Filed: 11/15/2022ACC: 0001172661-22-002603
📋 What this filing means
REGAL INVESTMENT ADVISORS LLC filed this quarterly 13F‑HR report disclosing 480 equity positions with a total reported market value of $948.0K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
480
Positions
$948.0K
Total AUM (reported)
16.31M
Total Shares
Allocation by class
COM$269.1K28.4%
CORE S&P500 ETF$52.0K5.5%
TR UNIT$28.1K3.0%
PFD AND INCM SEC$17.5K1.9%
CORE S&P TTL STK$17.3K1.8%
NASDAQ COMPSIT$16.8K1.8%
0-5 YR TIPS ETF$16.7K1.8%
Portfolio Concentration
Top 3$88.7K9.4%
4–10$111.1K11.7%
11–25$164.1K17.3%
Rest$584.1K61.6%
Top 3 weight
9.4%
Top 10 weight
21.1%
Voting Authority Distribution
Total shares with voting rights: 16.31M
Sole
Full voting authority
2.02M
shares
% of voting shares12.4%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
14.30M
shares
% of voting shares87.6%
Investment Discretion (by position count)
Sole480
Shared0
Other0
Dominant voting typeNone · 87.6% of voting shares
Institutional Holdings480
Rows:
ISHARES TR
SOLEShares144.97K
TypeSH
Market value$52.0K
5.48%
Sole
42.35K
Shared
0.00
None
102.63K
APPLE INC
SOLEShares138.83K
TypeSH
Market value$19.2K
2.02%
Sole
73.13K
Shared
0.00
None
65.71K
ISHARES TR
SOLEShares553.82K
TypeSH
Market value$17.5K
1.85%
Sole
3K
Shared
0.00
None
550.82K
ISHARES TR
SOLEShares217.33K
TypeSH
Market value$17.3K
1.82%
Sole
1.20K
Shared
0.00
None
216.13K
FIDELITY COMWLTH TR
SOLEShares405.07K
TypeSH
Market value$16.8K
1.77%
Sole
10.20K
Shared
0.00
None
394.88K
ISHARES TR
SOLEShares173.31K
TypeSH
Market value$16.7K
1.76%
Sole
0.00
Shared
0.00
None
173.31K
SPDR S&P 500 ETF TR
SOLEShares43.92K
TypeSH
Market value$15.7K
1.65%
Sole
25.71K
Shared
0.00
None
18.21K
MICROSOFT CORP
SOLEShares65.72K
TypeSH
Market value$15.3K
1.61%
Sole
6K
Shared
0.00
None
59.72K
ISHARES TR
SOLEShares149.21K
TypeSH
Market value$15.3K
1.61%
Sole
533.00
Shared
0.00
None
148.68K
FIRST TR EXCHANGE-TRADED FD
SOLEShares211.56K
TypeSH
Market value$14.1K
1.48%
Sole
194.76K
Shared
0.00
None
16.80K
INVESCO QQQ TR
SOLEShares51.95K
TypeSH
Market value$13.9K
1.46%
Sole
18.77K
Shared
0.00
None
33.18K
ABBVIE INC
SOLEShares99.63K
TypeSH
Market value$13.4K
1.41%
Sole
1.29K
Shared
0.00
None
98.34K
ISHARES TR
SOLEShares190.62K
TypeSH
Market value$12.6K
1.33%
Sole
21.02K
Shared
0.00
None
169.60K
SPDR S&P 500 ETF TR
SOLEShares34.80K
TypePRN
Market value$12.4K
1.31%
Sole
0.00
Shared
0.00
None
34.80K
JOHNSON & JOHNSON
SOLEShares72.09K
TypeSH
Market value$11.8K
1.24%
Sole
2.63K
Shared
0.00
None
69.46K
ISHARES TR
SOLEShares142.40K
TypeSH
Market value$11.3K
1.19%
Sole
22.00
Shared
0.00
None
142.38K
GOLDMAN SACHS ETF TR
SOLEShares147.52K
TypeSH
Market value$10.5K
1.11%
Sole
0.00
Shared
0.00
None
147.52K
VANGUARD TAX-MANAGED FDS
SOLEShares281.94K
TypeSH
Market value$10.3K
1.08%
Sole
0.00
Shared
0.00
None
281.94K
SCHWAB STRATEGIC TR
SOLEShares152.02K
TypeSH
Market value$10.1K
1.07%
Sole
0.00
Shared
0.00
None
152.02K
PROCTER AND GAMBLE CO
SOLEShares79.47K
TypeSH
Market value$10.0K
1.06%
Sole
2K
Shared
0.00
None
77.46K
VANGUARD SPECIALIZED FUNDS
SOLEShares74.15K
TypeSH
Market value$10.0K
1.06%
Sole
100.00
Shared
0.00
None
74.05K
ISHARES TR
SOLEShares112.56K
TypeSH
Market value$9.8K
1.04%
Sole
12.99K
Shared
0.00
None
99.57K
VANGUARD INDEX FDS
SOLEShares45.77K
TypeSH
Market value$9.8K
1.03%
Sole
178.00
Shared
0.00
None
45.60K
WISDOMTREE TR
SOLEShares173.44K
TypeSH
Market value$9.3K
0.99%
Sole
0.00
Shared
0.00
None
173.44K
VANGUARD WHITEHALL FDS
SOLEShares93.78K
TypeSH
Market value$8.9K
0.94%
Sole
5.99K
Shared
0.00
None
87.79K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TRSOLE | CORE S&P500 ETF | 144.97K | SH | $52.0K 5.48% | 42.35K | 0.00 | 102.63K |
APPLE INCSOLE | COM | 138.83K | SH | $19.2K 2.02% | 73.13K | 0.00 | 65.71K |
ISHARES TRSOLE | PFD AND INCM SEC | 553.82K | SH | $17.5K 1.85% | 3K | 0.00 | 550.82K |
ISHARES TRSOLE | CORE S&P TTL STK | 217.33K | SH | $17.3K 1.82% | 1.20K | 0.00 | 216.13K |
FIDELITY COMWLTH TRSOLE | NASDAQ COMPSIT | 405.07K | SH | $16.8K 1.77% | 10.20K | 0.00 | 394.88K |
ISHARES TRSOLE | 0-5 YR TIPS ETF | 173.31K | SH | $16.7K 1.76% | 0.00 | 0.00 | 173.31K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 43.92K | SH | $15.7K 1.65% | 25.71K | 0.00 | 18.21K |
MICROSOFT CORPSOLE | COM | 65.72K | SH | $15.3K 1.61% | 6K | 0.00 | 59.72K |
ISHARES TRSOLE | IBOXX INV CP ETF | 149.21K | SH | $15.3K 1.61% | 533.00 | 0.00 | 148.68K |
FIRST TR EXCHANGE-TRADED FDSOLE | CAP STRENGTH ETF | 211.56K | SH | $14.1K 1.48% | 194.76K | 0.00 | 16.80K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 51.95K | SH | $13.9K 1.46% | 18.77K | 0.00 | 33.18K |
ABBVIE INCSOLE | COM | 99.63K | SH | $13.4K 1.41% | 1.29K | 0.00 | 98.34K |
ISHARES TRSOLE | MSCI USA MIN VOL | 190.62K | SH | $12.6K 1.33% | 21.02K | 0.00 | 169.60K |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 34.80K | PRN | $12.4K 1.31% | 0.00 | 0.00 | 34.80K |
JOHNSON & JOHNSONSOLE | COM | 72.09K | SH | $11.8K 1.24% | 2.63K | 0.00 | 69.46K |
ISHARES TRSOLE | ESG AWR MSCI USA | 142.40K | SH | $11.3K 1.19% | 22.00 | 0.00 | 142.38K |
GOLDMAN SACHS ETF TRSOLE | ACTIVEBETA US LG | 147.52K | SH | $10.5K 1.11% | 0.00 | 0.00 | 147.52K |
VANGUARD TAX-MANAGED FDSSOLE | VAN FTSE DEV MKT | 281.94K | SH | $10.3K 1.08% | 0.00 | 0.00 | 281.94K |
SCHWAB STRATEGIC TRSOLE | US DIVIDEND EQ | 152.02K | SH | $10.1K 1.07% | 0.00 | 0.00 | 152.02K |
PROCTER AND GAMBLE COSOLE | COM | 79.47K | SH | $10.0K 1.06% | 2K | 0.00 | 77.46K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 74.15K | SH | $10.0K 1.06% | 100.00 | 0.00 | 74.05K |
ISHARES TRSOLE | CORE S&P SCP ETF | 112.56K | SH | $9.8K 1.04% | 12.99K | 0.00 | 99.57K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 45.77K | SH | $9.8K 1.03% | 178.00 | 0.00 | 45.60K |
WISDOMTREE TRSOLE | US QTLY DIV GRT | 173.44K | SH | $9.3K 0.99% | 0.00 | 0.00 | 173.44K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 93.78K | SH | $8.9K 0.94% | 5.99K | 0.00 | 87.79K |
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