98K
TypeSH
Market value$16.06M
1.56%
Sole
6K
Shared
0.00
None
60.98K
ISHARES TR
SOLEShares152.06K
TypeSH
Market value$16.03M
1.55%
Sole
532.00
Shared
0.00
None
151.53K
INVESCO QQQ TR
SOLEShares60.04K
TypeSH
Market value$15.99M
1.55%
Sole
19.47K
Shared
0.00
None
40.57K
FIRST TR EXCHANGE-TRADED FD
SOLEShares210.83K
TypeSH
Market value$15.80M
1.53%
Sole
196.54K
Shared
0.00
None
14.29K
ISHARES TR
SOLEShares481.83K
TypeSH
Market value$14.71M
1.42%
Sole
3K
Shared
0.00
None
478.83K
ISHARES TR
SOLEShares195.94K
TypeSH
Market value$14.13M
1.37%
Sole
21.04K
Shared
0.00
None
174.90K
JOHNSON & JOHNSON
SOLEShares75.65K
TypeSH
Market value$13.36M
1.29%
Sole
2.63K
Shared
0.00
None
73.01K
PROCTER AND GAMBLE CO
SOLEShares83.19K
TypeSH
Market value$12.61M
1.22%
Sole
2K
Shared
0.00
None
81.19K
SCHWAB STRATEGIC TR
SOLEShares162.50K
TypeSH
Market value$12.27M
1.19%
Sole
0.00
Shared
0.00
None
162.50K
ISHARES TR
SOLEShares131.48K
TypeSH
Market value$11.14M
1.08%
Sole
0.00
Shared
0.00
None
131.48K
VANGUARD TAX-MANAGED FDS
SOLEShares265.43K
TypeSH
Market value$11.14M
1.08%
Sole
0.00
Shared
0.00
None
265.43K
VANGUARD SPECIALIZED FUNDS
SOLEShares73.03K
TypeSH
Market value$11.09M
1.07%
Sole
100.00
Shared
0.00
None
72.93K
ISHARES TR
SOLEShares114.39K
TypeSH
Market value$10.83M
1.05%
Sole
14.79K
Shared
0.00
None
99.60K
GOLDMAN SACHS ETF TR
SOLEShares142.05K
TypeSH
Market value$10.81M
1.05%
Sole
0.00
Shared
0.00
None
142.05K
VANGUARD WHITEHALL FDS
SOLEShares177.19K
TypeSH
Market value$10.56M
1.02%
Sole
0.00
Shared
0.00
None
177.19K
VANGUARD INDEX FDS
SOLEShares48.71K
TypeSH
Market value$10.38M
1.01%
Sole
178.00
Shared
0.00
None
48.54K
EMERSON ELEC CO
SOLEShares105.37K
TypeSH
Market value$10.12M
0.98%
Sole
1.97K
Shared
0.00
None
103.40K
VANGUARD WHITEHALL FDS
SOLEShares92.63K
TypeSH
Market value$10.02M
0.97%
Sole
6.02K
Shared
0.00
None
86.61K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 149.74K | SH | $57.53M 5.57% | 42.92K | 0.00 | 106.81K |
ISHARES TRSOLE | CORE S&P TTL STK | 217.99K | SH | $18.49M 1.79% | 1.20K | 0.00 | 216.78K |
APPLE INCSOLE | COM | 139.13K | SH | $18.08M 1.75% | 72.56K | 0.00 | 66.57K |
FIDELITY COMWLTH TRSOLE | NASDAQ COMPSIT | 424.59K | SH | $17.40M 1.68% | 10.23K | 0.00 | 414.36K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 172.05K | SH | $16.68M 1.62% | 0.00 | 0.00 | 172.05K |
ABBVIE INCSOLE | COM | 103.08K | SH | $16.66M 1.61% | 1.29K | 0.00 | 101.79K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 43.35K | SH | $16.58M 1.61% | 25.93K | 0.00 | 17.42K |
MICROSOFT CORPSOLE | COM | 66.98K | SH | $16.06M 1.56% | 6K | 0.00 | 60.98K |
ISHARES TRSOLE | IBOXX INV CP ETF | 152.06K | SH | $16.03M 1.55% | 532.00 | 0.00 | 151.53K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 60.04K | SH | $15.99M 1.55% | 19.47K | 0.00 | 40.57K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 210.83K | SH | $15.80M 1.53% | 196.54K | 0.00 | 14.29K |
ISHARES TRSOLE | PFD AND INCM SEC | 481.83K | SH | $14.71M 1.42% | 3K | 0.00 | 478.83K |
ISHARES TRSOLE | MSCI USA MIN VOL | 195.94K | SH | $14.13M 1.37% | 21.04K | 0.00 | 174.90K |
JOHNSON & JOHNSONSOLE | COM | 75.65K | SH | $13.36M 1.29% | 2.63K | 0.00 | 73.01K |
PROCTER AND GAMBLE COSOLE | COM | 83.19K | SH | $12.61M 1.22% | 2K | 0.00 | 81.19K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 162.50K | SH | $12.27M 1.19% | 0.00 | 0.00 | 162.50K |
ISHARES TRSOLE | ESG AWR MSCI USA | 131.48K | SH | $11.14M 1.08% | 0.00 | 0.00 | 131.48K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 265.43K | SH | $11.14M 1.08% | 0.00 | 0.00 | 265.43K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 73.03K | SH | $11.09M 1.07% | 100.00 | 0.00 | 72.93K |
ISHARES TRSOLE | CORE S&P SCP ETF | 114.39K | SH | $10.83M 1.05% | 14.79K | 0.00 | 99.60K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 142.05K | SH | $10.81M 1.05% | 0.00 | 0.00 | 142.05K |
VANGUARD WHITEHALL FDSSOLE | INTL HIGH ETF | 177.19K | SH | $10.56M 1.02% | 0.00 | 0.00 | 177.19K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 48.71K | SH | $10.38M 1.01% | 178.00 | 0.00 | 48.54K |
EMERSON ELEC COSOLE | COM | 105.37K | SH | $10.12M 0.98% | 1.97K | 0.00 | 103.40K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 92.63K | SH | $10.02M 0.97% | 6.02K | 0.00 | 86.61K |
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