RATIONAL ADVISORS, INC.

Filed: 7/25/2024ACC: 0001162044-24-000738

📋 What this filing means

RATIONAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 189 equity positions with a total reported market value of $1.03B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

189

Positions

$1.03B

Total AUM (reported)

83.13M

Total Shares

Allocation by class

CORE US AGGBD ET$89.78M8.8%

TOTAL BND MRKT$89.78M8.8%

PORTFOLIO AGRGTE$89.72M8.7%

COM$89.06M8.7%

ALERIAN MLP$61.49M6.0%

NASDAQ 100 ETF$60.56M5.9%

CORE S&P500 ETF$58.86M5.7%

Portfolio Concentration

Top 3$269.28M26.3%

4–10$369.43M36.0%

11–25$218.49M21.3%

Rest$168.24M16.4%

Top 3 weight

26.3%

Top 10 weight

62.3%

Voting Authority Distribution

Total shares with voting rights: 83.13M

Sole

Full voting authority

15.95M

% of voting shares19.2%

Shared

Joint voting authority

67.18M

% of voting shares80.8%

None

No voting authority

0.00

% of voting shares0.0%

Investment Discretion (by position count)

Sole21

Shared0

Other168

Dominant voting typeShared · 80.8% of voting shares

Institutional Holdings189

Rows:

ISHARES TR

SOLE

CORE US AGGBD ET

Shares924.89K

TypeSH

Market value$89.78M

8.76%

Sole

924.89K

Shared

0.00

None

0.00

VANGUARD BD INDEX FDS

SOLE

TOTAL BND MRKT

Shares1.25M

TypeSH

Market value$89.78M

8.76%

Sole

1.25M

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO AGRGTE

Shares3.58M

TypeSH

Market value$89.72M

8.75%

Sole

3.58M

Shared

0.00

None

0.00

ALPS ETF TR

SOLE

ALERIAN MLP

Shares1.28M

TypeSH

Market value$61.49M

6.00%

Sole

1.28M

Shared

0.00

None

0.00

INVESCO EXCH TRADED FD TR II

SOLE

NASDAQ 100 ETF

Shares307.24K

TypeSH

Market value$60.56M

5.91%

Sole

307.24K

Shared

0.00

None

0.00

ISHARES TR

SOLE

CORE S&P500 ETF

Shares107.56K

TypeSH

Market value$58.86M

5.74%

Sole

107.56K

Shared

0.00

None

0.00

WISDOMTREE TR

SOLE

US EFFICIENT COR

Shares1.28M

TypeSH

Market value$56.01M

5.46%

Sole

1.28M

Shared

0.00

None

0.00

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares270.14K

TypeSH

Market value$49.31M

4.81%

Sole

270.14K

Shared

0.00

None

0.00

J P MORGAN EXCHANGE TRADED F

SOLE

EQUITY PREMIUM

Shares775.11K

TypeSH

Market value$43.93M

4.28%

Sole

775.11K

Shared

0.00

None

0.00

DBX ETF TR

SOLE

XTRACK USD HIGH

Shares1.11M

TypeSH

Market value$39.26M

3.83%

Sole

1.11M

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

US REIT ETF

Shares1.74M

TypeSH

Market value$34.76M

3.39%

Sole

1.74M

Shared

0.00

None

0.00

GLOBAL X FDS

SOLE

US PFD ETF

Shares1.49M

TypeSH

Market value$29.25M

2.85%

Sole

1.49M

Shared

0.00

None

0.00

DIMENSIONAL ETF TRUST

SOLE

CORE FIXED INCOM

Shares591.37K

TypeSH

Market value$24.57M

2.40%

Sole

591.37K

Shared

0.00

None

0.00

SPDR SER TR

SOLE

PORTFOLIO S&P500

Shares307.25K

TypeSH

Market value$19.66M

1.92%

Sole

307.25K

Shared

0.00

None

0.00

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares38.60K

TypeSH

Market value$19.31M

1.88%

Sole

38.60K

Shared

0.00

None

0.00

SELECT SECTOR SPDR TR

SOLE

SBI INT-UTILS

Shares269.17K

TypeSH

Market value$18.34M

1.79%

Sole

269.17K

Shared

0.00

None

0.00

SCHWAB STRATEGIC TR

SOLE

5 10YR CORP BD

Shares333.51K

TypeSH

Market value$14.71M

1.43%

Sole

333.51K

Shared

0.00

None

0.00

ISHARES TR

SOLE

MBS ETF

Shares106.27K

TypeSH

Market value$9.76M

0.95%

Sole

106.27K

Shared

0.00

None

0.00

AMAZON COM INC

OTR

COM

Shares49.57K

TypeSH

Market value$9.58M

0.93%

Sole

0.00

Shared

49.57K

None

0.00

ALPHABET INC

OTR

CAP STK CL A

Shares37.20K

TypeSH

Market value$6.78M

0.66%

Sole

0.00

Shared

37.20K

None

0.00

APOLLO GLOBAL MGMT INC

OTR

SER A MAND CNV

Shares99.60K

TypeSH

Market value$6.53M

0.64%

Sole

0.00

Shared

99.60K

None

0.00

WELLS FARGO CO NEW

OTR

PERP PFD CNV A

Shares5.40K

TypeSH

Market value$6.42M

0.63%

Sole

0.00

Shared

5.40K

None

0.00

FORD MTR CO DEL

OTR

NOTE 3/1

Shares6.24M

TypeSH

Market value$6.30M

0.61%

Sole

0.00

Shared

6.24M

None

0.00

BANK AMERICA CORP

OTR

7.25%CNV PFD L

Shares5.25K

TypeSH

Market value$6.28M

0.61%

Sole

0.00

Shared

5.25K

None

0.00

NEXTERA ENERGY INC

OTR

UNIT 09/01/2025

Shares150.70K

TypeSH

Market value$6.25M

0.61%

Sole

0.00

Shared

150.70K

None

0.00

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	Shared
ISHARES TRSOLE	CORE US AGGBD ET	924.89K	SH	$89.78M 8.76%	924.89K	0.00
VANGUARD BD INDEX FDSSOLE	TOTAL BND MRKT	1.25M	SH	$89.78M 8.76%	1.25M	0.00
SPDR SER TRSOLE	PORTFOLIO AGRGTE	3.58M	SH	$89.72M 8.75%	3.58M	0.00
ALPS ETF TRSOLE	ALERIAN MLP	1.28M	SH	$61.49M 6.00%	1.28M	0.00
INVESCO EXCH TRADED FD TR IISOLE	NASDAQ 100 ETF	307.24K	SH	$60.56M 5.91%	307.24K	0.00
ISHARES TRSOLE	CORE S&P500 ETF	107.56K	SH	$58.86M 5.74%	107.56K	0.00
WISDOMTREE TRSOLE	US EFFICIENT COR	1.28M	SH	$56.01M 5.46%	1.28M	0.00
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	270.14K	SH	$49.31M 4.81%	270.14K	0.00
J P MORGAN EXCHANGE TRADED FSOLE	EQUITY PREMIUM	775.11K	SH	$43.93M 4.28%	775.11K	0.00
DBX ETF TRSOLE	XTRACK USD HIGH	1.11M	SH	$39.26M 3.83%	1.11M	0.00
SCHWAB STRATEGIC TRSOLE	US REIT ETF	1.74M	SH	$34.76M 3.39%	1.74M	0.00
GLOBAL X FDSSOLE	US PFD ETF	1.49M	SH	$29.25M 2.85%	1.49M	0.00
DIMENSIONAL ETF TRUSTSOLE	CORE FIXED INCOM	591.37K	SH	$24.57M 2.40%	591.37K	0.00
SPDR SER TRSOLE	PORTFOLIO S&P500	307.25K	SH	$19.66M 1.92%	307.25K	0.00
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	38.60K	SH	$19.31M 1.88%	38.60K	0.00
SELECT SECTOR SPDR TRSOLE	SBI INT-UTILS	269.17K	SH	$18.34M 1.79%	269.17K	0.00
SCHWAB STRATEGIC TRSOLE	5 10YR CORP BD	333.51K	SH	$14.71M 1.43%	333.51K	0.00
ISHARES TRSOLE	MBS ETF	106.27K	SH	$9.76M 0.95%	106.27K	0.00
AMAZON COM INCOTR	COM	49.57K	SH	$9.58M 0.93%	0.00	49.57K
ALPHABET INCOTR	CAP STK CL A	37.20K	SH	$6.78M 0.66%	0.00	37.20K
APOLLO GLOBAL MGMT INCOTR	SER A MAND CNV	99.60K	SH	$6.53M 0.64%	0.00	99.60K
WELLS FARGO CO NEWOTR	PERP PFD CNV A	5.40K	SH	$6.42M 0.63%	0.00	5.40K
FORD MTR CO DELOTR	NOTE 3/1	6.24M	SH	$6.30M 0.61%	0.00	6.24M
BANK AMERICA CORPOTR	7.25%CNV PFD L	5.25K	SH	$6.28M 0.61%	0.00	5.25K
NEXTERA ENERGY INCOTR	UNIT 09/01/2025	150.70K	SH	$6.25M 0.61%	0.00	150.70K

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