REDWOOD INVESTMENT MANAGEMENT, LLC

Filed: 11/14/2025ACC: 0001717479-25-000006

📋 What this filing means

REDWOOD INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 281 equity positions with a total reported market value of $923.4K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

281

Positions

$923.4K

Total AUM (reported)

11.90M

Total Shares

Allocation by class

COM$300.4K32.5%

S&P 500 ETF SHS$106.5K11.5%

S&P 500 MOMNTM$75.4K8.2%

LDRSHS ALPFACT$55.8K6.0%

MSCI EAFE ETF$48.6K5.3%

PRTFLO S&P500 GW$34.9K3.8%

LEADERSHS ALPHAF$34.6K3.7%

Portfolio Concentration

Top 3$237.6K25.7%

4–10$196.6K21.3%

11–25$102.7K11.1%

Rest$386.5K41.9%

Top 3 weight

25.7%

Top 10 weight

47.0%

Voting Authority Distribution

Total shares with voting rights: 11.90M

Sole

Full voting authority

11.90M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole281

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings281

Rows:

VANGUARD S&P 500 ETF

SOLE

S&P 500 ETF SHS

Shares173.91K

TypeSH

Market value$106.5K

11.53%

Sole

173.91K

Shared

0.00

None

0.00

Invesco S&P 500 Momentum ETF

SOLE

S&P 500 MOMNTM

Shares622.53K

TypeSH

Market value$75.4K

8.16%

Sole

622.53K

Shared

0.00

None

0.00

LeaderShares AlphaFactor US Co

SOLE

LDRSHS ALPFACT

Shares1.25M

TypeSH

Market value$55.8K

6.04%

Sole

1.25M

Shared

0.00

None

0.00

ISHARES MSCI EAFE ETF

SOLE

MSCI EAFE ETF

Shares520.92K

TypeSH

Market value$48.6K

5.27%

Sole

520.92K

Shared

0.00

None

0.00

SPDR PORTFOLIO S&P 500 GROWT

SOLE

PRTFLO S&P500 GW

Shares333.87K

TypeSH

Market value$34.9K

3.78%

Sole

333.87K

Shared

0.00

None

0.00

LeaderShares AlphaFactor Tacti

SOLE

LEADERSHS ALPHAF

Shares835.15K

TypeSH

Market value$34.6K

3.74%

Sole

835.15K

Shared

0.00

None

0.00

Invesco QQQ Trust Series 1

SOLE

UNIT SER 1

Shares50.70K

TypeSH

Market value$30.4K

3.30%

Sole

50.70K

Shared

0.00

None

0.00

SCHWAB INTERNATIONAL SMALL CAP ETF

SOLE

INTL SCEQT ETF

Shares403.63K

TypeSH

Market value$18.4K

1.99%

Sole

403.63K

Shared

0.00

None

0.00

VANGUARD FTSE ALL WORLD EX US ETF

SOLE

FTSE SMCAP ETF

Shares127.39K

TypeSH

Market value$18.2K

1.97%

Sole

127.39K

Shared

0.00

None

0.00

LeaderShares Dynamic Yield ETF

SOLE

LEADERSHARES DY

Shares507.72K

TypeSH

Market value$11.5K

1.25%

Sole

507.72K

Shared

0.00

None

0.00

APPLE INC

SOLE

COM

Shares42.03K

TypeSH

Market value$10.7K

1.16%

Sole

42.03K

Shared

0.00

None

0.00

MICROSOFT CORP

SOLE

COM

Shares19.98K

TypeSH

Market value$10.3K

1.12%

Sole

19.98K

Shared

0.00

None

0.00

Vanguard FTSE Developed Market

SOLE

VAN FTSE DEV MKT

Shares166.94K

TypeSH

Market value$10.0K

1.08%

Sole

166.94K

Shared

0.00

None

0.00

NVIDIA Corp

SOLE

COM

Shares47.24K

TypeSH

Market value$8.8K

0.95%

Sole

47.24K

Shared

0.00

None

0.00

State Street SPDR Portfolio Lo

SOLE

PORTFOLIO LN TSR

Shares297.08K

TypeSH

Market value$8.0K

0.87%

Sole

297.08K

Shared

0.00

None

0.00

Vanguard Mid-Cap Growth ETF

SOLE

MCAP GR IDXVIP

Shares22.99K

TypeSH

Market value$6.8K

0.73%

Sole

22.99K

Shared

0.00

None

0.00

iShares Russell 2000 ETF

SOLE

RUSSELL 2000 ETF

Shares26.15K

TypeSH

Market value$6.3K

0.69%

Sole

26.15K

Shared

0.00

None

0.00

Vanguard Small-Cap Value ETF

SOLE

SM CP VAL ETF

Shares28.67K

TypeSH

Market value$6.0K

0.65%

Sole

28.67K

Shared

0.00

None

0.00

SPDR S&P 500 ETF TRUST

SOLE

TR UNIT

Shares9.12K

TypeSH

Market value$6.0K

0.65%

Sole

9.12K

Shared

0.00

None

0.00

Alphabet Inc

SOLE

CAP STK CL A

Shares23.25K

TypeSH

Market value$5.7K

0.61%

Sole

23.25K

Shared

0.00

None

0.00

State Street SPDR S&P 400 Mid

SOLE

S&P 400 MDCP VAL

Shares60.48K

TypeSH

Market value$5.0K

0.55%

Sole

60.48K

Shared

0.00

None

0.00

AMAZONCOM INC

SOLE

COM

Shares22.49K

TypeSH

Market value$4.9K

0.53%

Sole

22.49K

Shared

0.00

None

0.00

VANGUARD FTSE EMERGING MARKE

SOLE

FTSE EMR MKT ETF

Shares87.18K

TypeSH

Market value$4.7K

0.51%

Sole

87.18K

Shared

0.00

None

0.00

iShares MSCI USA Quality Facto

SOLE

MSCI USA QLT FCT

Shares24.25K

TypeSH

Market value$4.7K

0.51%

Sole

24.25K

Shared

0.00

None

0.00

iShares Core Universal USD Bon

SOLE

CORE TOTAL USD

Shares100.37K

TypeSH

Market value$4.7K

0.51%

Sole

100.37K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
VANGUARD S&P 500 ETFSOLE	S&P 500 ETF SHS	173.91K	SH	$106.5K 11.53%	173.91K
Invesco S&P 500 Momentum ETFSOLE	S&P 500 MOMNTM	622.53K	SH	$75.4K 8.16%	622.53K
LeaderShares AlphaFactor US CoSOLE	LDRSHS ALPFACT	1.25M	SH	$55.8K 6.04%	1.25M
ISHARES MSCI EAFE ETFSOLE	MSCI EAFE ETF	520.92K	SH	$48.6K 5.27%	520.92K
SPDR PORTFOLIO S&P 500 GROWTSOLE	PRTFLO S&P500 GW	333.87K	SH	$34.9K 3.78%	333.87K
LeaderShares AlphaFactor TactiSOLE	LEADERSHS ALPHAF	835.15K	SH	$34.6K 3.74%	835.15K
Invesco QQQ Trust Series 1SOLE	UNIT SER 1	50.70K	SH	$30.4K 3.30%	50.70K
SCHWAB INTERNATIONAL SMALL CAP ETFSOLE	INTL SCEQT ETF	403.63K	SH	$18.4K 1.99%	403.63K
VANGUARD FTSE ALL WORLD EX US ETFSOLE	FTSE SMCAP ETF	127.39K	SH	$18.2K 1.97%	127.39K
LeaderShares Dynamic Yield ETFSOLE	LEADERSHARES DY	507.72K	SH	$11.5K 1.25%	507.72K
APPLE INCSOLE	COM	42.03K	SH	$10.7K 1.16%	42.03K
MICROSOFT CORPSOLE	COM	19.98K	SH	$10.3K 1.12%	19.98K
Vanguard FTSE Developed MarketSOLE	VAN FTSE DEV MKT	166.94K	SH	$10.0K 1.08%	166.94K
NVIDIA CorpSOLE	COM	47.24K	SH	$8.8K 0.95%	47.24K
State Street SPDR Portfolio LoSOLE	PORTFOLIO LN TSR	297.08K	SH	$8.0K 0.87%	297.08K
Vanguard Mid-Cap Growth ETFSOLE	MCAP GR IDXVIP	22.99K	SH	$6.8K 0.73%	22.99K
iShares Russell 2000 ETFSOLE	RUSSELL 2000 ETF	26.15K	SH	$6.3K 0.69%	26.15K
Vanguard Small-Cap Value ETFSOLE	SM CP VAL ETF	28.67K	SH	$6.0K 0.65%	28.67K
SPDR S&P 500 ETF TRUSTSOLE	TR UNIT	9.12K	SH	$6.0K 0.65%	9.12K
Alphabet IncSOLE	CAP STK CL A	23.25K	SH	$5.7K 0.61%	23.25K
State Street SPDR S&P 400 MidSOLE	S&P 400 MDCP VAL	60.48K	SH	$5.0K 0.55%	60.48K
AMAZONCOM INCSOLE	COM	22.49K	SH	$4.9K 0.53%	22.49K
VANGUARD FTSE EMERGING MARKESOLE	FTSE EMR MKT ETF	87.18K	SH	$4.7K 0.51%	87.18K
iShares MSCI USA Quality FactoSOLE	MSCI USA QLT FCT	24.25K	SH	$4.7K 0.51%	24.25K
iShares Core Universal USD BonSOLE	CORE TOTAL USD	100.37K	SH	$4.7K 0.51%	100.37K

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