Filed: 11/14/2023ACC: 0001717479-23-000007
📋 What this filing means
REDWOOD INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 323 equity positions with a total reported market value of $1.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
323
Positions
$1.14M
Total AUM (reported)
26.60M
Total Shares
Allocation by class
COM$566.8K49.5%
LEADERSHS ALPHAF$82.4K7.2%
LEADERSHS EQT$62.9K5.5%
LDRSHS ALPFACT$61.9K5.4%
LEADERSHS ACTIVI$44.5K3.9%
S&P 600 SMCP GRW$29.6K2.6%
COM NEW$27.3K2.4%
Portfolio Concentration
Top 3$207.2K18.1%
4–10$160.1K14.0%
11–25$151.2K13.2%
Rest$625.7K54.7%
Top 3 weight
18.1%
Top 10 weight
32.1%
Voting Authority Distribution
Total shares with voting rights: 26.60M
Sole
Full voting authority
26.60M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole323
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings323
Rows:
LEADERSHRS ALPHAFCTR TACT FOCUS ETF
SOLEShares2.46M
TypeSH
Market value$82.4K
7.20%
Sole
2.46M
Shared
0.00
None
0.00
LEADERSHARES EQUITY SKEWETF
SOLEShares2.19M
TypeSH
Market value$62.9K
5.50%
Sole
2.19M
Shared
0.00
None
0.00
LEADERSHARS ALPHFCTR US CR EQ ETF
SOLEShares1.96M
TypeSH
Market value$61.9K
5.41%
Sole
1.96M
Shared
0.00
None
0.00
LEADERSHARES ACTIVIST LEADERS ETF
SOLEShares1.46M
TypeSH
Market value$44.5K
3.89%
Sole
1.46M
Shared
0.00
None
0.00
LEADERSHARES DYNAMIC YIELD ETF
SOLEShares1.05M
TypeSH
Market value$22.8K
1.99%
Sole
1.05M
Shared
0.00
None
0.00
APPLE INC
SOLEShares121.78K
TypeSH
Market value$20.9K
1.82%
Sole
121.78K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX FDS FTSE EMR MKT ETF
SOLEShares497.55K
TypeSH
Market value$19.5K
1.70%
Sole
497.55K
Shared
0.00
None
0.00
SPDR S&P 600 SMALL CAP VALUE
SOLEShares260.38K
TypeSH
Market value$18.8K
1.65%
Sole
260.38K
Shared
0.00
None
0.00
VANGUARD S&P 500 ETF
SOLEShares44.71K
TypeSH
Market value$17.6K
1.53%
Sole
44.71K
Shared
0.00
None
0.00
VANGUARD FTSE DEVELOPED MARKETS ETF
SOLEShares368.06K
TypeSH
Market value$16.1K
1.41%
Sole
368.06K
Shared
0.00
None
0.00
VANGUARD MID CAP GROWTH ETF
SOLEShares68.97K
TypeSH
Market value$13.4K
1.17%
Sole
68.97K
Shared
0.00
None
0.00
ISHARES CORE US AGGREGATE BOND ETF
SOLEShares133.10K
TypeSH
Market value$12.5K
1.09%
Sole
133.10K
Shared
0.00
None
0.00
SPDR INDEX SHARES EMERG MARKT ETF
SOLEShares326.16K
TypeSH
Market value$10.9K
0.96%
Sole
326.16K
Shared
0.00
None
0.00
SPDR S&P 600 SMALL CAP GROWT
SOLEShares146.90K
TypeSH
Market value$10.8K
0.94%
Sole
146.90K
Shared
0.00
None
0.00
CHEVRON CORP
SOLEShares63.50K
TypeSH
Market value$10.7K
0.94%
Sole
63.50K
Shared
0.00
None
0.00
SPDR LONG TERM TREASURY ETF
SOLEShares406.91K
TypeSH
Market value$10.6K
0.93%
Sole
406.91K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares33.23K
TypeSH
Market value$10.5K
0.92%
Sole
33.23K
Shared
0.00
None
0.00
VANGUARD SMALL CAP
SOLEShares50.14K
TypeSH
Market value$9.5K
0.83%
Sole
50.14K
Shared
0.00
None
0.00
ISHARES CORE S&P SMALL
SOLEShares98.23K
TypeSH
Market value$9.3K
0.81%
Sole
98.23K
Shared
0.00
None
0.00
VANGUARD INTL EQUITY INDEX FDS FTSE SMCAP ETF
SOLEShares86.77K
TypeSH
Market value$9.2K
0.81%
Sole
86.77K
Shared
0.00
None
0.00
SCHWAB INTERNATIONAL SMALL CAP ETF
SOLEShares280.72K
TypeSH
Market value$9.1K
0.79%
Sole
280.72K
Shared
0.00
None
0.00
LOWES COMPANIES INC
SOLEShares42.60K
TypeSH
Market value$8.9K
0.77%
Sole
42.60K
Shared
0.00
None
0.00
MARATHON PETE CORP
SOLEShares57.26K
TypeSH
Market value$8.7K
0.76%
Sole
57.26K
Shared
0.00
None
0.00
HP INC
SOLEShares336.27K
TypeSH
Market value$8.6K
0.76%
Sole
336.27K
Shared
0.00
None
0.00
CHOICE HOTELS INTL
SOLEShares69.94K
TypeSH
Market value$8.6K
0.75%
Sole
69.94K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LEADERSHRS ALPHAFCTR TACT FOCUS ETFSOLE | LEADERSHS ALPHAF | 2.46M | SH | $82.4K 7.20% | 2.46M | 0.00 | 0.00 |
LEADERSHARES EQUITY SKEWETFSOLE | LEADERSHS EQT | 2.19M | SH | $62.9K 5.50% | 2.19M | 0.00 | 0.00 |
LEADERSHARS ALPHFCTR US CR EQ ETFSOLE | LDRSHS ALPFACT | 1.96M | SH | $61.9K 5.41% | 1.96M | 0.00 | 0.00 |
LEADERSHARES ACTIVIST LEADERS ETFSOLE | LEADERSHS ACTIVI | 1.46M | SH | $44.5K 3.89% | 1.46M | 0.00 | 0.00 |
LEADERSHARES DYNAMIC YIELD ETFSOLE | LEADERSHARES DY | 1.05M | SH | $22.8K 1.99% | 1.05M | 0.00 | 0.00 |
APPLE INCSOLE | COM | 121.78K | SH | $20.9K 1.82% | 121.78K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FDS FTSE EMR MKT ETFSOLE | FTSE EMR MKT ETF | 497.55K | SH | $19.5K 1.70% | 497.55K | 0.00 | 0.00 |
SPDR S&P 600 SMALL CAP VALUESOLE | S&P 600 SMCP GRW | 260.38K | SH | $18.8K 1.65% | 260.38K | 0.00 | 0.00 |
VANGUARD S&P 500 ETFSOLE | S&P 500 ETF SHS | 44.71K | SH | $17.6K 1.53% | 44.71K | 0.00 | 0.00 |
VANGUARD FTSE DEVELOPED MARKETS ETFSOLE | VAN FTSE DEV MKT | 368.06K | SH | $16.1K 1.41% | 368.06K | 0.00 | 0.00 |
VANGUARD MID CAP GROWTH ETFSOLE | MCAP GR IDXVIP | 68.97K | SH | $13.4K 1.17% | 68.97K | 0.00 | 0.00 |
ISHARES CORE US AGGREGATE BOND ETFSOLE | CORE US AGGBD ET | 133.10K | SH | $12.5K 1.09% | 133.10K | 0.00 | 0.00 |
SPDR INDEX SHARES EMERG MARKT ETFSOLE | PORTFOLIO EMG MK | 326.16K | SH | $10.9K 0.96% | 326.16K | 0.00 | 0.00 |
SPDR S&P 600 SMALL CAP GROWTSOLE | S&P 600 SMCP GRW | 146.90K | SH | $10.8K 0.94% | 146.90K | 0.00 | 0.00 |
CHEVRON CORPSOLE | COM | 63.50K | SH | $10.7K 0.94% | 63.50K | 0.00 | 0.00 |
SPDR LONG TERM TREASURY ETFSOLE | PORTFOLIO LN TSR | 406.91K | SH | $10.6K 0.93% | 406.91K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 33.23K | SH | $10.5K 0.92% | 33.23K | 0.00 | 0.00 |
VANGUARD SMALL CAPSOLE | SMALL CP ETF | 50.14K | SH | $9.5K 0.83% | 50.14K | 0.00 | 0.00 |
ISHARES CORE S&P SMALLSOLE | CORE S&P SCP ETF | 98.23K | SH | $9.3K 0.81% | 98.23K | 0.00 | 0.00 |
VANGUARD INTL EQUITY INDEX FDS FTSE SMCAP ETFSOLE | FTSE SMCAP ETF | 86.77K | SH | $9.2K 0.81% | 86.77K | 0.00 | 0.00 |
SCHWAB INTERNATIONAL SMALL CAP ETFSOLE | INTL SCEQT ETF | 280.72K | SH | $9.1K 0.79% | 280.72K | 0.00 | 0.00 |
LOWES COMPANIES INCSOLE | COM | 42.60K | SH | $8.9K 0.77% | 42.60K | 0.00 | 0.00 |
MARATHON PETE CORPSOLE | COM | 57.26K | SH | $8.7K 0.76% | 57.26K | 0.00 | 0.00 |
HP INCSOLE | COM | 336.27K | SH | $8.6K 0.76% | 336.27K | 0.00 | 0.00 |
CHOICE HOTELS INTLSOLE | COM | 69.94K | SH | $8.6K 0.75% | 69.94K | 0.00 | 0.00 |
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