PROSPECT FINANCIAL SERVICES LLC

PrivateCIK: 2012519
Location

MELVILLE, NY

104
Positions
$163.80M
Total AUM (reported)
1.79M
Total Shares

Allocation by class

TOTAL AUM$163.80M104 positions
COM$53.69M32.8%
CAP STK CL C$9.87M6.0%
LG-TERM COR BD$9.46M5.8%
CL A$8.06M4.9%
S&P 500 ETF SHS$7.53M4.6%
UNIT SER 1$6.59M4.0%
INT-TERM CORP$6.03M3.7%

Portfolio Concentration

Top 317.5%4–1027.8%11–2527.8%Rest26.9%TOP 1045.3%0%100%
Top 3$28.65M17.5%
4–10$45.59M27.8%
11–25$45.52M27.8%
Rest$44.03M26.9%

Top 3 weight

17.5%

Top 10 weight

45.3%

Voting Authority Distribution

Total shares with voting rights: 1.79M

Sole

Full voting authority

0.00

shares

% of voting shares0.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

1.79M

shares

% of voting shares100.0%

Investment Discretion (by position count)

Sole104
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings104
Rows:

ALPHABET INC

SOLE
CAP STK CL C
Shares34.41K
TypeSH
Market value$9.87M
6.03%
Sole
0.00
Shared
0.00
None
34.41K

VANGUARD SCOTTSDALE FDS

SOLE
LG-TERM COR BD
Shares126.64K
TypeSH
Market value$9.46M
5.78%
Sole
0.00
Shared
0.00
None
126.64K

SL GREEN RLTY CORP

SOLE
COM
Shares252.22K
TypeSH
Market value$9.32M
5.69%
Sole
0.00
Shared
0.00
None
252.22K

BOEING CO

SOLE
COM
Shares42.57K
TypeSH
Market value$8.47M
5.17%
Sole
0.00
Shared
0.00
None
42.57K

VANGUARD INDEX FDS

SOLE
S&P 500 ETF SHS
Shares12.60K
TypeSH
Market value$7.53M
4.60%
Sole
0.00
Shared
0.00
None
12.60K

INVESCO QQQ TR

SOLE
UNIT SER 1
Shares11.43K
TypeSH
Market value$6.59M
4.03%
Sole
0.00
Shared
0.00
None
11.43K

NVIDIA CORPORATION

SOLE
COM
Shares35.14K
TypeSH
Market value$6.13M
3.74%
Sole
0.00
Shared
0.00
None
35.14K

VANGUARD SCOTTSDALE FDS

SOLE
INT-TERM CORP
Shares72.87K
TypeSH
Market value$6.03M
3.68%
Sole
0.00
Shared
0.00
None
72.87K

ALPHABET INC

SOLE
CAP STK CL A
Shares19.99K
TypeSH
Market value$5.75M
3.51%
Sole
0.00
Shared
0.00
None
19.99K

VANGUARD INDEX FDS

SOLE
VALUE ETF
Shares25.91K
TypeSH
Market value$5.08M
3.10%
Sole
0.00
Shared
0.00
None
25.91K

PALANTIR TECHNOLOGIES INC

SOLE
CL A
Shares32.17K
TypeSH
Market value$4.71M
2.87%
Sole
0.00
Shared
0.00
None
32.17K

APPLE INC

SOLE
COM
Shares18.12K
TypeSH
Market value$4.60M
2.81%
Sole
0.00
Shared
0.00
None
18.12K

VANGUARD SPECIALIZED FUNDS

SOLE
DIV APP ETF
Shares20.86K
TypeSH
Market value$4.49M
2.74%
Sole
0.00
Shared
0.00
None
20.86K

VANGUARD INDEX FDS

SOLE
GROWTH ETF
Shares8.02K
TypeSH
Market value$3.51M
2.14%
Sole
0.00
Shared
0.00
None
8.02K

ENERGY TRANSFER L P

SOLE
COM UT LTD PTN
Shares165.17K
TypeSH
Market value$3.19M
1.95%
Sole
0.00
Shared
0.00
None
165.17K

ISHARES TR

SOLE
MRGSTR MD CP GRW
Shares37.92K
TypeSH
Market value$2.99M
1.82%
Sole
0.00
Shared
0.00
None
37.92K

AMAZON COM INC

SOLE
COM
Shares13.85K
TypeSH
Market value$2.88M
1.76%
Sole
0.00
Shared
0.00
None
13.85K

EXXON MOBIL CORP

SOLE
COM
Shares16.77K
TypeSH
Market value$2.85M
1.74%
Sole
0.00
Shared
0.00
None
16.77K

SELECT SECTOR SPDR TR

SOLE
STATE STREET HEA
Shares18.65K
TypeSH
Market value$2.73M
1.67%
Sole
0.00
Shared
0.00
None
18.65K

VANGUARD WHITEHALL FDS

SOLE
HIGH DIV YLD
Shares17.96K
TypeSH
Market value$2.66M
1.62%
Sole
0.00
Shared
0.00
None
17.96K

ORACLE CORP

SOLE
COM
Shares16.20K
TypeSH
Market value$2.38M
1.46%
Sole
0.00
Shared
0.00
None
16.20K

META PLATFORMS INC

SOLE
CL A
Shares4.06K
TypeSH
Market value$2.32M
1.42%
Sole
0.00
Shared
0.00
None
4.06K

SCHWAB STRATEGIC TR

SOLE
US LCAP GR ETF
Shares71.84K
TypeSH
Market value$2.09M
1.28%
Sole
0.00
Shared
0.00
None
71.84K

TESLA INC

SOLE
COM
Shares5.62K
TypeSH
Market value$2.09M
1.28%
Sole
0.00
Shared
0.00
None
5.62K

SPDR SERIES TRUST

SOLE
STATE STREET SPD
Shares26.69K
TypeSH
Market value$2.04M
1.25%
Sole
0.00
Shared
0.00
None
26.69K
Page 1 of 5