Filed: 2/14/2023ACC: 0000820434-23-000001
📋 What this filing means
PVG ASSET MANAGEMENT CORP filed this quarterly 13F‑HR report disclosing 36 equity positions with a total reported market value of $22.62M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
36
Positions
$22.62M
Total AUM (reported)
986.87K
Total Shares
Allocation by class
ETF$18.87M83.4%
COM$3.76M16.6%
Portfolio Concentration
Top 3$8.52M37.7%
4–10$7.29M32.2%
11–25$5.89M26.0%
Rest$911.9K4.0%
Top 3 weight
37.7%
Top 10 weight
69.9%
Voting Authority Distribution
Total shares with voting rights: 986.87K
Sole
Full voting authority
986.87K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole36
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings36
Rows:
S&P 500 INDX (ivv)
SOLEShares8.62K
TypeSH
Market value$3.31M
14.64%
Sole
8.62K
Shared
0.00
None
0.00
SPDR SSgA Ultra Short Bond ETF (ulst)
SOLEShares70.62K
TypeSH
Market value$2.82M
12.48%
Sole
70.62K
Shared
0.00
None
0.00
SPDR S&P 500 TRUST ETF (spy)
SOLEShares6.25K
TypeSH
Market value$2.39M
10.56%
Sole
6.25K
Shared
0.00
None
0.00
Vanguard Index S&P 500 (voo)
SOLEShares4.80K
TypeSH
Market value$1.69M
7.45%
Sole
4.80K
Shared
0.00
None
0.00
Direxion Daily S&P 500 Bear 1x (spdn)
SOLEShares89.35K
TypeSH
Market value$1.48M
6.52%
Sole
89.35K
Shared
0.00
None
0.00
Vanguard Russell 2000 ETF (vtwo)
SOLEShares15.57K
TypeSH
Market value$1.10M
4.84%
Sole
15.57K
Shared
0.00
None
0.00
Invesco QQQ TR ETF SERIES 1 (qqq)
SOLEShares4.08K
TypeSH
Market value$1.09M
4.80%
Sole
4.08K
Shared
0.00
None
0.00
First Trust Arca Biotech ETF (fbt)
SOLEShares4.53K
TypeSH
Market value$698.2K
3.09%
Sole
4.53K
Shared
0.00
None
0.00
ISHARES S&P 500 ETF GROWTH (ivw)
SOLEShares10.83K
TypeSH
Market value$633.6K
2.80%
Sole
10.83K
Shared
0.00
None
0.00
ProShares UltraShort Russell 2000 (twm)
SOLEShares37.45K
TypeSH
Market value$621.2K
2.75%
Sole
37.45K
Shared
0.00
None
0.00
Short QQQ ProShares (psq)
SOLEShares38.84K
TypeSH
Market value$571.7K
2.53%
Sole
38.84K
Shared
0.00
None
0.00
Global X Internet of Things ETF (snsr)
SOLEShares18.91K
TypeSH
Market value$546.8K
2.42%
Sole
18.91K
Shared
0.00
None
0.00
First Tr Exchange FD Focus 5 ETF (fv)
SOLEShares11.59K
TypeSH
Market value$539.7K
2.39%
Sole
11.59K
Shared
0.00
None
0.00
ISHARES ETF NORTH AMERICAN TECH-SO (igv)
SOLEShares2.09K
TypeSH
Market value$533.7K
2.36%
Sole
2.09K
Shared
0.00
None
0.00
Blackstone Secured Lending Fund (bxsl)
SOLEShares20.13K
TypeSH
Market value$450.0K
1.99%
Sole
20.13K
Shared
0.00
None
0.00
Global X Robotics&Artificial Int ETF(botz)
SOLEShares19.83K
TypeSH
Market value$407.5K
1.80%
Sole
19.83K
Shared
0.00
None
0.00
WELLS FARGO COMPANY (wfc)
SOLEShares9.39K
TypeSH
Market value$387.5K
1.71%
Sole
9.39K
Shared
0.00
None
0.00
Alphabet Inc Cap Cl C (goog)
SOLEShares4.15K
TypeSH
Market value$368.1K
1.63%
Sole
4.15K
Shared
0.00
None
0.00
FS KKR Capital Corp. (fsk)
SOLEShares19.82K
TypeSH
Market value$346.8K
1.53%
Sole
19.82K
Shared
0.00
None
0.00
Box, Inc. (box)
SOLEShares9.65K
TypeSH
Market value$300.5K
1.33%
Sole
9.65K
Shared
0.00
None
0.00
Tecnoglass Inc. (tgls)
SOLEShares9.65K
TypeSH
Market value$297.0K
1.31%
Sole
9.65K
Shared
0.00
None
0.00
ROCKWELL AUTOMATION INC (rok)
SOLEShares1.13K
TypeSH
Market value$292.1K
1.29%
Sole
1.13K
Shared
0.00
None
0.00
SHERWIN WILLIAMS CO (shw)
SOLEShares1.21K
TypeSH
Market value$286.7K
1.27%
Sole
1.21K
Shared
0.00
None
0.00
Kimball Electronics, Inc. (ke)
SOLEShares12.55K
TypeSH
Market value$283.5K
1.25%
Sole
12.55K
Shared
0.00
None
0.00
Checkpoint Therapeutics, Inc. (ckpt)
SOLEShares54.98K
TypeSH
Market value$281.0K
1.24%
Sole
54.98K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
S&P 500 INDX (ivv)SOLE | ETF | 8.62K | SH | $3.31M 14.64% | 8.62K | 0.00 | 0.00 |
SPDR SSgA Ultra Short Bond ETF (ulst)SOLE | ETF | 70.62K | SH | $2.82M 12.48% | 70.62K | 0.00 | 0.00 |
SPDR S&P 500 TRUST ETF (spy)SOLE | ETF | 6.25K | SH | $2.39M 10.56% | 6.25K | 0.00 | 0.00 |
Vanguard Index S&P 500 (voo)SOLE | ETF | 4.80K | SH | $1.69M 7.45% | 4.80K | 0.00 | 0.00 |
Direxion Daily S&P 500 Bear 1x (spdn)SOLE | ETF | 89.35K | SH | $1.48M 6.52% | 89.35K | 0.00 | 0.00 |
Vanguard Russell 2000 ETF (vtwo)SOLE | ETF | 15.57K | SH | $1.10M 4.84% | 15.57K | 0.00 | 0.00 |
Invesco QQQ TR ETF SERIES 1 (qqq)SOLE | ETF | 4.08K | SH | $1.09M 4.80% | 4.08K | 0.00 | 0.00 |
First Trust Arca Biotech ETF (fbt)SOLE | ETF | 4.53K | SH | $698.2K 3.09% | 4.53K | 0.00 | 0.00 |
ISHARES S&P 500 ETF GROWTH (ivw)SOLE | ETF | 10.83K | SH | $633.6K 2.80% | 10.83K | 0.00 | 0.00 |
ProShares UltraShort Russell 2000 (twm)SOLE | ETF | 37.45K | SH | $621.2K 2.75% | 37.45K | 0.00 | 0.00 |
Short QQQ ProShares (psq)SOLE | ETF | 38.84K | SH | $571.7K 2.53% | 38.84K | 0.00 | 0.00 |
Global X Internet of Things ETF (snsr)SOLE | ETF | 18.91K | SH | $546.8K 2.42% | 18.91K | 0.00 | 0.00 |
First Tr Exchange FD Focus 5 ETF (fv)SOLE | ETF | 11.59K | SH | $539.7K 2.39% | 11.59K | 0.00 | 0.00 |
ISHARES ETF NORTH AMERICAN TECH-SO (igv)SOLE | ETF | 2.09K | SH | $533.7K 2.36% | 2.09K | 0.00 | 0.00 |
Blackstone Secured Lending Fund (bxsl)SOLE | ETF | 20.13K | SH | $450.0K 1.99% | 20.13K | 0.00 | 0.00 |
Global X Robotics&Artificial Int ETF(botz)SOLE | ETF | 19.83K | SH | $407.5K 1.80% | 19.83K | 0.00 | 0.00 |
WELLS FARGO COMPANY (wfc)SOLE | COM | 9.39K | SH | $387.5K 1.71% | 9.39K | 0.00 | 0.00 |
Alphabet Inc Cap Cl C (goog)SOLE | COM | 4.15K | SH | $368.1K 1.63% | 4.15K | 0.00 | 0.00 |
FS KKR Capital Corp. (fsk)SOLE | COM | 19.82K | SH | $346.8K 1.53% | 19.82K | 0.00 | 0.00 |
Box, Inc. (box)SOLE | COM | 9.65K | SH | $300.5K 1.33% | 9.65K | 0.00 | 0.00 |
Tecnoglass Inc. (tgls)SOLE | COM | 9.65K | SH | $297.0K 1.31% | 9.65K | 0.00 | 0.00 |
ROCKWELL AUTOMATION INC (rok)SOLE | COM | 1.13K | SH | $292.1K 1.29% | 1.13K | 0.00 | 0.00 |
SHERWIN WILLIAMS CO (shw)SOLE | COM | 1.21K | SH | $286.7K 1.27% | 1.21K | 0.00 | 0.00 |
Kimball Electronics, Inc. (ke)SOLE | COM | 12.55K | SH | $283.5K 1.25% | 12.55K | 0.00 | 0.00 |
Checkpoint Therapeutics, Inc. (ckpt)SOLE | COM | 54.98K | SH | $281.0K 1.24% | 54.98K | 0.00 | 0.00 |
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