PROSPECT FINANCIAL SERVICES LLC

PrivateCIK: 2012519

Location

MELVILLE, NY

115

Positions

$197.43M

Total AUM (reported)

1.97M

Total Shares

Allocation by class

COM$61.44M31.1%

CAP STK CL C$11.58M5.9%

LG-TERM COR BD$11.30M5.7%

S&P 500 ETF SHS$10.09M5.1%

UNIT SER 1$9.27M4.7%

INT-TERM CORP$7.23M3.7%

CAP STK CL A$7.04M3.6%

Portfolio Concentration

Top 3$35.50M18.0%

4–10$55.23M28.0%

11–25$51.39M26.0%

Rest$55.32M28.0%

Top 3 weight

18.0%

Top 10 weight

46.0%

Voting Authority Distribution

Total shares with voting rights: 1.97M

Sole

Full voting authority

0.00

% of voting shares0.0%

Shared

Joint voting authority

0.00

% of voting shares0.0%

None

No voting authority

1.97M

% of voting shares100.0%

Investment Discretion (by position count)

Sole115

Shared0

Other0

Dominant voting typeNone · 100.0% of voting shares

Institutional Holdings115

Rows:

SL GREEN RLTY CORP

SOLE

COM

Shares243.80K

TypeSH

Market value$12.62M

6.39%

Sole

0.00

Shared

0.00

None

243.80K

ALPHABET INC

SOLE

CAP STK CL C

Shares32.77K

TypeSH

Market value$11.58M

5.86%

Sole

0.00

Shared

0.00

None

32.77K

VANGUARD SCOTTSDALE FDS

SOLE

LG-TERM COR BD

Shares150.15K

TypeSH

Market value$11.30M

5.72%

Sole

0.00

Shared

0.00

None

150.15K

VANGUARD INDEX FDS

SOLE

S&P 500 ETF SHS

Shares14.69K

TypeSH

Market value$10.09M

5.11%

Sole

0.00

Shared

0.00

None

14.69K

INVESCO QQQ TR

SOLE

UNIT SER 1

Shares12.59K

TypeSH

Market value$9.27M

4.70%

Sole

0.00

Shared

0.00

None

12.59K

BOEING CO

SOLE

COM

Shares41.43K

TypeSH

Market value$8.97M

4.54%

Sole

0.00

Shared

0.00

None

41.43K

VANGUARD SCOTTSDALE FDS

SOLE

INT-TERM CORP

Shares87.45K

TypeSH

Market value$7.23M

3.66%

Sole

0.00

Shared

0.00

None

87.45K

ALPHABET INC

SOLE

CAP STK CL A

Shares19.69K

TypeSH

Market value$7.04M

3.56%

Sole

0.00

Shared

0.00

None

19.69K

NVIDIA CORPORATION

SOLE

COM

Shares34.47K

TypeSH

Market value$6.90M

3.49%

Sole

0.00

Shared

0.00

None

34.47K

VANGUARD INDEX FDS

SOLE

VALUE ETF

Shares26.33K

TypeSH

Market value$5.74M

2.91%

Sole

0.00

Shared

0.00

None

26.33K

APPLE INC

SOLE

COM

Shares17.47K

TypeSH

Market value$5.05M

2.56%

Sole

0.00

Shared

0.00

None

17.47K

VANGUARD SPECIALIZED FUNDS

SOLE

DIV APP ETF

Shares20.83K

TypeSH

Market value$4.93M

2.50%

Sole

0.00

Shared

0.00

None

20.83K

ISHARES TR

SOLE

MRGSTR MD CP GRW

Shares46.86K

TypeSH

Market value$4.61M

2.33%

Sole

0.00

Shared

0.00

None

46.86K

VANGUARD WHITEHALL FDS

SOLE

HIGH DIV YLD

Shares25.85K

TypeSH

Market value$4.08M

2.07%

Sole

0.00

Shared

0.00

None

25.85K

VANGUARD INDEX FDS

SOLE

GROWTH ETF

Shares47.09K

TypeSH

Market value$4.06M

2.05%

Sole

0.00

Shared

0.00

None

47.09K

SELECT SECTOR SPDR TR

SOLE

ST STR CARE ETF

Shares23.96K

TypeSH

Market value$3.80M

1.93%

Sole

0.00

Shared

0.00

None

23.96K

PALANTIR TECHNOLOGIES INC

SOLE

CL A

Shares31.06K

TypeSH

Market value$3.62M

1.84%

Sole

0.00

Shared

0.00

None

31.06K

AMAZON COM INC

SOLE

COM

Shares13.79K

TypeSH

Market value$3.29M

1.66%

Sole

0.00

Shared

0.00

None

13.79K

SCHWAB STRATEGIC TR

SOLE

US LCAP GR ETF

Shares94.23K

TypeSH

Market value$3.19M

1.62%

Sole

0.00

Shared

0.00

None

94.23K

ENERGY TRANSFER L P

SOLE

COM UT LTD PTN

Shares163.93K

TypeSH

Market value$3.13M

1.59%

Sole

0.00

Shared

0.00

None

163.93K

ORACLE CORP

SOLE

COM

Shares16.85K

TypeSH

Market value$2.47M

1.25%

Sole

0.00

Shared

0.00

None

16.85K

SPDR SERIES TRUST

SOLE

ST STR P500ETF

Shares27.76K

TypeSH

Market value$2.44M

1.24%

Sole

0.00

Shared

0.00

None

27.76K

TESLA INC

SOLE

COM

Shares5.66K

TypeSH

Market value$2.38M

1.21%

Sole

0.00

Shared

0.00

None

5.66K

EXXON MOBIL CORP

SOLE

COM

Shares16.62K

TypeSH

Market value$2.27M

1.15%

Sole

0.00

Shared

0.00

None

16.62K

VANGUARD MUN BD FDS

SOLE

TAX EXEMPT BD

Shares40.78K

TypeSH

Market value$2.06M

1.04%

Sole

0.00

Shared

0.00

None

40.78K

Issuer	Class	Shares	Type	Value / Portfolio %	None
SL GREEN RLTY CORPSOLE	COM	243.80K	SH	$12.62M 6.39%	243.80K
ALPHABET INCSOLE	CAP STK CL C	32.77K	SH	$11.58M 5.86%	32.77K
VANGUARD SCOTTSDALE FDSSOLE	LG-TERM COR BD	150.15K	SH	$11.30M 5.72%	150.15K
VANGUARD INDEX FDSSOLE	S&P 500 ETF SHS	14.69K	SH	$10.09M 5.11%	14.69K
INVESCO QQQ TRSOLE	UNIT SER 1	12.59K	SH	$9.27M 4.70%	12.59K
BOEING COSOLE	COM	41.43K	SH	$8.97M 4.54%	41.43K
VANGUARD SCOTTSDALE FDSSOLE	INT-TERM CORP	87.45K	SH	$7.23M 3.66%	87.45K
ALPHABET INCSOLE	CAP STK CL A	19.69K	SH	$7.04M 3.56%	19.69K
NVIDIA CORPORATIONSOLE	COM	34.47K	SH	$6.90M 3.49%	34.47K
VANGUARD INDEX FDSSOLE	VALUE ETF	26.33K	SH	$5.74M 2.91%	26.33K
APPLE INCSOLE	COM	17.47K	SH	$5.05M 2.56%	17.47K
VANGUARD SPECIALIZED FUNDSSOLE	DIV APP ETF	20.83K	SH	$4.93M 2.50%	20.83K
ISHARES TRSOLE	MRGSTR MD CP GRW	46.86K	SH	$4.61M 2.33%	46.86K
VANGUARD WHITEHALL FDSSOLE	HIGH DIV YLD	25.85K	SH	$4.08M 2.07%	25.85K
VANGUARD INDEX FDSSOLE	GROWTH ETF	47.09K	SH	$4.06M 2.05%	47.09K
SELECT SECTOR SPDR TRSOLE	ST STR CARE ETF	23.96K	SH	$3.80M 1.93%	23.96K
PALANTIR TECHNOLOGIES INCSOLE	CL A	31.06K	SH	$3.62M 1.84%	31.06K
AMAZON COM INCSOLE	COM	13.79K	SH	$3.29M 1.66%	13.79K
SCHWAB STRATEGIC TRSOLE	US LCAP GR ETF	94.23K	SH	$3.19M 1.62%	94.23K
ENERGY TRANSFER L PSOLE	COM UT LTD PTN	163.93K	SH	$3.13M 1.59%	163.93K
ORACLE CORPSOLE	COM	16.85K	SH	$2.47M 1.25%	16.85K
SPDR SERIES TRUSTSOLE	ST STR P500ETF	27.76K	SH	$2.44M 1.24%	27.76K
TESLA INCSOLE	COM	5.66K	SH	$2.38M 1.21%	5.66K
EXXON MOBIL CORPSOLE	COM	16.62K	SH	$2.27M 1.15%	16.62K
VANGUARD MUN BD FDSSOLE	TAX EXEMPT BD	40.78K	SH	$2.06M 1.04%	40.78K

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