Filed: 11/8/2022ACC: 0001162044-22-001259
📋 What this filing means
RATIONAL ADVISORS, INC. filed this quarterly 13F‑HR report disclosing 247 equity positions with a total reported market value of $1.27M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
247
Positions
$1.27M
Total AUM (reported)
26.12M
Total Shares
Allocation by class
TOTAL BND MRKT$128.6K10.1%
CORE TOTUSBD ETF$128.6K10.1%
PORTFOLIO AGRGTE$128.4K10.1%
COM$87.1K6.9%
ALERIAN MLP$82.0K6.5%
UNIT SER 1$77.1K6.1%
SBI INT-UTILS$71.6K5.6%
Portfolio Concentration
Top 3$385.6K30.4%
4–10$457.7K36.1%
11–25$296.8K23.4%
Rest$127.5K10.1%
Top 3 weight
30.4%
Top 10 weight
66.5%
Voting Authority Distribution
Total shares with voting rights: 26.12M
Sole
Full voting authority
24.58M
shares
% of voting shares94.1%
Shared
Joint voting authority
1.54M
shares
% of voting shares5.9%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole105
Shared0
Other142
Dominant voting typeSole · 94.1% of voting shares
Institutional Holdings247
Rows:
VANGUARD BD INDEX FD INC
SOLEShares1.80M
TypeSH
Market value$128.6K
10.15%
Sole
1.80M
Shared
0.00
None
0.00
ISHARES
SOLEShares1.33M
TypeSH
Market value$128.6K
10.14%
Sole
1.33M
Shared
0.00
None
0.00
SPDR SERIES TRUST
SOLEShares5.15M
TypeSH
Market value$128.4K
10.13%
Sole
5.15M
Shared
0.00
None
0.00
ALPS ETF TR
SOLEShares2.24M
TypeSH
Market value$82.0K
6.47%
Sole
2.24M
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares288.59K
TypeSH
Market value$77.1K
6.08%
Sole
288.59K
Shared
0.00
None
0.00
SELECT SECTOR SPDR TR
SOLEShares1.09M
TypeSH
Market value$71.6K
5.65%
Sole
1.09M
Shared
0.00
None
0.00
VANGUARD SPECIALIZED PORTFOL
SOLEShares498.26K
TypeSH
Market value$67.3K
5.31%
Sole
498.26K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares3.09M
TypeSH
Market value$57.7K
4.55%
Sole
3.09M
Shared
0.00
None
0.00
WISDOMTREE TR
SOLEShares1.71M
TypeSH
Market value$52.3K
4.12%
Sole
1.71M
Shared
0.00
None
0.00
GLOBAL X FDS
SOLEShares2.42M
TypeSH
Market value$49.7K
3.92%
Sole
2.42M
Shared
0.00
None
0.00
J P MORGAN EXCHANGE-TRADED F
SOLEShares801.65K
TypeSH
Market value$41.1K
3.24%
Sole
801.65K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares442.34K
TypeSH
Market value$35.9K
2.83%
Sole
442.34K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares776.98K
TypeSH
Market value$35.0K
2.76%
Sole
776.98K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares838.65K
TypeSH
Market value$28.2K
2.22%
Sole
838.65K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares76.99K
TypeSH
Market value$27.6K
2.18%
Sole
76.99K
Shared
0.00
None
0.00
SCHWAB STRATEGIC TR
SOLEShares614.19K
TypeSH
Market value$26.0K
2.05%
Sole
614.19K
Shared
0.00
None
0.00
VANGUARD INDEX FDS
SOLEShares78.93K
TypeSH
Market value$25.9K
2.04%
Sole
78.93K
Shared
0.00
None
0.00
INVESCO EXCHNG TRADED FD TR
SOLEShares813.98K
TypeSH
Market value$20.9K
1.65%
Sole
813.98K
Shared
0.00
None
0.00
VANGUARD SCOTTSDALE FDS
SOLEShares184.99K
TypeSH
Market value$14.0K
1.10%
Sole
184.99K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares140.53K
TypeSH
Market value$13.5K
1.06%
Sole
140.53K
Shared
0.00
None
0.00
FIDELITY MERRIMACK STR TR
SOLEShares157.86K
TypeSH
Market value$7.0K
0.55%
Sole
157.86K
Shared
0.00
None
0.00
BLACKSTONE GROUP INC
OTRShares80.60K
TypeSH
Market value$6.7K
0.53%
Sole
0.00
Shared
80.60K
None
0.00
WELLS FARGO CO NEW
OTRShares4.18K
TypeSH
Market value$5.0K
0.40%
Sole
0.00
Shared
4.18K
None
0.00
BANK AMER CORP
OTRShares4.25K
TypeSH
Market value$5.0K
0.39%
Sole
0.00
Shared
4.25K
None
0.00
NISOURCE INC
OTRShares49.30K
TypeSH
Market value$4.9K
0.39%
Sole
0.00
Shared
49.30K
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
VANGUARD BD INDEX FD INCSOLE | TOTAL BND MRKT | 1.80M | SH | $128.6K 10.15% | 1.80M | 0.00 | 0.00 |
ISHARESSOLE | CORE TOTUSBD ETF | 1.33M | SH | $128.6K 10.14% | 1.33M | 0.00 | 0.00 |
SPDR SERIES TRUSTSOLE | PORTFOLIO AGRGTE | 5.15M | SH | $128.4K 10.13% | 5.15M | 0.00 | 0.00 |
ALPS ETF TRSOLE | ALERIAN MLP | 2.24M | SH | $82.0K 6.47% | 2.24M | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 288.59K | SH | $77.1K 6.08% | 288.59K | 0.00 | 0.00 |
SELECT SECTOR SPDR TRSOLE | SBI INT-UTILS | 1.09M | SH | $71.6K 5.65% | 1.09M | 0.00 | 0.00 |
VANGUARD SPECIALIZED PORTFOLSOLE | DIV APP ETF | 498.26K | SH | $67.3K 5.31% | 498.26K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US REIT ETF | 3.09M | SH | $57.7K 4.55% | 3.09M | 0.00 | 0.00 |
WISDOMTREE TRSOLE | 90/60 BALNCED FD | 1.71M | SH | $52.3K 4.12% | 1.71M | 0.00 | 0.00 |
GLOBAL X FDSSOLE | US PFD ETF | 2.42M | SH | $49.7K 3.92% | 2.42M | 0.00 | 0.00 |
J P MORGAN EXCHANGE-TRADED FSOLE | EQUITY PREMIUM | 801.65K | SH | $41.1K 3.24% | 801.65K | 0.00 | 0.00 |
ISHARES TRSOLE | 1-3 YR TR BD ETF | 442.34K | SH | $35.9K 2.83% | 442.34K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | MORTG-BACK SEC | 776.98K | SH | $35.0K 2.76% | 776.98K | 0.00 | 0.00 |
ISHARES TRSOLE | BROAD USD HIGH | 838.65K | SH | $28.2K 2.22% | 838.65K | 0.00 | 0.00 |
ISHARES TRSOLE | CORE S&P500 ETF | 76.99K | SH | $27.6K 2.18% | 76.99K | 0.00 | 0.00 |
SCHWAB STRATEGIC TRSOLE | US LRG CAP ETF | 614.19K | SH | $26.0K 2.05% | 614.19K | 0.00 | 0.00 |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 78.93K | SH | $25.9K 2.04% | 78.93K | 0.00 | 0.00 |
INVESCO EXCHNG TRADED FD TRSOLE | TAXABLE MUN BD | 813.98K | SH | $20.9K 1.65% | 813.98K | 0.00 | 0.00 |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 184.99K | SH | $14.0K 1.10% | 184.99K | 0.00 | 0.00 |
ISHARES TRSOLE | BARCLAYS 7 10 YR | 140.53K | SH | $13.5K 1.06% | 140.53K | 0.00 | 0.00 |
FIDELITY MERRIMACK STR TRSOLE | TOTAL BD ETF | 157.86K | SH | $7.0K 0.55% | 157.86K | 0.00 | 0.00 |
BLACKSTONE GROUP INCOTR | COM CL A | 80.60K | SH | $6.7K 0.53% | 0.00 | 80.60K | 0.00 |
WELLS FARGO CO NEWOTR | PERP PFD CNV A | 4.18K | SH | $5.0K 0.40% | 0.00 | 4.18K | 0.00 |
BANK AMER CORPOTR | 7.25%CNV PFD L | 4.25K | SH | $5.0K 0.39% | 0.00 | 4.25K | 0.00 |
NISOURCE INCOTR | UNIT 12/01/2023 | 49.30K | SH | $4.9K 0.39% | 0.00 | 49.30K | 0.00 |
Page 1 of 10
…