RATIONAL ADVISORS, INC.

PrivateCIK: 1143565
179
Positions
$979.91M
Total AUM (reported)
101.09M
Total Shares

Allocation by class

TOTAL AUM$979.91M179 positions
COM$84.72M8.6%
US AGGREGATE B$71.43M7.3%
CORE US AGGBD ET$71.34M7.3%
TOTAL BND MRKT$71.33M7.3%
US EFFICIENT COR$69.33M7.1%
GLB X MLP ENRG I$49.78M5.1%
NASDAQ 100 ETF$44.55M4.5%

Portfolio Concentration

Top 321.8%4–1031.5%11–2523.8%Rest22.8%TOP 1053.3%0%100%
Top 3$214.10M21.8%
4–10$308.63M31.5%
11–25$233.37M23.8%
Rest$223.81M22.8%

Top 3 weight

21.8%

Top 10 weight

53.3%

Voting Authority Distribution

Total shares with voting rights: 101.09M

Sole

Full voting authority

12.95M

shares

% of voting shares12.8%
Shared

Joint voting authority

88.15M

shares

% of voting shares87.2%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole19
Shared0
Other160
Dominant voting typeShared · 87.2% of voting shares
Institutional Holdings179
Rows:

SCHWAB STRATEGIC TR

OTR
US AGGREGATE B
Shares3.08M
TypeSH
Market value$71.43M
7.29%
Sole
3.08M
Shared
0.00
None
0.00

ISHARES TR

OTR
CORE US AGGBD ET
Shares718.65K
TypeSH
Market value$71.34M
7.28%
Sole
718.65K
Shared
0.00
None
0.00

VANGUARD BD INDEX FDS

OTR
TOTAL BND MRKT
Shares968.61K
TypeSH
Market value$71.33M
7.28%
Sole
968.61K
Shared
0.00
None
0.00

WISDOMTREE TR

OTR
US EFFICIENT COR
Shares1.30M
TypeSH
Market value$69.33M
7.08%
Sole
1.30M
Shared
0.00
None
0.00

GLOBAL X FDS

OTR
GLB X MLP ENRG I
Shares673.20K
TypeSH
Market value$49.78M
5.08%
Sole
673.20K
Shared
0.00
None
0.00

INVESCO EXCH TRADED FD TR II

OTR
NASDAQ 100 ETF
Shares187.47K
TypeSH
Market value$44.55M
4.55%
Sole
187.47K
Shared
0.00
None
0.00

SELECT SECTOR SPDR TR

OTR
STATE STREET UTI
Shares923.16K
TypeSH
Market value$42.36M
4.32%
Sole
923.16K
Shared
0.00
None
0.00

VANGUARD SPECIALIZED FUNDS

OTR
DIV APP ETF
Shares176.11K
TypeSH
Market value$37.87M
3.87%
Sole
176.11K
Shared
0.00
None
0.00

ISHARES TR

OTR
CORE S&P500 ETF
Shares52.77K
TypeSH
Market value$34.47M
3.52%
Sole
21.15K
Shared
31.62K
None
0.00

J P MORGAN EXCHANGE TRADED F

SOLE
EQUITY PREMIUM
Shares534.01K
TypeSH
Market value$30.27M
3.09%
Sole
534.01K
Shared
0.00
None
0.00

SCHWAB STRATEGIC TR

OTR
US REIT ETF
Shares1.22M
TypeSH
Market value$26.19M
2.67%
Sole
1.22M
Shared
0.00
None
0.00

GLOBAL X FDS

OTR
US PFD ETF
Shares1.25M
TypeSH
Market value$23.00M
2.35%
Sole
1.25M
Shared
0.00
None
0.00

ISHARES TR

SOLE
CORE MSCI EAFE
Shares236.21K
TypeSH
Market value$21.38M
2.18%
Sole
236.21K
Shared
0.00
None
0.00

VANGUARD INDEX FDS

OTR
S&P 500 ETF SHS
Shares34.92K
TypeSH
Market value$20.87M
2.13%
Sole
22.72K
Shared
12.20K
None
0.00

VANGUARD SCOTTSDALE FDS

OTR
INT-TERM CORP
Shares235.76K
TypeSH
Market value$19.51M
1.99%
Sole
235.76K
Shared
0.00
None
0.00

WELLS FARGO & CO

OTR
PERP PFD CNV A
Shares16.40K
TypeSH
Market value$19.41M
1.98%
Sole
0.00
Shared
16.40K
None
0.00

DIMENSIONAL ETF TRUST

OTR
CORE FIXED INCOM
Shares369.26K
TypeSH
Market value$15.59M
1.59%
Sole
369.26K
Shared
0.00
None
0.00

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares193.15K
TypeSH
Market value$14.78M
1.51%
Sole
193.15K
Shared
0.00
None
0.00

INVESCO EXCH TRADED FD TR II

OTR
TAXABLE MUN BD
Shares431.76K
TypeSH
Market value$11.64M
1.19%
Sole
431.76K
Shared
0.00
None
0.00

NEXTERA ENERGY INC

OTR
UNIT 11/01/2027
Shares201K
TypeSH
Market value$10.56M
1.08%
Sole
0.00
Shared
201K
None
0.00

PPL CAP FDG INC

OTR
NOTE 2.875% 3/1
Shares8.92M
TypeSH
Market value$10.45M
1.07%
Sole
0.00
Shared
8.92M
None
0.00

STATE STR SPDR S&P 500 ETF T

SOLE
TR UNIT
Shares15.88K
TypeSH
Market value$10.33M
1.05%
Sole
0.00
Shared
15.88K
None
0.00

GLOBAL PMTS INC

OTR
NOTE 1.500% 3/0
Shares11.37M
TypeSH
Market value$10.01M
1.02%
Sole
0.00
Shared
11.37M
None
0.00

WEC ENERGY GROUP INC

OTR
NOTE 4.375% 6/0
Shares7.94M
TypeSH
Market value$9.83M
1.00%
Sole
0.00
Shared
7.94M
None
0.00

UBER TECHNOLOGIES INC

OTR
NOTE 0.875%12/0
Shares8.17M
TypeSH
Market value$9.82M
1.00%
Sole
0.00
Shared
8.17M
None
0.00
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