Filed: 4/23/2024ACC: 0001162044-24-000402
📋 What this filing means
RATIONAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 208 equity positions with a total reported market value of $1.08B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
208
Positions
$1.08B
Total AUM (reported)
91.38M
Total Shares
Allocation by class
TOTAL BND MRKT$95.42M8.8%
CORE US AGGBD ET$95.38M8.8%
PORTFOLIO AGRGTE$95.34M8.8%
COM$89.65M8.3%
ALERIAN MLP$65.06M6.0%
NASDAQ 100 ETF$61.50M5.7%
DIV APP ETF$58.48M5.4%
Portfolio Concentration
Top 3$286.14M26.5%
4–10$385.64M35.8%
11–25$231.33M21.4%
Rest$175.56M16.3%
Top 3 weight
26.5%
Top 10 weight
62.3%
Voting Authority Distribution
Total shares with voting rights: 91.38M
Sole
Full voting authority
17.01M
shares
% of voting shares18.6%
Shared
Joint voting authority
74.36M
shares
% of voting shares81.4%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole20
Shared0
Other188
Dominant voting typeShared · 81.4% of voting shares
Institutional Holdings208
Rows:
VANGUARD BD INDEX FDS
SOLEShares1.31M
TypeSH
Market value$95.42M
8.85%
Sole
1.31M
Shared
0.00
None
0.00
ISHARES TR
SOLEShares973.86K
TypeSH
Market value$95.38M
8.84%
Sole
973.86K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares3.77M
TypeSH
Market value$95.34M
8.84%
Sole
3.77M
Shared
0.00
None
0.00
ALPS ETF TR
SOLEShares1.37M
TypeSH
Market value$65.06M
6.03%
Sole
1.37M
Shared
0.00
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares336.61K
TypeSH
Market value$61.50M
5.70%
Sole
336.61K
Shared
0.00
None
0.00
VANGUARD SPECIALIZED FUNDS
SOLEShares320.27K
TypeSH
Market value$58.48M
5.42%
Sole
320.27K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares109.60K
TypeSH
Market value$57.62M
5.34%
Sole
109.60K
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares1.26M
TypeSH
Market value$53.06M
4.92%
Sole
1.26M
Shared
0.00
None
0.00
J P MORGAN EXCHANGE TRADED F
SOLEShares823.54K
TypeSH
Market value$47.65M
4.42%
Sole
823.54K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares2.08M
TypeSH
Market value$42.26M
3.92%
Sole
2.08M
Shared
0.00
None
0.00
DBX ETF TR
SOLEShares1.03M
TypeSH
Market value$36.70M
3.40%
Sole
1.03M
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares1.55M
TypeSH
Market value$31.26M
2.90%
Sole
1.55M
Shared
0.00
None
0.00
DIMENSIONAL ETF TRUST
SOLEShares624.19K
TypeSH
Market value$26.18M
2.43%
Sole
624.19K
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares339.88K
TypeSH
Market value$20.91M
1.94%
Sole
339.88K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares225.49K
TypeSH
Market value$20.84M
1.93%
Sole
225.49K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares42.48K
TypeSH
Market value$20.42M
1.89%
Sole
42.48K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares352.95K
TypeSH
Market value$15.70M
1.46%
Sole
352.95K
Shared
0.00
None
0.00
AMAZON COM INC
OTRShares69.97K
TypeSH
Market value$12.62M
1.17%
Sole
0.00
Shared
69.97K
None
0.00
INVESCO EXCH TRADED FD TR II
SOLEShares392.16K
TypeSH
Market value$10.41M
0.97%
Sole
392.16K
Shared
0.00
None
0.00
APOLLO GLOBAL MGMT INC
OTRShares99.60K
TypeSH
Market value$6.35M
0.59%
Sole
0.00
Shared
99.60K
None
0.00
WELLS FARGO CO NEW
OTRShares5.10K
TypeSH
Market value$6.22M
0.58%
Sole
0.00
Shared
5.10K
None
0.00
DEXCOM INC
OTRShares5.53M
TypeSH
Market value$6.07M
0.56%
Sole
0.00
Shared
5.53M
None
0.00
BANK AMERICA CORP
OTRShares4.95K
TypeSH
Market value$5.91M
0.55%
Sole
0.00
Shared
4.95K
None
0.00
NEXTERA ENERGY INC
OTRShares150.70K
TypeSH
Market value$5.87M
0.54%
Sole
0.00
Shared
150.70K
None
0.00
PPL CAP FDG INC
OTRShares6.12M
TypeSH
Market value$5.86M
0.54%
Sole
0.00
Shared
6.12M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD BD INDEX FDSSOLE | TOTAL BND MRKT | 1.31M | SH | $95.42M 8.85% | 1.31M | 0.00 | 0.00 |
ISHARES TRSOLE | CORE US AGGBD ET | 973.86K | SH | $95.38M 8.84% | 973.86K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO AGRGTE | 3.77M | SH | $95.34M 8.84% | 3.77M | 0.00 | 0.00 |
ALPS ETF TRSOLE | ALERIAN MLP | 1.37M | SH | $65.06M 6.03% | 1.37M | 0.00 | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | NASDAQ 100 ETF | 336.61K | SH | $61.50M 5.70% | 336.61K | 0.00 | 0.00 |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 320.27K | SH | $58.48M 5.42% | 320.27K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 109.60K | SH | $57.62M 5.34% | 109.60K | 0.00 | 0.00 |
WISDOMTREE TRSOLE | US EFFICIENT COR | 1.26M | SH | $53.06M 4.92% | 1.26M | 0.00 | 0.00 |
J P MORGAN EXCHANGE TRADED FSOLE | EQUITY PREMIUM | 823.54K | SH | $47.65M 4.42% | 823.54K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 2.08M | SH | $42.26M 3.92% | 2.08M | 0.00 | 0.00 |
DBX ETF TRSOLE | XTRACK USD HIGH | 1.03M | SH | $36.70M 3.40% | 1.03M | 0.00 | 0.00 |
GLOBAL X FDSSOLE | US PFD ETF | 1.55M | SH | $31.26M 2.90% | 1.55M | 0.00 | 0.00 |
DIMENSIONAL ETF TRUSTSOLE | CORE FIXED INCOM | 624.19K | SH | $26.18M 2.43% | 624.19K | 0.00 | 0.00 |
SPDR SER TRSOLE | PORTFOLIO S&P500 | 339.88K | SH | $20.91M 1.94% | 339.88K | 0.00 | 0.00 |
ISHARES TRSOLE | MBS ETF | 225.49K | SH | $20.84M 1.93% | 225.49K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 42.48K | SH | $20.42M 1.89% | 42.48K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | 5 10YR CORP BD | 352.95K | SH | $15.70M 1.46% | 352.95K | 0.00 | 0.00 |
AMAZON COM INCOTR | COM | 69.97K | SH | $12.62M 1.17% | 0.00 | 69.97K | 0.00 |
INVESCO EXCH TRADED FD TR IISOLE | TAXABLE MUN BD | 392.16K | SH | $10.41M 0.97% | 392.16K | 0.00 | 0.00 |
APOLLO GLOBAL MGMT INCOTR | SER A MAND CNV | 99.60K | SH | $6.35M 0.59% | 0.00 | 99.60K | 0.00 |
WELLS FARGO CO NEWOTR | PERP PFD CNV A | 5.10K | SH | $6.22M 0.58% | 0.00 | 5.10K | 0.00 |
DEXCOM INCOTR | NOTE 0.250%11/1 | 5.53M | SH | $6.07M 0.56% | 0.00 | 5.53M | 0.00 |
BANK AMERICA CORPOTR | 7.25%CNV PFD L | 4.95K | SH | $5.91M 0.55% | 0.00 | 4.95K | 0.00 |
NEXTERA ENERGY INCOTR | UNIT 09/01/2025 | 150.70K | SH | $5.87M 0.54% | 0.00 | 150.70K | 0.00 |
PPL CAP FDG INCOTR | NOTE 2.875% 3/1 | 6.12M | SH | $5.86M 0.54% | 0.00 | 6.12M | 0.00 |
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