PUTNAM JAMES S

PrivateCIK: 1405298

Location

BOSTON, MA

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

12 txn

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

GLAVIN WILLIAM FRANCIS JR

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

2 txn

EBERHART PAULETT

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

MNOOKIN ALLISON

→LPL FINANCIAL HOLDINGS INC.

Jun 8, 2026·Jun 8, 2026

1 txn

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

13 txn

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

1 txn

GLAVIN WILLIAM FRANCIS JR

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

BERNARD EDWARD C

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

MULCAHY ANNE M

→LPL FINANCIAL HOLDINGS INC.

May 19, 2026·May 19, 2026

2 txn

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

May 8, 2026·May 8, 2026

1 txn

THOMAS COREY E.

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

1 txn

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

12 txn

PUTNAM JAMES S

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

1 txn

MNOOKIN ALLISON

→LPL FINANCIAL HOLDINGS INC.

Mar 26, 2026·Mar 26, 2026

1 txn

STEINMEIER RICHARD

→LPL FINANCIAL HOLDINGS INC.

Feb 27, 2026·Feb 27, 2026

4 txn

MORNINGSTAR MATTHEW

→LPL FINANCIAL HOLDINGS INC.

Feb 27, 2026·Feb 27, 2026

1 txn

REEPING KATHARINE

→LPL FINANCIAL HOLDINGS INC.

Feb 27, 2026·Feb 27, 2026

3 txn

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

Jan 2, 2026·Jan 2, 2026

12 txn

MORNINGSTAR MATTHEW

→LPL FINANCIAL HOLDINGS INC.

Dec 11, 2025·Dec 11, 2025

1 txn

MORNINGSTAR MATTHEW

→LPL FINANCIAL HOLDINGS INC.

Dec 11, 2025·Dec 11, 2025

1 txn

STEINMEIER RICHARD

→LPL FINANCIAL HOLDINGS INC.

Dec 9, 2025·Dec 9, 2025

7 txn

STEINMEIER RICHARD

144

→LPL FINANCIAL HOLDINGS INC.

Dec 5, 2025·Dec 5, 2025

THOMAS COREY E.

→LPL FINANCIAL HOLDINGS INC.

Dec 3, 2025·Dec 3, 2025

1 txn

SCHIFTER RICHARD P

→LPL FINANCIAL HOLDINGS INC.

Dec 3, 2025·Dec 3, 2025

12 txn

Page 1 of 13 · 302 total

Filer	Form	Target	Filed	Activity
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	12txn
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
GLAVIN WILLIAM FRANCIS JRCIK · 1298173	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	2txn
EBERHART PAULETTCIK · 1179702	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
MNOOKIN ALLISONCIK · 1603473	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jun 8, 2026 Jun 8, 2026	1txn
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	13txn
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	1txn
GLAVIN WILLIAM FRANCIS JRCIK · 1298173	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
BERNARD EDWARD CCIK · 1203065	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
MULCAHY ANNE MCIK · 1201725	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 19, 2026 May 19, 2026	2txn
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	May 8, 2026 May 8, 2026	1txn
THOMAS COREY E.CIK · 1647486	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	1txn
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	12txn
PUTNAM JAMES SCIK · 1405298	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	1txn
MNOOKIN ALLISONCIK · 1603473	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Mar 26, 2026 Mar 26, 2026	1txn
STEINMEIER RICHARDCIK · 1750576	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Feb 27, 2026 Feb 27, 2026	4txn
MORNINGSTAR MATTHEWCIK · 2100107	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Feb 27, 2026 Feb 27, 2026	1txn
REEPING KATHARINECIK · 2059598	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Feb 27, 2026 Feb 27, 2026	3txn
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Jan 2, 2026 Jan 2, 2026	12txn
MORNINGSTAR MATTHEWCIK · 2100107	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Dec 11, 2025 Dec 11, 2025	1txn
MORNINGSTAR MATTHEWCIK · 2100107	3 Initial	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Dec 11, 2025 Dec 11, 2025	1txn
STEINMEIER RICHARDCIK · 1750576	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Dec 9, 2025 Dec 9, 2025	7txn
STEINMEIER RICHARDCIK · 1750576	144 Sale	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Dec 5, 2025 Dec 5, 2025	—
THOMAS COREY E.CIK · 1647486	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Dec 3, 2025 Dec 3, 2025	1txn
SCHIFTER RICHARD PCIK · 1249554	4 Trade	LPL FINANCIAL HOLDINGS INC.CIK · 1397911	Dec 3, 2025 Dec 3, 2025	12txn

Page 1 of 13 · 302 total