Filed: 7/24/2023ACC: 0000820434-23-000002
📋 What this filing means
PVG ASSET MANAGEMENT CORP filed this quarterly 13F‑HR report disclosing 39 equity positions with a total reported market value of $31.24M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
39
Positions
$31.24M
Total AUM (reported)
1.03M
Total Shares
Allocation by class
ETF$23.77M76.1%
COM$7.47M23.9%
Portfolio Concentration
Top 3$16.51M52.8%
4–10$7.53M24.1%
11–25$5.65M18.1%
Rest$1.55M5.0%
Top 3 weight
52.8%
Top 10 weight
77.0%
Voting Authority Distribution
Total shares with voting rights: 1.03M
Sole
Full voting authority
1.03M
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole39
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings39
Rows:
SPDR S&P 500 TRUST ETF (spy)
SOLEShares14.46K
TypeSH
Market value$5.92M
18.94%
Sole
14.46K
Shared
0.00
None
0.00
SPDR SSgA Ultra Short Bond ETF (ulst)
SOLEShares144.28K
TypeSH
Market value$5.81M
18.59%
Sole
144.28K
Shared
0.00
None
0.00
S&P 500 INDX (ivv)
SOLEShares11.64K
TypeSH
Market value$4.78M
15.31%
Sole
11.64K
Shared
0.00
None
0.00
Invesco QQQ TR ETF SERIES 1 (qqq)
SOLEShares5.43K
TypeSH
Market value$1.74M
5.57%
Sole
5.43K
Shared
0.00
None
0.00
Vanguard Index S&P 500 (voo)
SOLEShares4.44K
TypeSH
Market value$1.67M
5.35%
Sole
4.44K
Shared
0.00
None
0.00
ISHARES PHLX SOX SEMICONDUCTOR (soxx)
SOLEShares1.95K
TypeSH
Market value$868.0K
2.78%
Sole
1.95K
Shared
0.00
None
0.00
JOHNSON & JOHNSON (jnj)
SOLEShares5.34K
TypeSH
Market value$827.4K
2.65%
Sole
5.34K
Shared
0.00
None
0.00
Global X Internet of Things ETF (snsr)
SOLEShares24.77K
TypeSH
Market value$824.4K
2.64%
Sole
24.77K
Shared
0.00
None
0.00
ISHARES ETF RUSSELL 2000 (iwm)
SOLEShares4.54K
TypeSH
Market value$810.8K
2.60%
Sole
4.54K
Shared
0.00
None
0.00
Baxter International Inc. (bax)
SOLEShares19.46K
TypeSH
Market value$789.2K
2.53%
Sole
19.46K
Shared
0.00
None
0.00
Chevron Corporation (cvx)
SOLEShares4.59K
TypeSH
Market value$748.7K
2.40%
Sole
4.59K
Shared
0.00
None
0.00
First Tr Nasdaq Cybersecurity ETF (cibr)
SOLEShares14.26K
TypeSH
Market value$609.6K
1.95%
Sole
14.26K
Shared
0.00
None
0.00
ISHARES ETF NORTH AMERICAN TECH-SO (igv)
SOLEShares1.96K
TypeSH
Market value$597.5K
1.91%
Sole
1.96K
Shared
0.00
None
0.00
QUALCOMM INC (qcom)
SOLEShares3.63K
TypeSH
Market value$463.2K
1.48%
Sole
3.63K
Shared
0.00
None
0.00
Capri Holdings Limited (cpri)
SOLEShares9.02K
TypeSH
Market value$423.9K
1.36%
Sole
9.02K
Shared
0.00
None
0.00
Ishares DJ Us Healthcare (iyh)
SOLEShares1.47K
TypeSH
Market value$401.4K
1.28%
Sole
1.47K
Shared
0.00
None
0.00
Checkpoint Therapeutics, Inc. (ckpt)
SOLEShares137.25K
TypeSH
Market value$308.8K
0.99%
Sole
137.25K
Shared
0.00
None
0.00
WELLS FARGO COMPANY (wfc)
SOLEShares7.67K
TypeSH
Market value$286.6K
0.92%
Sole
7.67K
Shared
0.00
None
0.00
Broadcom Inc. (avgo)
SOLEShares418.00
TypeSH
Market value$268.2K
0.86%
Sole
418.00
Shared
0.00
None
0.00
Masimo Corp. (masi)
SOLEShares1.43K
TypeSH
Market value$263.0K
0.84%
Sole
1.43K
Shared
0.00
None
0.00
Mobileye Global Inc. (mbly)
SOLEShares6.03K
TypeSH
Market value$261.1K
0.84%
Sole
6.03K
Shared
0.00
None
0.00
Bristol Myers-Squibb (bmy)
SOLEShares3.75K
TypeSH
Market value$260.3K
0.83%
Sole
3.75K
Shared
0.00
None
0.00
Palo Alto Networks Inc. (panw)
SOLEShares1.28K
TypeSH
Market value$256.3K
0.82%
Sole
1.28K
Shared
0.00
None
0.00
Okta Inc. (okta)
SOLEShares2.94K
TypeSH
Market value$253.5K
0.81%
Sole
2.94K
Shared
0.00
None
0.00
PagerDuty, Inc. (pd)
SOLEShares6.99K
TypeSH
Market value$244.3K
0.78%
Sole
6.99K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 TRUST ETF (spy)SOLE | ETF | 14.46K | SH | $5.92M 18.94% | 14.46K | 0.00 | 0.00 |
SPDR SSgA Ultra Short Bond ETF (ulst)SOLE | ETF | 144.28K | SH | $5.81M 18.59% | 144.28K | 0.00 | 0.00 |
S&P 500 INDX (ivv)SOLE | ETF | 11.64K | SH | $4.78M 15.31% | 11.64K | 0.00 | 0.00 |
Invesco QQQ TR ETF SERIES 1 (qqq)SOLE | ETF | 5.43K | SH | $1.74M 5.57% | 5.43K | 0.00 | 0.00 |
Vanguard Index S&P 500 (voo)SOLE | ETF | 4.44K | SH | $1.67M 5.35% | 4.44K | 0.00 | 0.00 |
ISHARES PHLX SOX SEMICONDUCTOR (soxx)SOLE | ETF | 1.95K | SH | $868.0K 2.78% | 1.95K | 0.00 | 0.00 |
JOHNSON & JOHNSON (jnj)SOLE | COM | 5.34K | SH | $827.4K 2.65% | 5.34K | 0.00 | 0.00 |
Global X Internet of Things ETF (snsr)SOLE | ETF | 24.77K | SH | $824.4K 2.64% | 24.77K | 0.00 | 0.00 |
ISHARES ETF RUSSELL 2000 (iwm)SOLE | ETF | 4.54K | SH | $810.8K 2.60% | 4.54K | 0.00 | 0.00 |
Baxter International Inc. (bax)SOLE | COM | 19.46K | SH | $789.2K 2.53% | 19.46K | 0.00 | 0.00 |
Chevron Corporation (cvx)SOLE | COM | 4.59K | SH | $748.7K 2.40% | 4.59K | 0.00 | 0.00 |
First Tr Nasdaq Cybersecurity ETF (cibr)SOLE | ETF | 14.26K | SH | $609.6K 1.95% | 14.26K | 0.00 | 0.00 |
ISHARES ETF NORTH AMERICAN TECH-SO (igv)SOLE | ETF | 1.96K | SH | $597.5K 1.91% | 1.96K | 0.00 | 0.00 |
QUALCOMM INC (qcom)SOLE | COM | 3.63K | SH | $463.2K 1.48% | 3.63K | 0.00 | 0.00 |
Capri Holdings Limited (cpri)SOLE | COM | 9.02K | SH | $423.9K 1.36% | 9.02K | 0.00 | 0.00 |
Ishares DJ Us Healthcare (iyh)SOLE | COM | 1.47K | SH | $401.4K 1.28% | 1.47K | 0.00 | 0.00 |
Checkpoint Therapeutics, Inc. (ckpt)SOLE | COM | 137.25K | SH | $308.8K 0.99% | 137.25K | 0.00 | 0.00 |
WELLS FARGO COMPANY (wfc)SOLE | COM | 7.67K | SH | $286.6K 0.92% | 7.67K | 0.00 | 0.00 |
Broadcom Inc. (avgo)SOLE | COM | 418.00 | SH | $268.2K 0.86% | 418.00 | 0.00 | 0.00 |
Masimo Corp. (masi)SOLE | COM | 1.43K | SH | $263.0K 0.84% | 1.43K | 0.00 | 0.00 |
Mobileye Global Inc. (mbly)SOLE | COM | 6.03K | SH | $261.1K 0.84% | 6.03K | 0.00 | 0.00 |
Bristol Myers-Squibb (bmy)SOLE | COM | 3.75K | SH | $260.3K 0.83% | 3.75K | 0.00 | 0.00 |
Palo Alto Networks Inc. (panw)SOLE | COM | 1.28K | SH | $256.3K 0.82% | 1.28K | 0.00 | 0.00 |
Okta Inc. (okta)SOLE | COM | 2.94K | SH | $253.5K 0.81% | 2.94K | 0.00 | 0.00 |
PagerDuty, Inc. (pd)SOLE | COM | 6.99K | SH | $244.3K 0.78% | 6.99K | 0.00 | 0.00 |
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