Filed: 3/12/2024ACC: 0000820434-24-000001
📋 What this filing means
PVG ASSET MANAGEMENT CORP filed this quarterly 13F‑HR report disclosing 33 equity positions with a total reported market value of $20.70M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
33
Positions
$20.70M
Total AUM (reported)
1.07M
Total Shares
Allocation by class
ETF$16.08M77.7%
COM$4.61M22.3%
Portfolio Concentration
Top 3$9.96M48.1%
4–10$5.60M27.1%
11–25$4.33M20.9%
Rest$807.9K3.9%
Top 3 weight
48.1%
Top 10 weight
75.2%
Voting Authority Distribution
Total shares with voting rights: 1.07M
Sole
Full voting authority
1.07M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole33
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings33
Rows:
SPDR Barclays Capital 1-3 month (bil)
SOLEShares59.60K
TypeSH
Market value$5.45M
26.32%
Sole
59.60K
Shared
0.00
None
0.00
S&P 500 INDX (ivv)
SOLEShares5.64K
TypeSH
Market value$2.70M
13.02%
Sole
5.64K
Shared
0.00
None
0.00
ProShares UltraShort S&P 500 (sds)
SOLEShares60.62K
TypeSH
Market value$1.81M
8.76%
Sole
60.62K
Shared
0.00
None
0.00
Vanguard Index S&P 500 (voo)
SOLEShares3.56K
TypeSH
Market value$1.55M
7.50%
Sole
3.56K
Shared
0.00
None
0.00
SPDR Portfolio S&P 500 ETF (splg)
SOLEShares25.49K
TypeSH
Market value$1.42M
6.89%
Sole
25.49K
Shared
0.00
None
0.00
Invesco QQQ TR ETF SERIES 1 (qqq)
SOLEShares1.63K
TypeSH
Market value$665.9K
3.22%
Sole
1.63K
Shared
0.00
None
0.00
JOHNSON & JOHNSON (jnj)
SOLEShares3.90K
TypeSH
Market value$611.1K
2.95%
Sole
3.90K
Shared
0.00
None
0.00
Short QQQ ProShares (psq)
SOLEShares53.29K
TypeSH
Market value$505.2K
2.44%
Sole
53.29K
Shared
0.00
None
0.00
SPDR SSgA Ultra Short Bond ETF (ulst)
SOLEShares10.96K
TypeSH
Market value$442.6K
2.14%
Sole
10.96K
Shared
0.00
None
0.00
Fortress Biotech Inc. (fbio)
SOLEShares131.49K
TypeSH
Market value$395.8K
1.91%
Sole
131.49K
Shared
0.00
None
0.00
Walgreens Boots Alliance Inc. (wba)
SOLEShares14.25K
TypeSH
Market value$372.0K
1.80%
Sole
14.25K
Shared
0.00
None
0.00
AT&T, Inc.(t)
SOLEShares22.04K
TypeSH
Market value$369.9K
1.79%
Sole
22.04K
Shared
0.00
None
0.00
iShares Robotics and AI Multisector (irbo)
SOLEShares10.66K
TypeSH
Market value$367.8K
1.78%
Sole
10.66K
Shared
0.00
None
0.00
RTX Corporation (rtx)
SOLEShares4.35K
TypeSH
Market value$366.3K
1.77%
Sole
4.35K
Shared
0.00
None
0.00
Vaneck Vectors Semiconductor ETF (smh)
SOLEShares1.97K
TypeSH
Market value$345.2K
1.67%
Sole
1.97K
Shared
0.00
None
0.00
ISHARES ETF RUSSELL 2000 (iwm)
SOLEShares1.59K
TypeSH
Market value$319.5K
1.54%
Sole
1.59K
Shared
0.00
None
0.00
Catalyst Pharmaceuticals, Inc. (cprx)
SOLEShares17.59K
TypeSH
Market value$295.8K
1.43%
Sole
17.59K
Shared
0.00
None
0.00
Checkpoint Therapeutics, Inc. (ckpt)
SOLEShares115.37K
TypeSH
Market value$264.2K
1.28%
Sole
115.37K
Shared
0.00
None
0.00
Invesco Nasdaq Internet ETF (pnqi)
SOLEShares6.99K
TypeSH
Market value$252.2K
1.22%
Sole
6.99K
Shared
0.00
None
0.00
ISHARES S&P 500 ETF GROWTH (ivw)
SOLEShares3.33K
TypeSH
Market value$250.1K
1.21%
Sole
3.33K
Shared
0.00
None
0.00
Baxter International Inc. (bax)
SOLEShares6.37K
TypeSH
Market value$246.1K
1.19%
Sole
6.37K
Shared
0.00
None
0.00
Red Cat Holdings, Inc. (rcat)
SOLEShares261.58K
TypeSH
Market value$230.2K
1.11%
Sole
261.58K
Shared
0.00
None
0.00
MSC Income Fund Inc. (mscf)
SOLEShares29.58K
TypeSH
Market value$226.9K
1.10%
Sole
29.58K
Shared
0.00
None
0.00
The Walt Disney Company (dis)
SOLEShares2.38K
TypeSH
Market value$215.1K
1.04%
Sole
2.38K
Shared
0.00
None
0.00
Merck & Company Inc. (mrk)
SOLEShares1.96K
TypeSH
Market value$213.1K
1.03%
Sole
1.96K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR Barclays Capital 1-3 month (bil)SOLE | ETF | 59.60K | SH | $5.45M 26.32% | 59.60K | 0.00 | 0.00 |
S&P 500 INDX (ivv)SOLE | ETF | 5.64K | SH | $2.70M 13.02% | 5.64K | 0.00 | 0.00 |
ProShares UltraShort S&P 500 (sds)SOLE | ETF | 60.62K | SH | $1.81M 8.76% | 60.62K | 0.00 | 0.00 |
Vanguard Index S&P 500 (voo)SOLE | ETF | 3.56K | SH | $1.55M 7.50% | 3.56K | 0.00 | 0.00 |
SPDR Portfolio S&P 500 ETF (splg)SOLE | ETF | 25.49K | SH | $1.42M 6.89% | 25.49K | 0.00 | 0.00 |
Invesco QQQ TR ETF SERIES 1 (qqq)SOLE | ETF | 1.63K | SH | $665.9K 3.22% | 1.63K | 0.00 | 0.00 |
JOHNSON & JOHNSON (jnj)SOLE | COM | 3.90K | SH | $611.1K 2.95% | 3.90K | 0.00 | 0.00 |
Short QQQ ProShares (psq)SOLE | ETF | 53.29K | SH | $505.2K 2.44% | 53.29K | 0.00 | 0.00 |
SPDR SSgA Ultra Short Bond ETF (ulst)SOLE | ETF | 10.96K | SH | $442.6K 2.14% | 10.96K | 0.00 | 0.00 |
Fortress Biotech Inc. (fbio)SOLE | COM | 131.49K | SH | $395.8K 1.91% | 131.49K | 0.00 | 0.00 |
Walgreens Boots Alliance Inc. (wba)SOLE | COM | 14.25K | SH | $372.0K 1.80% | 14.25K | 0.00 | 0.00 |
AT&T, Inc.(t)SOLE | COM | 22.04K | SH | $369.9K 1.79% | 22.04K | 0.00 | 0.00 |
iShares Robotics and AI Multisector (irbo)SOLE | ETF | 10.66K | SH | $367.8K 1.78% | 10.66K | 0.00 | 0.00 |
RTX Corporation (rtx)SOLE | COM | 4.35K | SH | $366.3K 1.77% | 4.35K | 0.00 | 0.00 |
Vaneck Vectors Semiconductor ETF (smh)SOLE | ETF | 1.97K | SH | $345.2K 1.67% | 1.97K | 0.00 | 0.00 |
ISHARES ETF RUSSELL 2000 (iwm)SOLE | ETF | 1.59K | SH | $319.5K 1.54% | 1.59K | 0.00 | 0.00 |
Catalyst Pharmaceuticals, Inc. (cprx)SOLE | COM | 17.59K | SH | $295.8K 1.43% | 17.59K | 0.00 | 0.00 |
Checkpoint Therapeutics, Inc. (ckpt)SOLE | COM | 115.37K | SH | $264.2K 1.28% | 115.37K | 0.00 | 0.00 |
Invesco Nasdaq Internet ETF (pnqi)SOLE | ETF | 6.99K | SH | $252.2K 1.22% | 6.99K | 0.00 | 0.00 |
ISHARES S&P 500 ETF GROWTH (ivw)SOLE | ETF | 3.33K | SH | $250.1K 1.21% | 3.33K | 0.00 | 0.00 |
Baxter International Inc. (bax)SOLE | COM | 6.37K | SH | $246.1K 1.19% | 6.37K | 0.00 | 0.00 |
Red Cat Holdings, Inc. (rcat)SOLE | COM | 261.58K | SH | $230.2K 1.11% | 261.58K | 0.00 | 0.00 |
MSC Income Fund Inc. (mscf)SOLE | COM | 29.58K | SH | $226.9K 1.10% | 29.58K | 0.00 | 0.00 |
The Walt Disney Company (dis)SOLE | COM | 2.38K | SH | $215.1K 1.04% | 2.38K | 0.00 | 0.00 |
Merck & Company Inc. (mrk)SOLE | COM | 1.96K | SH | $213.1K 1.03% | 1.96K | 0.00 | 0.00 |
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