REDWOOD INVESTMENT MANAGEMENT, LLC

PrivateCIK: 1717479

Location

SCOTTSDALE, AZ

306

Positions

$1.01M

Total AUM (reported)

11.32M

Total Shares

Allocation by class

COM$273.4K27.1%

S&P 500 ETF SHS$129.7K12.9%

S&P 500 MOMNTM$103.1K10.2%

LDRSHS ALPFACT$61.3K6.1%

PRTFLO S&P500 GW$48.8K4.8%

UNIT SER 1$43.9K4.3%

MSCI EAFE ETF$43.5K4.3%

Portfolio Concentration

Top 3$294.1K29.1%

4–10$210.2K20.8%

11–25$154.8K15.3%

Rest$349.9K34.7%

Top 3 weight

29.1%

Top 10 weight

50.0%

Voting Authority Distribution

Total shares with voting rights: 11.32M

Sole

Full voting authority

9.74M

% of voting shares86.1%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.58M

% of voting shares13.9%

Investment Discretion (by position count)

Sole224

Shared0

Other82

Dominant voting typeSole · 86.1% of voting shares

Institutional Holdings306

Rows:

Vanguard S&P 500 ETF

SOLE

S&P 500 ETF SHS

Shares188.83K

TypeSH

Market value$129.7K

12.85%

Sole

188.83K

Shared

0.00

None

0.00

Invesco S&P 500 Momentum ETF

DFND

S&P 500 MOMNTM

Shares638.05K

TypeSH

Market value$103.1K

10.22%

Sole

575.20K

Shared

0.00

None

62.85K

LeaderShares AlphaFactor US Co

DFND

LDRSHS ALPFACT

Shares1.18M

TypeSH

Market value$61.3K

6.08%

Sole

1.06M

Shared

0.00

None

121.57K

State Street SPDR Portfolio S&

DFND

PRTFLO S&P500 GW

Shares410.14K

TypeSH

Market value$48.8K

4.84%

Sole

409.45K

Shared

0.00

None

687.00

Invesco QQQ Trust Series 1

SOLE

UNIT SER 1

Shares59.59K

TypeSH

Market value$43.9K

4.35%

Sole

59.59K

Shared

0.00

None

0.00

ISHARES MSCI EAFE ETF

SOLE

MSCI EAFE ETF

Shares419.15K

TypeSH

Market value$43.5K

4.32%

Sole

419.15K

Shared

0.00

None

0.00

LeaderShares AlphaFactor Tacti

DFND

LEADERSHS ALPHAF

Shares609.59K

TypeSH

Market value$27.2K

2.70%

Sole

538.16K

Shared

0.00

None

71.43K

APPLE INC

SOLE

COM

Shares55.17K

TypeSH

Market value$16.0K

1.58%

Sole

55.17K

Shared

0.00

None

0.00

VANGUARD FTSE ALL WO X-US SC

SOLE

FTSE SMCAP ETF

Shares100.17K

TypeSH

Market value$15.5K

1.53%

Sole

100.17K

Shared

0.00

None

0.00

SCHWAB INTL SMALL-CAP EQUITY

SOLE

INTL SCEQT ETF

Shares317.38K

TypeSH

Market value$15.3K

1.51%

Sole

317.38K

Shared

0.00

None

0.00

Vanguard FTSE Developed Market

SOLE

VAN FTSE DEV MKT

Shares206.40K

TypeSH

Market value$14.7K

1.46%

Sole

206.40K

Shared

0.00

None

0.00

LeaderShares Dynamic Yield ETF

DFND

LEADERSHARES DY

Shares647.79K

TypeSH

Market value$14.5K

1.44%

Sole

551.06K

Shared

0.00

None

96.73K

ALPHABET INC

DFND

CAP STK CL A

Shares39.34K

TypeSH

Market value$14.1K

1.39%

Sole

39.05K

Shared

0.00

None

291.00

State Street

DFND

PORTFOLIO S&P500

Shares148.80K

TypeSH

Market value$13.1K

1.30%

Sole

2.18K

Shared

0.00

None

146.62K

State Street SPDR

DFND

PORTFOLIO LN TSR

Shares427.73K

TypeSH

Market value$11.2K

1.11%

Sole

408.17K

Shared

0.00

None

19.56K

iShares TR

SOLE

RUSSELL 2000 ETF

Shares36.23K

TypeSH

Market value$10.9K

1.08%

Sole

36.23K

Shared

0.00

None

0.00

NVIDIA Corp

DFND

COM

Shares53.67K

TypeSH

Market value$10.7K

1.06%

Sole

52.70K

Shared

0.00

None

975.00

Vanguard

SOLE

MCAP GR IDXVIP

Shares34.24K

TypeSH

Market value$10.5K

1.04%

Sole

34.24K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares27.77K

TypeSH

Market value$10.4K

1.03%

Sole

27.77K

Shared

0.00

None

0.00

Vanguard

SOLE

SM CP VAL ETF

Shares42.15K

TypeSH

Market value$10.2K

1.02%

Sole

42.15K

Shared

0.00

None

0.00

AMAZON COM INC

SOLE

COM

Shares33.55K

TypeSH

Market value$8.0K

0.79%

Sole

33.55K

Shared

0.00

None

0.00

State Street SPDR

SOLE

S&P 400 MDCP VAL

Shares77.31K

TypeSH

Market value$7.3K

0.73%

Sole

77.31K

Shared

0.00

None

0.00

iShares Core Universal

DFND

CORE TOTAL USD

Shares154.70K

TypeSH

Market value$7.1K

0.71%

Sole

9.34K

Shared

0.00

None

145.36K

BLACKROCK ETF TRUST

DFND

ISHARES US EQUIT

Shares89.87K

TypeSH

Market value$6.1K

0.61%

Sole

0.00

Shared

0.00

None

89.87K

iShares TR

SOLE

S&P 500 GRWT ETF

Shares43.16K

TypeSH

Market value$5.9K

0.59%

Sole

43.16K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
Vanguard S&P 500 ETFSOLE	S&P 500 ETF SHS	188.83K	SH	$129.7K 12.85%	188.83K	0.00
Invesco S&P 500 Momentum ETFDFND	S&P 500 MOMNTM	638.05K	SH	$103.1K 10.22%	575.20K	62.85K
LeaderShares AlphaFactor US CoDFND	LDRSHS ALPFACT	1.18M	SH	$61.3K 6.08%	1.06M	121.57K
State Street SPDR Portfolio S&DFND	PRTFLO S&P500 GW	410.14K	SH	$48.8K 4.84%	409.45K	687.00
Invesco QQQ Trust Series 1SOLE	UNIT SER 1	59.59K	SH	$43.9K 4.35%	59.59K	0.00
ISHARES MSCI EAFE ETFSOLE	MSCI EAFE ETF	419.15K	SH	$43.5K 4.32%	419.15K	0.00
LeaderShares AlphaFactor TactiDFND	LEADERSHS ALPHAF	609.59K	SH	$27.2K 2.70%	538.16K	71.43K
APPLE INCSOLE	COM	55.17K	SH	$16.0K 1.58%	55.17K	0.00
VANGUARD FTSE ALL WO X-US SCSOLE	FTSE SMCAP ETF	100.17K	SH	$15.5K 1.53%	100.17K	0.00
SCHWAB INTL SMALL-CAP EQUITYSOLE	INTL SCEQT ETF	317.38K	SH	$15.3K 1.51%	317.38K	0.00
Vanguard FTSE Developed MarketSOLE	VAN FTSE DEV MKT	206.40K	SH	$14.7K 1.46%	206.40K	0.00
LeaderShares Dynamic Yield ETFDFND	LEADERSHARES DY	647.79K	SH	$14.5K 1.44%	551.06K	96.73K
ALPHABET INCDFND	CAP STK CL A	39.34K	SH	$14.1K 1.39%	39.05K	291.00
State StreetDFND	PORTFOLIO S&P500	148.80K	SH	$13.1K 1.30%	2.18K	146.62K
State Street SPDRDFND	PORTFOLIO LN TSR	427.73K	SH	$11.2K 1.11%	408.17K	19.56K
iShares TRSOLE	RUSSELL 2000 ETF	36.23K	SH	$10.9K 1.08%	36.23K	0.00
NVIDIA CorpDFND	COM	53.67K	SH	$10.7K 1.06%	52.70K	975.00
VanguardSOLE	MCAP GR IDXVIP	34.24K	SH	$10.5K 1.04%	34.24K	0.00
MICROSOFT CORPSOLE	COM	27.77K	SH	$10.4K 1.03%	27.77K	0.00
VanguardSOLE	SM CP VAL ETF	42.15K	SH	$10.2K 1.02%	42.15K	0.00
AMAZON COM INCSOLE	COM	33.55K	SH	$8.0K 0.79%	33.55K	0.00
State Street SPDRSOLE	S&P 400 MDCP VAL	77.31K	SH	$7.3K 0.73%	77.31K	0.00
iShares Core UniversalDFND	CORE TOTAL USD	154.70K	SH	$7.1K 0.71%	9.34K	145.36K
BLACKROCK ETF TRUSTDFND	ISHARES US EQUIT	89.87K	SH	$6.1K 0.61%	0.00	89.87K
iShares TRSOLE	S&P 500 GRWT ETF	43.16K	SH	$5.9K 0.59%	43.16K	0.00

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