PVG ASSET MANAGEMENT CORP

PrivateCIK: 820434

Location

GOLDEN, CO

121

Positions

$169.38M

Total AUM (reported)

4.57M

Total Shares

Allocation by class

COM$85.76M50.6%

NASDAQ EQT PREM$17.16M10.1%

COM NEW$10.37M6.1%

COM CL A$9.30M5.5%

S&P 500 ETF SHS$5.12M3.0%

UNIT SER 1$4.64M2.7%

SH BEN INT$4.04M2.4%

Portfolio Concentration

Top 3$30.84M18.2%

4–10$28.77M17.0%

11–25$42.17M24.9%

Rest$67.59M39.9%

Top 3 weight

18.2%

Top 10 weight

35.2%

Voting Authority Distribution

Total shares with voting rights: 4.57M

Sole

Full voting authority

62.05K

% of voting shares1.4%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

4.51M

% of voting shares98.6%

Investment Discretion (by position count)

Sole121

Shared0

Other0

Dominant voting typeNone · 98.6% of voting shares

Institutional Holdings121

Rows:

J P MORGAN EXCHANGE TRADED F

SOLE

NASDAQ EQT PREM

Shares280.46K

TypeSH

Market value$17.16M

10.13%

Sole

3.65K

Shared

0.00

None

276.81K

ADVANCED MICRO DEVICES INC

SOLE

COM

Shares13.77K

TypeSH

Market value$7.54M

4.45%

Sole

207.00

Shared

0.00

None

13.56K

MARVELL TECHNOLOGY INC

SOLE

COM

Shares19.90K

TypeSH

Market value$6.15M

3.63%

Sole

293.00

Shared

0.00

None

19.61K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares7.38K

TypeSH

Market value$5.12M

3.02%

Sole

66.00

Shared

0.00

None

7.32K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares6.23K

TypeSH

Market value$4.64M

2.74%

Sole

70.00

Shared

0.00

None

6.16K

NVIDIA CORPORATION

SOLE

COM

Shares19.15K

TypeSH

Market value$4.07M

2.40%

Sole

358.00

Shared

0.00

None

18.79K

PUTNAM MASTER INTER INCOME T

SOLE

SH BEN INT

Shares1.23M

TypeSH

Market value$3.97M

2.34%

Sole

20.55K

Shared

0.00

None

1.21M

HOWMET AEROSPACE INC

SOLE

COM

Shares14.51K

TypeSH

Market value$3.92M

2.32%

Sole

166.00

Shared

0.00

None

14.34K

CARPENTER TECHNOLOGY CORP

SOLE

COM

Shares6.30K

TypeSH

Market value$3.55M

2.10%

Sole

77.00

Shared

0.00

None

6.22K

COHERENT CORP

SOLE

COM

Shares8.47K

TypeSH

Market value$3.50M

2.07%

Sole

101.00

Shared

0.00

None

8.37K

COEUR MNG INC

SOLE

COM NEW

Shares180.56K

TypeSH

Market value$3.37M

1.99%

Sole

2.25K

Shared

0.00

None

178.31K

GE VERNOVA INC

SOLE

COM

Shares3.39K

TypeSH

Market value$3.32M

1.96%

Sole

37.00

Shared

0.00

None

3.35K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares38.98K

TypeSH

Market value$3.22M

1.90%

Sole

711.00

Shared

0.00

None

38.27K

MICRON TECHNOLOGY INC

SOLE

COM

Shares2.91K

TypeSH

Market value$3.16M

1.87%

Sole

34.00

Shared

0.00

None

2.88K

APPLE INC

SOLE

COM

Shares9.57K

TypeSH

Market value$2.84M

1.67%

Sole

145.00

Shared

0.00

None

9.43K

PAN AMERN SILVER CORP

SOLE

COM

Shares55.44K

TypeSH

Market value$2.83M

1.67%

Sole

671.00

Shared

0.00

None

54.77K

GE AEROSPACE

SOLE

COM NEW

Shares8.22K

TypeSH

Market value$2.81M

1.66%

Sole

85.00

Shared

0.00

None

8.14K

ALPHABET INC

SOLE

CAP STK CL C

Shares7.50K

TypeSH

Market value$2.75M

1.63%

Sole

72.00

Shared

0.00

None

7.43K

BLOOM ENERGY CORP

SOLE

COM CL A

Shares9.99K

TypeSH

Market value$2.74M

1.62%

Sole

121.00

Shared

0.00

None

9.87K

VIAVI SOLUTIONS INC

SOLE

COM

Shares50.19K

TypeSH

Market value$2.71M

1.60%

Sole

611.00

Shared

0.00

None

49.58K

TECHNIPFMC PLC

SOLE

COM

Shares38.07K

TypeSH

Market value$2.61M

1.54%

Sole

454.00

Shared

0.00

None

37.62K

TAIWAN SEMICONDUCTOR MANUFAC

SOLE

NEOS ETF TRUST

SOLE

NEOS S&P 500 HI

Shares45.87K

TypeSH

Market value$2.47M

1.46%

Sole

620.00

Shared

0.00

None

45.25K

FIRSTCASH HOLDINGS INC

SOLE

COM

Shares11.02K

TypeSH

Market value$2.47M

1.46%

Sole

128.00

Shared

0.00

None

10.89K

CITIGROUP INC

SOLE

COM NEW

Shares16.82K

TypeSH

Market value$2.38M

1.40%

Sole

193.00

Shared

0.00

None

16.63K

Issuer	Class	Shares	Type	Value / Portfolio %	Voting — Sole	None
J P MORGAN EXCHANGE TRADED FSOLE	NASDAQ EQT PREM	280.46K	SH	$17.16M 10.13%	3.65K	276.81K
ADVANCED MICRO DEVICES INCSOLE	COM	13.77K	SH	$7.54M 4.45%	207.00	13.56K
MARVELL TECHNOLOGY INCSOLE	COM	19.90K	SH	$6.15M 3.63%	293.00	19.61K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	7.38K	SH	$5.12M 3.02%	66.00	7.32K
INVESCO QQQ TRSOLE	UNIT SER 1	6.23K	SH	$4.64M 2.74%	70.00	6.16K
NVIDIA CORPORATIONSOLE	COM	19.15K	SH	$4.07M 2.40%	358.00	18.79K
PUTNAM MASTER INTER INCOME TSOLE	SH BEN INT	1.23M	SH	$3.97M 2.34%	20.55K	1.21M
HOWMET AEROSPACE INCSOLE	COM	14.51K	SH	$3.92M 2.32%	166.00	14.34K
CARPENTER TECHNOLOGY CORPSOLE	COM	6.30K	SH	$3.55M 2.10%	77.00	6.22K
COHERENT CORPSOLE	COM	8.47K	SH	$3.50M 2.07%	101.00	8.37K
COEUR MNG INCSOLE	COM NEW	180.56K	SH	$3.37M 1.99%	2.25K	178.31K
GE VERNOVA INCSOLE	COM	3.39K	SH	$3.32M 1.96%	37.00	3.35K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	38.98K	SH	$3.22M 1.90%	711.00	38.27K
MICRON TECHNOLOGY INCSOLE	COM	2.91K	SH	$3.16M 1.87%	34.00	2.88K
APPLE INCSOLE	COM	9.57K	SH	$2.84M 1.67%	145.00	9.43K
PAN AMERN SILVER CORPSOLE	COM	55.44K	SH	$2.83M 1.67%	671.00	54.77K
GE AEROSPACESOLE	COM NEW	8.22K	SH	$2.81M 1.66%	85.00	8.14K
ALPHABET INCSOLE	CAP STK CL C	7.50K	SH	$2.75M 1.63%	72.00	7.43K
BLOOM ENERGY CORPSOLE	COM CL A	9.99K	SH	$2.74M 1.62%	121.00	9.87K
VIAVI SOLUTIONS INCSOLE	COM	50.19K	SH	$2.71M 1.60%	611.00	49.58K
TECHNIPFMC PLCSOLE	COM	38.07K	SH	$2.61M 1.54%	454.00	37.62K
TAIWAN SEMICONDUCTOR MANUFACSOLE	SPONSORED ADS	5.67K	SH	$2.50M 1.48%	68.00	5.60K
NEOS ETF TRUSTSOLE	NEOS S&P 500 HI	45.87K	SH	$2.47M 1.46%	620.00	45.25K
FIRSTCASH HOLDINGS INCSOLE	COM	11.02K	SH	$2.47M 1.46%	128.00	10.89K
CITIGROUP INCSOLE	COM NEW	16.82K	SH	$2.38M 1.40%	193.00	16.63K

Page 1 of 5

…