Filed: 10/27/2023ACC: 0000820434-23-000004
📋 What this filing means
PVG ASSET MANAGEMENT CORP filed this quarterly 13F‑HR report disclosing 25 equity positions with a total reported market value of $14.67M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
25
Positions
$14.67M
Total AUM (reported)
595.92K
Total Shares
Allocation by class
ETF$11.94M81.4%
COM$2.73M18.6%
Portfolio Concentration
Top 3$6.98M47.6%
4–10$4.89M33.3%
11–25$2.80M19.1%
Top 3 weight
47.6%
Top 10 weight
80.9%
Voting Authority Distribution
Total shares with voting rights: 595.92K
Sole
Full voting authority
595.92K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole25
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings25
Rows:
ProShares Short S&P500 (sh)
SOLEShares191.66K
TypeSH
Market value$2.77M
18.90%
Sole
191.66K
Shared
0.00
None
0.00
S&P 500 INDX (ivv)
SOLEShares6.13K
TypeSH
Market value$2.63M
17.94%
Sole
6.13K
Shared
0.00
None
0.00
Vanguard Index S&P 500 (voo)
SOLEShares4.02K
TypeSH
Market value$1.58M
10.77%
Sole
4.02K
Shared
0.00
None
0.00
SPDR SSgA Ultra Short Bond ETF (ulst)
SOLEShares37.49K
TypeSH
Market value$1.51M
10.29%
Sole
37.49K
Shared
0.00
None
0.00
ProShares UltraShort S&P 500 (sds)
SOLEShares24.58K
TypeSH
Market value$912.2K
6.22%
Sole
24.58K
Shared
0.00
None
0.00
Invesco QQQ TR ETF SERIES 1 (qqq)
SOLEShares1.83K
TypeSH
Market value$654.2K
4.46%
Sole
1.83K
Shared
0.00
None
0.00
ISHARES ETF RUSSELL 2000 (iwm)
SOLEShares2.94K
TypeSH
Market value$519.8K
3.54%
Sole
2.94K
Shared
0.00
None
0.00
JOHNSON & JOHNSON (jnj)
SOLEShares3.03K
TypeSH
Market value$471.5K
3.21%
Sole
3.03K
Shared
0.00
None
0.00
PureFunds ISE Cyber Security ETF (hack)
SOLEShares8.23K
TypeSH
Market value$424.6K
2.89%
Sole
8.23K
Shared
0.00
None
0.00
Chevron Corporation (cvx)
SOLEShares2.35K
TypeSH
Market value$396.9K
2.71%
Sole
2.35K
Shared
0.00
None
0.00
Baxter International Inc. (bax)
SOLEShares10.15K
TypeSH
Market value$382.9K
2.61%
Sole
10.15K
Shared
0.00
None
0.00
Raytheon Technologies Corp (rtx)
SOLEShares4.88K
TypeSH
Market value$351.4K
2.39%
Sole
4.88K
Shared
0.00
None
0.00
Amazon.Com Inc (amzn)
SOLEShares2.17K
TypeSH
Market value$275.3K
1.88%
Sole
2.17K
Shared
0.00
None
0.00
ISHARES ETF NORTH AMERICAN TECH-SO (igv)
SOLEShares753.00
TypeSH
Market value$257.0K
1.75%
Sole
753.00
Shared
0.00
None
0.00
Boston Scientific Corp. (bsx)
SOLEShares4.82K
TypeSH
Market value$254.5K
1.73%
Sole
4.82K
Shared
0.00
None
0.00
Davis New York Venture Fund (dnvyx)
SOLEShares9.01K
TypeSH
Market value$231.7K
1.58%
Sole
9.01K
Shared
0.00
None
0.00
Communication Services SPDR ETF (xlc)
SOLEShares3.48K
TypeSH
Market value$228.2K
1.56%
Sole
3.48K
Shared
0.00
None
0.00
Invesco S&P 500 Pure Growth ETF (rpg)
SOLEShares7.51K
TypeSH
Market value$226.5K
1.54%
Sole
7.51K
Shared
0.00
None
0.00
Vanguard FTSE All World ETF (veu)
SOLEShares4.33K
TypeSH
Market value$224.7K
1.53%
Sole
4.33K
Shared
0.00
None
0.00
Checkpoint Therapeutics, Inc. (ckpt)
SOLEShares111.03K
TypeSH
Market value$188.7K
1.29%
Sole
111.03K
Shared
0.00
None
0.00
FS Credit Opportunities Corp. (fsco)
SOLEShares11.71K
TypeSH
Market value$63.5K
0.43%
Sole
11.71K
Shared
0.00
None
0.00
Milestone Pharmaceuticals Inc. (mist)
SOLEShares15.40K
TypeSH
Market value$47.8K
0.33%
Sole
15.40K
Shared
0.00
None
0.00
Rain Oncology Inc. (rain)
SOLEShares47.52K
TypeSH
Market value$41.0K
0.28%
Sole
47.52K
Shared
0.00
None
0.00
Outlook Therapeutics, Inc. (otlk)
SOLEShares58.61K
TypeSH
Market value$13.0K
0.09%
Sole
58.61K
Shared
0.00
None
0.00
Qualis Innovations, Inc. (qlis)
SOLEShares22.28K
TypeSH
Market value$12.4K
0.08%
Sole
22.28K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ProShares Short S&P500 (sh)SOLE | ETF | 191.66K | SH | $2.77M 18.90% | 191.66K | 0.00 | 0.00 |
S&P 500 INDX (ivv)SOLE | ETF | 6.13K | SH | $2.63M 17.94% | 6.13K | 0.00 | 0.00 |
Vanguard Index S&P 500 (voo)SOLE | ETF | 4.02K | SH | $1.58M 10.77% | 4.02K | 0.00 | 0.00 |
SPDR SSgA Ultra Short Bond ETF (ulst)SOLE | ETF | 37.49K | SH | $1.51M 10.29% | 37.49K | 0.00 | 0.00 |
ProShares UltraShort S&P 500 (sds)SOLE | ETF | 24.58K | SH | $912.2K 6.22% | 24.58K | 0.00 | 0.00 |
Invesco QQQ TR ETF SERIES 1 (qqq)SOLE | ETF | 1.83K | SH | $654.2K 4.46% | 1.83K | 0.00 | 0.00 |
ISHARES ETF RUSSELL 2000 (iwm)SOLE | ETF | 2.94K | SH | $519.8K 3.54% | 2.94K | 0.00 | 0.00 |
JOHNSON & JOHNSON (jnj)SOLE | COM | 3.03K | SH | $471.5K 3.21% | 3.03K | 0.00 | 0.00 |
PureFunds ISE Cyber Security ETF (hack)SOLE | ETF | 8.23K | SH | $424.6K 2.89% | 8.23K | 0.00 | 0.00 |
Chevron Corporation (cvx)SOLE | COM | 2.35K | SH | $396.9K 2.71% | 2.35K | 0.00 | 0.00 |
Baxter International Inc. (bax)SOLE | COM | 10.15K | SH | $382.9K 2.61% | 10.15K | 0.00 | 0.00 |
Raytheon Technologies Corp (rtx)SOLE | COM | 4.88K | SH | $351.4K 2.39% | 4.88K | 0.00 | 0.00 |
Amazon.Com Inc (amzn)SOLE | COM | 2.17K | SH | $275.3K 1.88% | 2.17K | 0.00 | 0.00 |
ISHARES ETF NORTH AMERICAN TECH-SO (igv)SOLE | ETF | 753.00 | SH | $257.0K 1.75% | 753.00 | 0.00 | 0.00 |
Boston Scientific Corp. (bsx)SOLE | COM | 4.82K | SH | $254.5K 1.73% | 4.82K | 0.00 | 0.00 |
Davis New York Venture Fund (dnvyx)SOLE | COM | 9.01K | SH | $231.7K 1.58% | 9.01K | 0.00 | 0.00 |
Communication Services SPDR ETF (xlc)SOLE | ETF | 3.48K | SH | $228.2K 1.56% | 3.48K | 0.00 | 0.00 |
Invesco S&P 500 Pure Growth ETF (rpg)SOLE | ETF | 7.51K | SH | $226.5K 1.54% | 7.51K | 0.00 | 0.00 |
Vanguard FTSE All World ETF (veu)SOLE | ETF | 4.33K | SH | $224.7K 1.53% | 4.33K | 0.00 | 0.00 |
Checkpoint Therapeutics, Inc. (ckpt)SOLE | COM | 111.03K | SH | $188.7K 1.29% | 111.03K | 0.00 | 0.00 |
FS Credit Opportunities Corp. (fsco)SOLE | COM | 11.71K | SH | $63.5K 0.43% | 11.71K | 0.00 | 0.00 |
Milestone Pharmaceuticals Inc. (mist)SOLE | COM | 15.40K | SH | $47.8K 0.33% | 15.40K | 0.00 | 0.00 |
Rain Oncology Inc. (rain)SOLE | COM | 47.52K | SH | $41.0K 0.28% | 47.52K | 0.00 | 0.00 |
Outlook Therapeutics, Inc. (otlk)SOLE | COM | 58.61K | SH | $13.0K 0.09% | 58.61K | 0.00 | 0.00 |
Qualis Innovations, Inc. (qlis)SOLE | COM | 22.28K | SH | $12.4K 0.08% | 22.28K | 0.00 | 0.00 |