Filed: 2/10/2026ACC: 0001580642-26-000967
📋 What this filing means
RATIONAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 184 equity positions with a total reported market value of $976.48M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
184
Positions
$976.48M
Total AUM (reported)
111.36M
Total Shares
Allocation by class
STATE STREET SPD$110.96M11.4%
COM$105.47M10.8%
TOTAL BND MRKT$71.89M7.4%
CORE US AGGBD ET$71.83M7.4%
GLB X MLP ENRG I$47.43M4.9%
CORE S&P500 ETF$46.41M4.8%
NASDAQ 100 ETF$45.84M4.7%
Portfolio Concentration
Top 3$215.47M22.1%
4–10$286.43M29.3%
11–25$216.19M22.1%
Rest$258.39M26.5%
Top 3 weight
22.1%
Top 10 weight
51.4%
Voting Authority Distribution
Total shares with voting rights: 111.36M
Sole
Full voting authority
12.79M
shares
% of voting shares11.5%
Shared
Joint voting authority
98.57M
shares
% of voting shares88.5%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole20
Shared0
Other164
Dominant voting typeShared · 88.5% of voting shares
Institutional Holdings184
Rows:
VANGUARD BD INDEX FDS
SOLEShares970.60K
TypeSH
Market value$71.89M
7.36%
Sole
970.60K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares719.18K
TypeSH
Market value$71.83M
7.36%
Sole
719.18K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares2.79M
TypeSH
Market value$71.74M
7.35%
Sole
2.79M
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares783.50K
TypeSH
Market value$47.43M
4.86%
Sole
783.50K
Shared
0.00
None
0.00
ISHARES TR
OTRShares67.75K
TypeSH
Market value$46.41M
4.75%
Sole
36.55K
Shared
31.20K
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares181.26K
TypeSH
Market value$45.84M
4.69%
Sole
181.26K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares967.68K
TypeSH
Market value$41.31M
4.23%
Sole
967.68K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares178.34K
TypeSH
Market value$39.20M
4.01%
Sole
178.34K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares646.10K
TypeSH
Market value$35.41M
3.63%
Sole
646.10K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares1.48M
TypeSH
Market value$30.84M
3.16%
Sole
1.48M
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares479.45K
TypeSH
Market value$27.44M
2.81%
Sole
479.45K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares1M
TypeSH
Market value$23.74M
2.43%
Sole
1M
Shared
0.00
None
0.00
VANGUARD INDEX FDS
OTRShares33.39K
TypeSH
Market value$20.94M
2.14%
Sole
23.39K
Shared
10K
None
0.00
GLOBAL X FDS
SOLEShares1.05M
TypeSH
Market value$19.85M
2.03%
Sole
1.05M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares177.33K
TypeSH
Market value$15.86M
1.62%
Sole
177.33K
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
SOLEShares371.29K
TypeSH
Market value$15.80M
1.62%
Sole
371.29K
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares192.95K
TypeSH
Market value$15.48M
1.59%
Sole
192.95K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares514.54K
TypeSH
Market value$11.82M
1.21%
Sole
514.54K
Shared
0.00
None
0.00
BANK AMERICA CORP
OTRShares8.05K
TypeSH
Market value$10.08M
1.03%
Sole
0.00
Shared
8.05K
None
0.00
WELLS FARGO CO NEW
OTRShares8.20K
TypeSH
Market value$9.94M
1.02%
Sole
0.00
Shared
8.20K
None
0.00
GLOBAL PMTS INC
OTRShares10.64M
TypeSH
Market value$9.54M
0.98%
Sole
0.00
Shared
10.64M
None
0.00
ON SEMICONDUCTOR CORP
OTRShares9.95M
TypeSH
Market value$9.41M
0.96%
Sole
0.00
Shared
9.95M
None
0.00
NEXTERA ENERGY INC
OTRShares190.80K
TypeSH
Market value$9.30M
0.95%
Sole
0.00
Shared
190.80K
None
0.00
VENTAS RLTY LTD PARTNERSHIP
OTRShares6.31M
TypeSH
Market value$8.91M
0.91%
Sole
0.00
Shared
6.31M
None
0.00
AMERICAN WTR CAP CORP
OTRShares8.11M
TypeSH
Market value$8.08M
0.83%
Sole
0.00
Shared
8.11M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 970.60K | SH | $71.89M 7.36% | 970.60K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 719.18K | SH | $71.83M 7.36% | 719.18K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 2.79M | SH | $71.74M 7.35% | 2.79M | 0.00 | 0.00 |
GLOBAL X FDSSOLE | GLB X MLP ENRG I | 783.50K | SH | $47.43M 4.86% | 783.50K | 0.00 | 0.00 |
ISHARES TROTR | CORE S&P500 ETF | 67.75K | SH | $46.41M 4.75% | 36.55K | 31.20K | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 181.26K | SH | $45.84M 4.69% | 181.26K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | STATE STREET UTI | 967.68K | SH | $41.31M 4.23% | 967.68K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 178.34K | SH | $39.20M 4.01% | 178.34K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US EFFICIENT COR | 646.10K | SH | $35.41M 3.63% | 646.10K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 1.48M | SH | $30.84M 3.16% | 1.48M | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 479.45K | SH | $27.44M 2.81% | 479.45K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 1M | SH | $23.74M 2.43% | 1M | 0.00 | 0.00 |
VANGUARD INDEX FDSOTR | S&P 500 ETF SHS | 33.39K | SH | $20.94M 2.14% | 23.39K | 10K | 0.00 |
GLOBAL X FDSSOLE | US PFD ETF | 1.05M | SH | $19.85M 2.03% | 1.05M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE MSCI EAFE | 177.33K | SH | $15.86M 1.62% | 177.33K | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTSOLE | CORE FIXED INCOM | 371.29K | SH | $15.80M 1.62% | 371.29K | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 192.95K | SH | $15.48M 1.59% | 192.95K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 514.54K | SH | $11.82M 1.21% | 514.54K | 0.00 | 0.00 |
BANK AMERICA CORPOTR | 7.25%CNV PFD L | 8.05K | SH | $10.08M 1.03% | 0.00 | 8.05K | 0.00 |
WELLS FARGO CO NEWOTR | PERP PFD CNV A | 8.20K | SH | $9.94M 1.02% | 0.00 | 8.20K | 0.00 |
GLOBAL PMTS INCOTR | NOTE 1.500% 3/0 | 10.64M | SH | $9.54M 0.98% | 0.00 | 10.64M | 0.00 |
ON SEMICONDUCTOR CORPOTR | NOTE 0.500% 3/0 | 9.95M | SH | $9.41M 0.96% | 0.00 | 9.95M | 0.00 |
NEXTERA ENERGY INCOTR | UNIT 11/01/2027 | 190.80K | SH | $9.30M 0.95% | 0.00 | 190.80K | 0.00 |
VENTAS RLTY LTD PARTNERSHIPOTR | NOTE 3.750% 6/0 | 6.31M | SH | $8.91M 0.91% | 0.00 | 6.31M | 0.00 |
AMERICAN WTR CAP CORPOTR | NOTE 3.625% 6/1 | 8.11M | SH | $8.08M 0.83% | 0.00 | 8.11M | 0.00 |
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