Filed: 11/14/2022ACC: 0001717479-22-000007
📋 What this filing means
REDWOOD INVESTMENT MANAGEMENT, LLC filed this quarterly 13F‑HR report disclosing 199 equity positions with a total reported market value of $475.7K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
199
Positions
$475.7K
Total AUM (reported)
13.93M
Total Shares
Allocation by class
COM$207.6K43.6%
LEADERSHS ALPHAF$39.8K8.4%
LDRSHS ALPFACT$32.7K6.9%
LEADERSHS EQT$25.8K5.4%
S&P 600 SMCP GRW$20.4K4.3%
LEADERSHARES DY$18.3K3.8%
LEADERSHS ACTIVI$17.2K3.6%
Portfolio Concentration
Top 3$98.3K20.7%
4–10$95.8K20.1%
11–25$69.3K14.6%
Rest$212.3K44.6%
Top 3 weight
20.7%
Top 10 weight
40.8%
Voting Authority Distribution
Total shares with voting rights: 13.93M
Sole
Full voting authority
13.93M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole199
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings199
Rows:
LeaderShares AlphaFactor Tacti
SOLEShares1.24M
TypeSH
Market value$39.8K
8.37%
Sole
1.24M
Shared
0.00
None
0.00
LeaderShares AlphaFactor US Co
SOLEShares1.22M
TypeSH
Market value$32.7K
6.88%
Sole
1.22M
Shared
0.00
None
0.00
LeaderShares Equity Skew ETF
SOLEShares965.01K
TypeSH
Market value$25.8K
5.42%
Sole
965.01K
Shared
0.00
None
0.00
LeaderShares Dynamic Yield ETF
SOLEShares843.45K
TypeSH
Market value$18.3K
3.85%
Sole
843.45K
Shared
0.00
None
0.00
LeaderShares Activist Leaders
SOLEShares648.19K
TypeSH
Market value$17.2K
3.63%
Sole
648.19K
Shared
0.00
None
0.00
SPDR Portfolio S&P 500 Value E
SOLEShares469.60K
TypeSH
Market value$16.2K
3.40%
Sole
469.60K
Shared
0.00
None
0.00
iShares iBoxx $ Investment Gra
SOLEShares126.20K
TypeSH
Market value$12.9K
2.72%
Sole
126.20K
Shared
0.00
None
0.00
SPDR S&P 600 Small Cap Growth
SOLEShares158.06K
TypeSH
Market value$10.8K
2.26%
Sole
158.06K
Shared
0.00
None
0.00
Apple Inc
SOLEShares77.11K
TypeSH
Market value$10.7K
2.24%
Sole
77.11K
Shared
0.00
None
0.00
SPDR S&P 600 Small CapValue ET
SOLEShares144.15K
TypeSH
Market value$9.7K
2.03%
Sole
144.15K
Shared
0.00
None
0.00
SPDR Portfolio Emerging Market
SOLEShares280.56K
TypeSH
Market value$8.7K
1.83%
Sole
280.56K
Shared
0.00
None
0.00
Microsoft Corp
SOLEShares34.45K
TypeSH
Market value$8.0K
1.69%
Sole
34.45K
Shared
0.00
None
0.00
Vanguard S&P 500 ETF
SOLEShares19.18K
TypeSH
Market value$6.3K
1.33%
Sole
19.18K
Shared
0.00
None
0.00
Vanguard FTSE Developed Market
SOLEShares162.07K
TypeSH
Market value$5.9K
1.24%
Sole
162.07K
Shared
0.00
None
0.00
iShares Core US Aggregate Bo
SOLEShares61.14K
TypeSH
Market value$5.9K
1.24%
Sole
61.14K
Shared
0.00
None
0.00
Vanguard Mid-Cap Growth ETF
SOLEShares29.55K
TypeSH
Market value$5.0K
1.06%
Sole
29.55K
Shared
0.00
None
0.00
Amazon Inc
SOLEShares40.70K
TypeSH
Market value$4.6K
0.97%
Sole
40.70K
Shared
0.00
None
0.00
SPDR Portfolio Long Term Treas
SOLEShares154.48K
TypeSH
Market value$4.6K
0.96%
Sole
154.48K
Shared
0.00
None
0.00
GoDaddy Inc
SOLEShares53.61K
TypeSH
Market value$3.8K
0.80%
Sole
53.61K
Shared
0.00
None
0.00
Tesla Inc
SOLEShares12.88K
TypeSH
Market value$3.4K
0.72%
Sole
12.88K
Shared
0.00
None
0.00
Alphabet Inc
SOLEShares27.80K
TypeSH
Market value$2.7K
0.56%
Sole
27.80K
Shared
0.00
None
0.00
eHealth Inc
SOLEShares676.29K
TypeSH
Market value$2.6K
0.56%
Sole
676.29K
Shared
0.00
None
0.00
TreeHouse Foods Inc
SOLEShares60.98K
TypeSH
Market value$2.6K
0.54%
Sole
60.98K
Shared
0.00
None
0.00
Howard Hughes Corp/The
SOLEShares46.68K
TypeSH
Market value$2.6K
0.54%
Sole
46.68K
Shared
0.00
None
0.00
Nielsen Holdings PLC
SOLEShares93.18K
TypeSH
Market value$2.6K
0.54%
Sole
93.18K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
LeaderShares AlphaFactor TactiSOLE | LEADERSHS ALPHAF | 1.24M | SH | $39.8K 8.37% | 1.24M | 0.00 | 0.00 |
LeaderShares AlphaFactor US CoSOLE | LDRSHS ALPFACT | 1.22M | SH | $32.7K 6.88% | 1.22M | 0.00 | 0.00 |
LeaderShares Equity Skew ETFSOLE | LEADERSHS EQT | 965.01K | SH | $25.8K 5.42% | 965.01K | 0.00 | 0.00 |
LeaderShares Dynamic Yield ETFSOLE | LEADERSHARES DY | 843.45K | SH | $18.3K 3.85% | 843.45K | 0.00 | 0.00 |
LeaderShares Activist LeadersSOLE | LEADERSHS ACTIVI | 648.19K | SH | $17.2K 3.63% | 648.19K | 0.00 | 0.00 |
SPDR Portfolio S&P 500 Value ESOLE | PRTFLO S&P500 VL | 469.60K | SH | $16.2K 3.40% | 469.60K | 0.00 | 0.00 |
iShares iBoxx $ Investment GraSOLE | IBOXX INV CP ETF | 126.20K | SH | $12.9K 2.72% | 126.20K | 0.00 | 0.00 |
SPDR S&P 600 Small Cap GrowthSOLE | S&P 600 SMCP GRW | 158.06K | SH | $10.8K 2.26% | 158.06K | 0.00 | 0.00 |
Apple IncSOLE | COM | 77.11K | SH | $10.7K 2.24% | 77.11K | 0.00 | 0.00 |
SPDR S&P 600 Small CapValue ETSOLE | S&P 600 SMCP GRW | 144.15K | SH | $9.7K 2.03% | 144.15K | 0.00 | 0.00 |
SPDR Portfolio Emerging MarketSOLE | PORTFOLIO EMG MK | 280.56K | SH | $8.7K 1.83% | 280.56K | 0.00 | 0.00 |
Microsoft CorpSOLE | COM | 34.45K | SH | $8.0K 1.69% | 34.45K | 0.00 | 0.00 |
Vanguard S&P 500 ETFSOLE | S&P 500 ETF SHS | 19.18K | SH | $6.3K 1.33% | 19.18K | 0.00 | 0.00 |
Vanguard FTSE Developed MarketSOLE | VAN FTSE DEV MKT | 162.07K | SH | $5.9K 1.24% | 162.07K | 0.00 | 0.00 |
iShares Core US Aggregate BoSOLE | CORE US AGGBD ET | 61.14K | SH | $5.9K 1.24% | 61.14K | 0.00 | 0.00 |
Vanguard Mid-Cap Growth ETFSOLE | MCAP GR IDXVIP | 29.55K | SH | $5.0K 1.06% | 29.55K | 0.00 | 0.00 |
Amazon IncSOLE | COM | 40.70K | SH | $4.6K 0.97% | 40.70K | 0.00 | 0.00 |
SPDR Portfolio Long Term TreasSOLE | PORTFOLIO LN TSR | 154.48K | SH | $4.6K 0.96% | 154.48K | 0.00 | 0.00 |
GoDaddy IncSOLE | CL A | 53.61K | SH | $3.8K 0.80% | 53.61K | 0.00 | 0.00 |
Tesla IncSOLE | COM | 12.88K | SH | $3.4K 0.72% | 12.88K | 0.00 | 0.00 |
Alphabet IncSOLE | CAP STK CL A | 27.80K | SH | $2.7K 0.56% | 27.80K | 0.00 | 0.00 |
eHealth IncSOLE | COM | 676.29K | SH | $2.6K 0.56% | 676.29K | 0.00 | 0.00 |
TreeHouse Foods IncSOLE | COM | 60.98K | SH | $2.6K 0.54% | 60.98K | 0.00 | 0.00 |
Howard Hughes Corp/TheSOLE | COM | 46.68K | SH | $2.6K 0.54% | 46.68K | 0.00 | 0.00 |
Nielsen Holdings PLCSOLE | SHS EUR | 93.18K | SH | $2.6K 0.54% | 93.18K | 0.00 | 0.00 |
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