Filed: 2/14/2024ACC: 0001162044-24-000159
📋 What this filing means
RATIONAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 358 equity positions with a total reported market value of $3.73B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
358
Positions
$3.73B
Total AUM (reported)
77.41M
Total Shares
Allocation by class
CORE S&P MCP ETF$407.56M10.9%
RUS 1000 ETF$405.91M10.9%
COM$283.12M7.6%
MSCI USA MIN VOL$279.12M7.5%
RUSSELL 2000 ETF$265.02M7.1%
FTSE EMR MKT ETF$246.72M6.6%
TR UNIT$242.74M6.5%
Portfolio Concentration
Top 3$1.09B29.3%
4–10$1.25B33.4%
11–25$747.45M20.1%
Rest$640.78M17.2%
Top 3 weight
29.3%
Top 10 weight
62.7%
Voting Authority Distribution
Total shares with voting rights: 77.41M
Sole
Full voting authority
20.30M
shares
% of voting shares26.2%
Shared
Joint voting authority
57.10M
shares
% of voting shares73.8%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole23
Shared0
Other335
Dominant voting typeShared · 73.8% of voting shares
Institutional Holdings358
Rows:
ISHARES TR
OTRShares1.47M
TypeSH
Market value$407.56M
10.94%
Sole
0.00
Shared
1.47M
None
0.00
ISHARES TR
OTRShares1.55M
TypeSH
Market value$405.91M
10.89%
Sole
0.00
Shared
1.55M
None
0.00
ISHARES TR
OTRShares3.58M
TypeSH
Market value$279.12M
7.49%
Sole
0.00
Shared
3.58M
None
0.00
ISHARES TR
OTRShares1.32M
TypeSH
Market value$265.02M
7.11%
Sole
0.00
Shared
1.32M
None
0.00
VANGUARD INTL EQUITY INDEX F
OTRShares6M
TypeSH
Market value$246.72M
6.62%
Sole
0.00
Shared
6M
None
0.00
SPDR S&P 500 ETF TR
OTRShares510.69K
TypeSH
Market value$242.74M
6.51%
Sole
0.00
Shared
510.69K
None
0.00
ISHARES TR
OTRShares1.81M
TypeSH
Market value$196.20M
5.27%
Sole
0.00
Shared
1.81M
None
0.00
VANGUARD INDEX FDS
OTRShares238.20K
TypeSH
Market value$104.05M
2.79%
Sole
0.00
Shared
238.20K
None
0.00
ISHARES TR
OTRShares1.96M
TypeSH
Market value$95.69M
2.57%
Sole
0.00
Shared
1.96M
None
0.00
VANGUARD INDEX FDS
OTRShares435.58K
TypeSH
Market value$95.02M
2.55%
Sole
0.00
Shared
435.58K
None
0.00
VANGUARD INDEX FDS
OTRShares367.44K
TypeSH
Market value$85.48M
2.29%
Sole
0.00
Shared
367.44K
None
0.00
DIMENSIONAL ETF TRUST
OTRShares2.87M
TypeSH
Market value$83.76M
2.25%
Sole
0.00
Shared
2.87M
None
0.00
VANGUARD INDEX FDS
OTRShares911.44K
TypeSH
Market value$80.53M
2.16%
Sole
0.00
Shared
911.44K
None
0.00
VANGUARD INDEX FDS
OTRShares304.10K
TypeSH
Market value$64.87M
1.74%
Sole
0.00
Shared
304.10K
None
0.00
ISHARES TR
OTRShares664.22K
TypeSH
Market value$51.63M
1.39%
Sole
0.00
Shared
664.22K
None
0.00
ISHARES TR
OTRShares1.51M
TypeSH
Market value$50.02M
1.34%
Sole
0.00
Shared
1.51M
None
0.00
ISHARES INC
OTRShares768.04K
TypeSH
Market value$49.26M
1.32%
Sole
0.00
Shared
768.04K
None
0.00
ISHARES TR
OTRShares1.29M
TypeSH
Market value$48.52M
1.30%
Sole
0.00
Shared
1.29M
None
0.00
ISHARES INC MSCI TAIWAN
OTRShares1.02M
TypeSH
Market value$46.80M
1.26%
Sole
0.00
Shared
1.02M
None
0.00
DIMENSIONAL ETF TRUST
OTRShares1.59M
TypeSH
Market value$38.43M
1.03%
Sole
0.00
Shared
1.59M
None
0.00
DIMENSIONAL ETF TRUST
OTRShares1.48M
TypeSH
Market value$37.66M
1.01%
Sole
0.00
Shared
1.48M
None
0.00
ISHARES TR
OTRShares221.11K
TypeSH
Market value$32.53M
0.87%
Sole
0.00
Shared
221.11K
None
0.00
DIMENSIONAL ETF TRUST
OTRShares1.04M
TypeSH
Market value$29.84M
0.80%
Sole
0.00
Shared
1.04M
None
0.00
CHENIERE ENERGY INC
OTRShares144.33K
TypeSH
Market value$24.64M
0.66%
Sole
0.00
Shared
144.33K
None
0.00
ENERGY TRANSFER L P
OTRShares1.70M
TypeSH
Market value$23.46M
0.63%
Sole
0.00
Shared
1.70M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ISHARES TROTR | CORE S&P MCP ETF | 1.47M | SH | $407.56M 10.94% | 0.00 | 1.47M | 0.00 |
ISHARES TROTR | RUS 1000 ETF | 1.55M | SH | $405.91M 10.89% | 0.00 | 1.55M | 0.00 |
ISHARES TROTR | MSCI USA MIN VOL | 3.58M | SH | $279.12M 7.49% | 0.00 | 3.58M | 0.00 |
ISHARES TROTR | RUSSELL 2000 ETF | 1.32M | SH | $265.02M 7.11% | 0.00 | 1.32M | 0.00 |
VANGUARD INTL EQUITY INDEX FOTR | FTSE EMR MKT ETF | 6M | SH | $246.72M 6.62% | 0.00 | 6M | 0.00 |
SPDR S&P 500 ETF TROTR | TR UNIT | 510.69K | SH | $242.74M 6.51% | 0.00 | 510.69K | 0.00 |
ISHARES TROTR | CORE S&P SCP ETF | 1.81M | SH | $196.20M 5.27% | 0.00 | 1.81M | 0.00 |
VANGUARD INDEX FDSOTR | S&P 500 ETF SHS | 238.20K | SH | $104.05M 2.79% | 0.00 | 238.20K | 0.00 |
ISHARES TROTR | MSCI INDIA ETF | 1.96M | SH | $95.69M 2.57% | 0.00 | 1.96M | 0.00 |
VANGUARD INDEX FDSOTR | LARGE CAP ETF | 435.58K | SH | $95.02M 2.55% | 0.00 | 435.58K | 0.00 |
VANGUARD INDEX FDSOTR | MID CAP ETF | 367.44K | SH | $85.48M 2.29% | 0.00 | 367.44K | 0.00 |
DIMENSIONAL ETF TRUSTOTR | US CORE EQUITY 2 | 2.87M | SH | $83.76M 2.25% | 0.00 | 2.87M | 0.00 |
VANGUARD INDEX FDSOTR | REAL ESTATE ETF | 911.44K | SH | $80.53M 2.16% | 0.00 | 911.44K | 0.00 |
VANGUARD INDEX FDSOTR | SMALL CP ETF | 304.10K | SH | $64.87M 1.74% | 0.00 | 304.10K | 0.00 |
ISHARES TROTR | RUS MID CAP ETF | 664.22K | SH | $51.63M 1.39% | 0.00 | 664.22K | 0.00 |
ISHARES TROTR | MSCI UK ETF NEW | 1.51M | SH | $50.02M 1.34% | 0.00 | 1.51M | 0.00 |
ISHARES INCOTR | MSCI JPN ETF NEW | 768.04K | SH | $49.26M 1.32% | 0.00 | 768.04K | 0.00 |
ISHARES TROTR | MSCI INTL QUALTY | 1.29M | SH | $48.52M 1.30% | 0.00 | 1.29M | 0.00 |
ISHARES INC MSCI TAIWANOTR | ETF | 1.02M | SH | $46.80M 1.26% | 0.00 | 1.02M | 0.00 |
DIMENSIONAL ETF TRUSTOTR | EMGR CRE EQT MNG | 1.59M | SH | $38.43M 1.03% | 0.00 | 1.59M | 0.00 |
DIMENSIONAL ETF TRUSTOTR | INTL CORE EQUITY | 1.48M | SH | $37.66M 1.01% | 0.00 | 1.48M | 0.00 |
ISHARES TROTR | MSCI USA QLT FCT | 221.11K | SH | $32.53M 0.87% | 0.00 | 221.11K | 0.00 |
DIMENSIONAL ETF TRUSTOTR | US HIGH PROFITAB | 1.04M | SH | $29.84M 0.80% | 0.00 | 1.04M | 0.00 |
CHENIERE ENERGY INCOTR | COM NEW | 144.33K | SH | $24.64M 0.66% | 0.00 | 144.33K | 0.00 |
ENERGY TRANSFER L POTR | COM UT LTD PTN | 1.70M | SH | $23.46M 0.63% | 0.00 | 1.70M | 0.00 |
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