RATIONAL ADVISORS, INC.

Filed: 5/7/2026ACC: 0001580642-26-003009

📋 What this filing means

RATIONAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 179 equity positions with a total reported market value of $979.91M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

179

Positions

$979.91M

Total AUM (reported)

101.09M

Total Shares

Allocation by class

COM$84.72M8.6%

US AGGREGATE B$71.43M7.3%

CORE US AGGBD ET$71.34M7.3%

TOTAL BND MRKT$71.33M7.3%

US EFFICIENT COR$69.33M7.1%

GLB X MLP ENRG I$49.78M5.1%

NASDAQ 100 ETF$44.55M4.5%

Portfolio Concentration

Top 3$214.10M21.8%

4–10$308.63M31.5%

11–25$233.37M23.8%

Rest$223.81M22.8%

Top 3 weight

21.8%

Top 10 weight

53.3%

Voting Authority Distribution

Total shares with voting rights: 101.09M

Sole

Full voting authority

12.95M

% of voting shares12.8%

Shared

Joint voting authority

88.15M

% of voting shares87.2%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole19

Shared0

Other160

Dominant voting typeShared · 87.2% of voting shares

Institutional Holdings179

Rows:

SCHWAB STRATEGIC TR

OTR

US AGGREGATE B

Shares3.08M

TypeSH

Market value$71.43M

7.29%

Sole

3.08M

Shared

0.00

None

0.00

ISHARES TR

OTR

CORE US AGGBD ET

Shares718.65K

TypeSH

Market value$71.34M

7.28%

Sole

718.65K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

OTR

TOTAL BND MRKT

Shares968.61K

TypeSH

Market value$71.33M

7.28%

Sole

968.61K

Shared

0.00

None

0.00

WISDOMTREE TR

OTR

US EFFICIENT COR

Shares1.30M

TypeSH

Market value$69.33M

7.08%

Sole

1.30M

Shared

0.00

None

0.00

GLOBAL X FDS

OTR

GLB X MLP ENRG I

Shares673.20K

TypeSH

Market value$49.78M

5.08%

Sole

673.20K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

OTR

NASDAQ 100 ETF

Shares187.47K

TypeSH

Market value$44.55M

4.55%

Sole

187.47K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

OTR

STATE STREET UTI

Shares923.16K

TypeSH

Market value$42.36M

4.32%

Sole

923.16K

Shared

0.00

None

0.00

VANGUARD SPECIALIZED FUNDS

OTR

DIV APP ETF

Shares176.11K

TypeSH

Market value$37.87M

3.87%

Sole

176.11K

Shared

0.00

None

0.00

ISHARES TR

OTR

CORE S&P500 ETF

Shares52.77K

TypeSH

Market value$34.47M

3.52%

Sole

21.15K

Shared

31.62K

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares534.01K

TypeSH

Market value$30.27M

3.09%

Sole

534.01K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

OTR

US REIT ETF

Shares1.22M

TypeSH

Market value$26.19M

2.67%

Sole

1.22M

Shared

0.00

None

0.00

GLOBAL X FDS

OTR

US PFD ETF

Shares1.25M

TypeSH

Market value$23.00M

2.35%

Sole

1.25M

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE MSCI EAFE

Shares236.21K

TypeSH

Market value$21.38M

2.18%

Sole

236.21K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

OTR

S&P 500 ETF SHS

Shares34.92K

TypeSH

Market value$20.87M

2.13%

Sole

22.72K

Shared

12.20K

None

0.00

VANGUARD SCOTTSDALE FDS

OTR

INT-TERM CORP

Shares235.76K

TypeSH

Market value$19.51M

1.99%

Sole

235.76K

Shared

0.00

None

0.00

WELLS FARGO & CO

OTR

PERP PFD CNV A

Shares16.40K

TypeSH

Market value$19.41M

1.98%

Sole

0.00

Shared

16.40K

None

0.00

DIMENSIONAL ETF TRUST

OTR

CORE FIXED INCOM

Shares369.26K

TypeSH

Market value$15.59M

1.59%

Sole

369.26K

Shared

0.00

None

0.00

SPDR SERIES TRUST

SOLE

STATE STREET SPD

Shares193.15K

TypeSH

Market value$14.78M

1.51%

Sole

193.15K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

OTR

TAXABLE MUN BD

Shares431.76K

TypeSH

Market value$11.64M

1.19%

Sole

431.76K

Shared

0.00

None

0.00

NEXTERA ENERGY INC

OTR

UNIT 11/01/2027

Shares201K

TypeSH

Market value$10.56M

1.08%

Sole

0.00

Shared

201K

None

0.00

PPL CAP FDG INC

OTR

NOTE 2.875% 3/1

Shares8.92M

TypeSH

Market value$10.45M

1.07%

Sole

0.00

Shared

8.92M

None

0.00

STATE STR SPDR S&P 500 ETF T

SOLE

TR UNIT

Shares15.88K

TypeSH

Market value$10.33M

1.05%

Sole

0.00

Shared

15.88K

None

0.00

GLOBAL PMTS INC

OTR

NOTE 1.500% 3/0

Shares11.37M

TypeSH

Market value$10.01M

1.02%

Sole

0.00

Shared

11.37M

None

0.00

WEC ENERGY GROUP INC

OTR

NOTE 4.375% 6/0

Shares7.94M

TypeSH

Market value$9.83M

1.00%

Sole

0.00

Shared

7.94M

None

0.00

UBER TECHNOLOGIES INC

OTR

NOTE 0.875%12/0

Shares8.17M

TypeSH

Market value$9.82M

1.00%

Sole

0.00

Shared

8.17M

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
SCHWAB STRATEGIC TROTR	US AGGREGATE B	3.08M	SH	$71.43M 7.29%	3.08M	0.00
ISHARES TROTR	CORE US AGGBD ET	718.65K	SH	$71.34M 7.28%	718.65K	0.00
VANGUARD BD INDEX FDSOTR	TOTAL BND MRKT	968.61K	SH	$71.33M 7.28%	968.61K	0.00
WISDOMTREE TROTR	US EFFICIENT COR	1.30M	SH	$69.33M 7.08%	1.30M	0.00
GLOBAL X FDSOTR	GLB X MLP ENRG I	673.20K	SH	$49.78M 5.08%	673.20K	0.00
INVESCO EXCH TRADED FD TR IIOTR	NASDAQ 100 ETF	187.47K	SH	$44.55M 4.55%	187.47K	0.00
SELECT SECTOR SPDR TROTR	STATE STREET UTI	923.16K	SH	$42.36M 4.32%	923.16K	0.00
VANGUARD SPECIALIZED FUNDSOTR	DIV APP ETF	176.11K	SH	$37.87M 3.87%	176.11K	0.00
ISHARES TROTR	CORE S&P500 ETF	52.77K	SH	$34.47M 3.52%	21.15K	31.62K
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	534.01K	SH	$30.27M 3.09%	534.01K	0.00
SCHWAB STRATEGIC TROTR	US REIT ETF	1.22M	SH	$26.19M 2.67%	1.22M	0.00
GLOBAL X FDSOTR	US PFD ETF	1.25M	SH	$23.00M 2.35%	1.25M	0.00
ISHARES TRSOLE	CORE MSCI EAFE	236.21K	SH	$21.38M 2.18%	236.21K	0.00
VANGUARD INDEX FDSOTR	S&P 500 ETF SHS	34.92K	SH	$20.87M 2.13%	22.72K	12.20K
VANGUARD SCOTTSDALE FDSOTR	INT-TERM CORP	235.76K	SH	$19.51M 1.99%	235.76K	0.00
WELLS FARGO & COOTR	PERP PFD CNV A	16.40K	SH	$19.41M 1.98%	0.00	16.40K
DIMENSIONAL ETF TRUSTOTR	CORE FIXED INCOM	369.26K	SH	$15.59M 1.59%	369.26K	0.00
SPDR SERIES TRUSTSOLE	STATE STREET SPD	193.15K	SH	$14.78M 1.51%	193.15K	0.00
INVESCO EXCH TRADED FD TR IIOTR	TAXABLE MUN BD	431.76K	SH	$11.64M 1.19%	431.76K	0.00
NEXTERA ENERGY INCOTR	UNIT 11/01/2027	201K	SH	$10.56M 1.08%	0.00	201K
PPL CAP FDG INCOTR	NOTE 2.875% 3/1	8.92M	SH	$10.45M 1.07%	0.00	8.92M
STATE STR SPDR S&P 500 ETF TSOLE	TR UNIT	15.88K	SH	$10.33M 1.05%	0.00	15.88K
GLOBAL PMTS INCOTR	NOTE 1.500% 3/0	11.37M	SH	$10.01M 1.02%	0.00	11.37M
WEC ENERGY GROUP INCOTR	NOTE 4.375% 6/0	7.94M	SH	$9.83M 1.00%	0.00	7.94M
UBER TECHNOLOGIES INCOTR	NOTE 0.875%12/0	8.17M	SH	$9.82M 1.00%	0.00	8.17M

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