REDWOOD INVESTMENT MANAGEMENT, LLC

Filed: 5/16/2024ACC: 0001717479-24-000003

📋 What this filing means

REDWOOD INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 310 equity positions with a total reported market value of $1.05M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

310

Positions

$1.05M

Total AUM (reported)

22.37M

Total Shares

Allocation by class

COM$513.9K49.0%

S&P 600 SMCP GRW$60.3K5.7%

LEADERSHS EQT$50.3K4.8%

LDRSHS ALPFACT$47.6K4.5%

LEADERSHS ALPHAF$44.4K4.2%

LEADERSHS ACTIVI$35.8K3.4%

PRTFLO S&P500 VL$28.2K2.7%

Portfolio Concentration

Top 3$142.3K13.6%

4–10$174.7K16.7%

11–25$146.7K14.0%

Rest$585.6K55.8%

Top 3 weight

13.6%

Top 10 weight

30.2%

Voting Authority Distribution

Total shares with voting rights: 22.37M

Sole

Full voting authority

22.37M

% of voting shares100.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole310

Shared0

Other0

Dominant voting typeSole · 100.0% of voting shares

Institutional Holdings310

Rows:

LeaderShares Equity Skew ETF

SOLE

LEADERSHS EQT

Shares1.53M

TypeSH

Market value$50.3K

4.80%

Sole

1.53M

Shared

0.00

None

0.00

LeaderShares AlphaFactor US Co

SOLE

LDRSHS ALPFACT

Shares1.21M

TypeSH

Market value$47.6K

4.53%

Sole

1.21M

Shared

0.00

None

0.00

LeaderShares AlphaFactor Tacti

SOLE

LEADERSHS ALPHAF

Shares1.15M

TypeSH

Market value$44.4K

4.23%

Sole

1.15M

Shared

0.00

None

0.00

SPDR S&P 600 Small CapValue ET

SOLE

S&P 600 SMCP GRW

Shares499.78K

TypeSH

Market value$41.5K

3.95%

Sole

499.78K

Shared

0.00

None

0.00

LeaderShares Activist Leaders

SOLE

LEADERSHS ACTIVI

Shares1.02M

TypeSH

Market value$35.8K

3.41%

Sole

1.02M

Shared

0.00

None

0.00

SPDR Portfolio S&P 500 Value E

SOLE

PRTFLO S&P500 VL

Shares562.01K

TypeSH

Market value$28.2K

2.68%

Sole

562.01K

Shared

0.00

None

0.00

SPDR S&P 600 Small Cap Growth

SOLE

S&P 600 SMCP GRW

Shares215.94K

TypeSH

Market value$18.9K

1.80%

Sole

215.94K

Shared

0.00

None

0.00

Apple Inc

SOLE

COM

Shares104.91K

TypeSH

Market value$18.0K

1.71%

Sole

104.91K

Shared

0.00

None

0.00

LeaderShares Dynamic Yield ETF

SOLE

LEADERSHARES DY

Shares723.31K

TypeSH

Market value$16.3K

1.55%

Sole

723.31K

Shared

0.00

None

0.00

Vanguard S&P 500 ETF

SOLE

S&P 500 ETF SHS

Shares33.68K

TypeSH

Market value$16.2K

1.54%

Sole

33.68K

Shared

0.00

None

0.00

Vanguard FTSE Developed Market

SOLE

VAN FTSE DEV MKT

Shares279.11K

TypeSH

Market value$14.0K

1.33%

Sole

279.11K

Shared

0.00

None

0.00

Microsoft Corp

SOLE

COM

Shares31.07K

TypeSH

Market value$13.1K

1.25%

Sole

31.07K

Shared

0.00

None

0.00

NVIDIA Corp

SOLE

COM

Shares13.40K

TypeSH

Market value$12.1K

1.15%

Sole

13.40K

Shared

0.00

None

0.00

Vanguard Mid-Cap Growth ETF

SOLE

MCAP GR IDXVIP

Shares48.18K

TypeSH

Market value$11.4K

1.08%

Sole

48.18K

Shared

0.00

None

0.00

Alphabet Inc

SOLE

CAP STK CL A

Shares68.26K

TypeSH

Market value$10.3K

0.98%

Sole

68.26K

Shared

0.00

None

0.00

SPDR Portfolio S&P 500 ETF

SOLE

PORTFOLIO S&P500

Shares163.19K

TypeSH

Market value$10.0K

0.96%

Sole

163.19K

Shared

0.00

None

0.00

Vanguard Small-Cap ETF

SOLE

SMALL CP ETF

Shares42.81K

TypeSH

Market value$9.8K

0.93%

Sole

42.81K

Shared

0.00

None

0.00

iShares Core S&P Small-Cap ETF

SOLE

CORE S&P SCP ETF

Shares85.02K

TypeSH

Market value$9.4K

0.90%

Sole

85.02K

Shared

0.00

None

0.00

iShares Core US Aggregate

SOLE

CORE US AGGBD ET

Shares89.76K

TypeSH

Market value$8.8K

0.84%

Sole

89.76K

Shared

0.00

None

0.00

iShares 20 Year Treasury Bond

SOLE

20 YR TR BD ETF

Shares90.33K

TypeSH

Market value$8.5K

0.81%

Sole

90.33K

Shared

0.00

None

0.00

Schwab International Small-Cap

SOLE

INTL SCEQT ETF

Shares233K

TypeSH

Market value$8.3K

0.79%

Sole

233K

Shared

0.00

None

0.00

Vanguard FTSE All World ex-US

SOLE

FTSE SMCAP ETF

Shares70.88K

TypeSH

Market value$8.3K

0.79%

Sole

70.88K

Shared

0.00

None

0.00

Bristol-Myers Squibb Co

SOLE

COM

Shares144.11K

TypeSH

Market value$7.8K

0.74%

Sole

144.11K

Shared

0.00

None

0.00

Comcast Corp

SOLE

CL A

Shares174.94K

TypeSH

Market value$7.6K

0.72%

Sole

174.94K

Shared

0.00

None

0.00

Vistra Corp

SOLE

COM

Shares104.32K

TypeSH

Market value$7.3K

0.69%

Sole

104.32K

Shared

0.00

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole
LeaderShares Equity Skew ETFSOLE	LEADERSHS EQT	1.53M	SH	$50.3K 4.80%	1.53M
LeaderShares AlphaFactor US CoSOLE	LDRSHS ALPFACT	1.21M	SH	$47.6K 4.53%	1.21M
LeaderShares AlphaFactor TactiSOLE	LEADERSHS ALPHAF	1.15M	SH	$44.4K 4.23%	1.15M
SPDR S&P 600 Small CapValue ETSOLE	S&P 600 SMCP GRW	499.78K	SH	$41.5K 3.95%	499.78K
LeaderShares Activist LeadersSOLE	LEADERSHS ACTIVI	1.02M	SH	$35.8K 3.41%	1.02M
SPDR Portfolio S&P 500 Value ESOLE	PRTFLO S&P500 VL	562.01K	SH	$28.2K 2.68%	562.01K
SPDR S&P 600 Small Cap GrowthSOLE	S&P 600 SMCP GRW	215.94K	SH	$18.9K 1.80%	215.94K
Apple IncSOLE	COM	104.91K	SH	$18.0K 1.71%	104.91K
LeaderShares Dynamic Yield ETFSOLE	LEADERSHARES DY	723.31K	SH	$16.3K 1.55%	723.31K
Vanguard S&P 500 ETFSOLE	S&P 500 ETF SHS	33.68K	SH	$16.2K 1.54%	33.68K
Vanguard FTSE Developed MarketSOLE	VAN FTSE DEV MKT	279.11K	SH	$14.0K 1.33%	279.11K
Microsoft CorpSOLE	COM	31.07K	SH	$13.1K 1.25%	31.07K
NVIDIA CorpSOLE	COM	13.40K	SH	$12.1K 1.15%	13.40K
Vanguard Mid-Cap Growth ETFSOLE	MCAP GR IDXVIP	48.18K	SH	$11.4K 1.08%	48.18K
Alphabet IncSOLE	CAP STK CL A	68.26K	SH	$10.3K 0.98%	68.26K
SPDR Portfolio S&P 500 ETFSOLE	PORTFOLIO S&P500	163.19K	SH	$10.0K 0.96%	163.19K
Vanguard Small-Cap ETFSOLE	SMALL CP ETF	42.81K	SH	$9.8K 0.93%	42.81K
iShares Core S&P Small-Cap ETFSOLE	CORE S&P SCP ETF	85.02K	SH	$9.4K 0.90%	85.02K
iShares Core US AggregateSOLE	CORE US AGGBD ET	89.76K	SH	$8.8K 0.84%	89.76K
iShares 20 Year Treasury BondSOLE	20 YR TR BD ETF	90.33K	SH	$8.5K 0.81%	90.33K
Schwab International Small-CapSOLE	INTL SCEQT ETF	233K	SH	$8.3K 0.79%	233K
Vanguard FTSE All World ex-USSOLE	FTSE SMCAP ETF	70.88K	SH	$8.3K 0.79%	70.88K
Bristol-Myers Squibb CoSOLE	COM	144.11K	SH	$7.8K 0.74%	144.11K
Comcast CorpSOLE	CL A	174.94K	SH	$7.6K 0.72%	174.94K
Vistra CorpSOLE	COM	104.32K	SH	$7.3K 0.69%	104.32K

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