RATIONAL ADVISORS, INC.

Filed: 1/31/2025ACC: 0001162044-25-000114

📋 What this filing means

RATIONAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 104 equity positions with a total reported market value of $1.02B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

104

Positions

$1.02B

Total AUM (reported)

115.28M

Total Shares

Allocation by class

COM$88.42M8.6%

TOTAL BND MRKT$84.89M8.3%

CORE US AGGBD ET$84.85M8.3%

PORTFOLIO AGRGTE$84.74M8.3%

CORE S&P500 ETF$59.57M5.8%

NASDAQ 100 ETF$55.95M5.5%

ALERIAN MLP$53.76M5.3%

Portfolio Concentration

Top 3$254.47M24.9%

4–10$339.78M33.2%

11–25$228.49M22.3%

Rest$200.16M19.6%

Top 3 weight

24.9%

Top 10 weight

58.1%

Voting Authority Distribution

Total shares with voting rights: 115.28M

Sole

Full voting authority

14.66M

% of voting shares12.7%

Shared

Joint voting authority

100.62M

% of voting shares87.3%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole19

Shared0

Other85

Dominant voting typeShared · 87.3% of voting shares

Institutional Holdings104

Rows:

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares1.18M

TypeSH

Market value$84.89M

8.30%

Sole

1.18M

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE US AGGBD ET

Shares875.60K

TypeSH

Market value$84.85M

8.29%

Sole

875.60K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares3.39M

TypeSH

Market value$84.74M

8.28%

Sole

3.39M

Shared

0.00

None

0.00

ISHARES TR

OTR

CORE S&P500 ETF

Shares101.19K

TypeSH

Market value$59.57M

5.82%

Sole

99K

Shared

2.19K

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares265.87K

TypeSH

Market value$55.95M

5.47%

Sole

265.87K

Shared

0.00

None

0.00

ALPS ETF TR

SOLE

ALERIAN MLP

Shares1.12M

TypeSH

Market value$53.76M

5.26%

Sole

1.12M

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

US EFFICIENT COR

Shares1.08M

TypeSH

Market value$50.43M

4.93%

Sole

1.08M

Shared

0.00

None

0.00

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares232.47K

TypeSH

Market value$45.52M

4.45%

Sole

232.47K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

OTR

SBI INT-UTILS

Shares525.53K

TypeSH

Market value$39.78M

3.89%

Sole

517.90K

Shared

7.63K

None

0.00

SCHWAB STRATEGIC TR

SOLE

US REIT ETF

Shares1.65M

TypeSH

Market value$34.76M

3.40%

Sole

1.65M

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares548.45K

TypeSH

Market value$31.55M

3.08%

Sole

548.45K

Shared

0.00

None

0.00

DBX ETF TR

SOLE

XTRACK USD HIGH

Shares779.54K

TypeSH

Market value$28.13M

2.75%

Sole

779.54K

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

US PFD ETF

Shares1.16M

TypeSH

Market value$22.70M

2.22%

Sole

1.16M

Shared

0.00

None

0.00

VANGUARD INDEX FDS

OTR

S&P 500 ETF SHS

Shares41.11K

TypeSH

Market value$22.15M

2.17%

Sole

33.41K

Shared

7.70K

None

0.00

DIMENSIONAL ETF TRUST

SOLE

CORE FIXED INCOM

Shares451.02K

TypeSH

Market value$18.61M

1.82%

Sole

451.02K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares261.70K

TypeSH

Market value$18.04M

1.76%

Sole

261.70K

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

TAXABLE MUN BD

Shares528.97K

TypeSH

Market value$13.83M

1.35%

Sole

528.97K

Shared

0.00

None

0.00

AMAZON COM INC

OTR

COM

Shares54.17K

TypeSH

Market value$11.89M

1.16%

Sole

0.00

Shared

54.17K

None

0.00

SCHWAB STRATEGIC TR

SOLE

5 10YR CORP BD

Shares421.79K

TypeSH

Market value$9.31M

0.91%

Sole

421.79K

Shared

0.00

None

0.00

WELLS FARGO CO NEW

OTR

PERP PFD CNV A

Shares7.40K

TypeSH

Market value$8.84M

0.86%

Sole

0.00

Shared

7.40K

None

0.00

BANK AMERICA CORP

OTR

7.25%CNV PFD L

Shares7.25K

TypeSH

Market value$8.84M

0.86%

Sole

0.00

Shared

7.25K

None

0.00

DEXCOM INC

OTR

NOTE 0.250%11/1

Shares9.15M

TypeSH

Market value$8.81M

0.86%

Sole

0.00

Shared

9.15M

None

0.00

APOLLO GLOBAL MGMT INC

OTR

SER A MAND CNV

Shares99.90K

TypeSH

Market value$8.68M

0.85%

Sole

0.00

Shared

99.90K

None

0.00

PPL CAP FDG INC

OTR

NOTE 2.875% 3/1

Shares8.31M

TypeSH

Market value$8.67M

0.85%

Sole

0.00

Shared

8.31M

None

0.00

BOOKING HOLDINGS INC

OTR

COM

Shares1.70K

TypeSH

Market value$8.45M

0.83%

Sole

0.00

Shared

1.70K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	1.18M	SH	$84.89M 8.30%	1.18M	0.00
ISHARES TRSOLE	CORE US AGGBD ET	875.60K	SH	$84.85M 8.29%	875.60K	0.00
SPDR SER TRSOLE	PORTFOLIO AGRGTE	3.39M	SH	$84.74M 8.28%	3.39M	0.00
ISHARES TROTR	CORE S&P500 ETF	101.19K	SH	$59.57M 5.82%	99K	2.19K
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	265.87K	SH	$55.95M 5.47%	265.87K	0.00
ALPS ETF TRSOLE	ALERIAN MLP	1.12M	SH	$53.76M 5.26%	1.12M	0.00
WISDOMTREE TRSOLE	US EFFICIENT COR	1.08M	SH	$50.43M 4.93%	1.08M	0.00
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	232.47K	SH	$45.52M 4.45%	232.47K	0.00
SELECT SECTOR SPDR TROTR	SBI INT-UTILS	525.53K	SH	$39.78M 3.89%	517.90K	7.63K
SCHWAB STRATEGIC TRSOLE	US REIT ETF	1.65M	SH	$34.76M 3.40%	1.65M	0.00
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	548.45K	SH	$31.55M 3.08%	548.45K	0.00
DBX ETF TRSOLE	XTRACK USD HIGH	779.54K	SH	$28.13M 2.75%	779.54K	0.00
GLOBAL X FDSSOLE	US PFD ETF	1.16M	SH	$22.70M 2.22%	1.16M	0.00
VANGUARD INDEX FDSOTR	S&P 500 ETF SHS	41.11K	SH	$22.15M 2.17%	33.41K	7.70K
DIMENSIONAL ETF TRUSTSOLE	CORE FIXED INCOM	451.02K	SH	$18.61M 1.82%	451.02K	0.00
SPDR SER TRSOLE	PORTFOLIO S&P500	261.70K	SH	$18.04M 1.76%	261.70K	0.00
INVESCO EXCH TRADED FD TR IISOLE	TAXABLE MUN BD	528.97K	SH	$13.83M 1.35%	528.97K	0.00
AMAZON COM INCOTR	COM	54.17K	SH	$11.89M 1.16%	0.00	54.17K
SCHWAB STRATEGIC TRSOLE	5 10YR CORP BD	421.79K	SH	$9.31M 0.91%	421.79K	0.00
WELLS FARGO CO NEWOTR	PERP PFD CNV A	7.40K	SH	$8.84M 0.86%	0.00	7.40K
BANK AMERICA CORPOTR	7.25%CNV PFD L	7.25K	SH	$8.84M 0.86%	0.00	7.25K
DEXCOM INCOTR	NOTE 0.250%11/1	9.15M	SH	$8.81M 0.86%	0.00	9.15M
APOLLO GLOBAL MGMT INCOTR	SER A MAND CNV	99.90K	SH	$8.68M 0.85%	0.00	99.90K
PPL CAP FDG INCOTR	NOTE 2.875% 3/1	8.31M	SH	$8.67M 0.85%	0.00	8.31M
BOOKING HOLDINGS INCOTR	COM	1.70K	SH	$8.45M 0.83%	0.00	1.70K

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