Filed: 8/6/2026ACC: 0001951757-26-001121
📋 What this filing means
PROSPECT FINANCIAL SERVICES LLC filed this quarterly 13F‑HR report disclosing 115 equity positions with a total reported market value of $197.43M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
115
Positions
$197.43M
Total AUM (reported)
1.97M
Total Shares
Allocation by class
COM$61.44M31.1%
CAP STK CL C$11.58M5.9%
LG-TERM COR BD$11.30M5.7%
S&P 500 ETF SHS$10.09M5.1%
UNIT SER 1$9.27M4.7%
INT-TERM CORP$7.23M3.7%
CAP STK CL A$7.04M3.6%
Portfolio Concentration
Top 3$35.50M18.0%
4–10$55.23M28.0%
11–25$51.39M26.0%
Rest$55.32M28.0%
Top 3 weight
18.0%
Top 10 weight
46.0%
Voting Authority Distribution
Total shares with voting rights: 1.97M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.97M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole115
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings115
Rows:
SL GREEN RLTY CORP
SOLEShares243.80K
TypeSH
Market value$12.62M
6.39%
Sole
0.00
Shared
0.00
None
243.80K
ALPHABET INC
SOLEShares32.77K
TypeSH
Market value$11.58M
5.86%
Sole
0.00
Shared
0.00
None
32.77K
VANGUARD SCOTTSDALE FDS
SOLEShares150.15K
TypeSH
Market value$11.30M
5.72%
Sole
0.00
Shared
0.00
None
150.15K
VANGUARD INDEX FDS
SOLEShares14.69K
TypeSH
Market value$10.09M
5.11%
Sole
0.00
Shared
0.00
None
14.69K
INVESCO QQQ TR
SOLEShares12.59K
TypeSH
Market value$9.27M
4.70%
Sole
0.00
Shared
0.00
None
12.59K
BOEING CO
SOLEShares41.43K
TypeSH
Market value$8.97M
4.54%
Sole
0.00
Shared
0.00
None
41.43K
VANGUARD SCOTTSDALE FDS
SOLEShares87.45K
TypeSH
Market value$7.23M
3.66%
Sole
0.00
Shared
0.00
None
87.45K
ALPHABET INC
SOLEShares19.69K
TypeSH
Market value$7.04M
3.56%
Sole
0.00
Shared
0.00
None
19.69K
NVIDIA CORPORATION
SOLEShares34.47K
TypeSH
Market value$6.90M
3.49%
Sole
0.00
Shared
0.00
None
34.47K
VANGUARD INDEX FDS
SOLEShares26.33K
TypeSH
Market value$5.74M
2.91%
Sole
0.00
Shared
0.00
None
26.33K
APPLE INC
SOLEShares17.47K
TypeSH
Market value$5.05M
2.56%
Sole
0.00
Shared
0.00
None
17.47K
VANGUARD SPECIALIZED FUNDS
SOLEShares20.83K
TypeSH
Market value$4.93M
2.50%
Sole
0.00
Shared
0.00
None
20.83K
ISHARES TR
SOLEShares46.86K
TypeSH
Market value$4.61M
2.33%
Sole
0.00
Shared
0.00
None
46.86K
VANGUARD WHITEHALL FDS
SOLEShares25.85K
TypeSH
Market value$4.08M
2.07%
Sole
0.00
Shared
0.00
None
25.85K
VANGUARD INDEX FDS
SOLEShares47.09K
TypeSH
Market value$4.06M
2.05%
Sole
0.00
Shared
0.00
None
47.09K
SELECT SECTOR SPDR TR
SOLEShares23.96K
TypeSH
Market value$3.80M
1.93%
Sole
0.00
Shared
0.00
None
23.96K
PALANTIR TECHNOLOGIES INC
SOLEShares31.06K
TypeSH
Market value$3.62M
1.84%
Sole
0.00
Shared
0.00
None
31.06K
AMAZON COM INC
SOLEShares13.79K
TypeSH
Market value$3.29M
1.66%
Sole
0.00
Shared
0.00
None
13.79K
SCHWAB STRATEGIC TR
SOLEShares94.23K
TypeSH
Market value$3.19M
1.62%
Sole
0.00
Shared
0.00
None
94.23K
ENERGY TRANSFER L P
SOLEShares163.93K
TypeSH
Market value$3.13M
1.59%
Sole
0.00
Shared
0.00
None
163.93K
ORACLE CORP
SOLEShares16.85K
TypeSH
Market value$2.47M
1.25%
Sole
0.00
Shared
0.00
None
16.85K
SPDR SERIES TRUST
SOLEShares27.76K
TypeSH
Market value$2.44M
1.24%
Sole
0.00
Shared
0.00
None
27.76K
TESLA INC
SOLEShares5.66K
TypeSH
Market value$2.38M
1.21%
Sole
0.00
Shared
0.00
None
5.66K
EXXON MOBIL CORP
SOLEShares16.62K
TypeSH
Market value$2.27M
1.15%
Sole
0.00
Shared
0.00
None
16.62K
VANGUARD MUN BD FDS
SOLEShares40.78K
TypeSH
Market value$2.06M
1.04%
Sole
0.00
Shared
0.00
None
40.78K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SL GREEN RLTY CORPSOLE | COM | 243.80K | SH | $12.62M 6.39% | 0.00 | 0.00 | 243.80K |
ALPHABET INCSOLE | CAP STK CL C | 32.77K | SH | $11.58M 5.86% | 0.00 | 0.00 | 32.77K |
VANGUARD SCOTTSDALE FDSSOLE | LG-TERM COR BD | 150.15K | SH | $11.30M 5.72% | 0.00 | 0.00 | 150.15K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 14.69K | SH | $10.09M 5.11% | 0.00 | 0.00 | 14.69K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 12.59K | SH | $9.27M 4.70% | 0.00 | 0.00 | 12.59K |
BOEING COSOLE | COM | 41.43K | SH | $8.97M 4.54% | 0.00 | 0.00 | 41.43K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 87.45K | SH | $7.23M 3.66% | 0.00 | 0.00 | 87.45K |
ALPHABET INCSOLE | CAP STK CL A | 19.69K | SH | $7.04M 3.56% | 0.00 | 0.00 | 19.69K |
NVIDIA CORPORATIONSOLE | COM | 34.47K | SH | $6.90M 3.49% | 0.00 | 0.00 | 34.47K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 26.33K | SH | $5.74M 2.91% | 0.00 | 0.00 | 26.33K |
APPLE INCSOLE | COM | 17.47K | SH | $5.05M 2.56% | 0.00 | 0.00 | 17.47K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 20.83K | SH | $4.93M 2.50% | 0.00 | 0.00 | 20.83K |
ISHARES TRSOLE | MRGSTR MD CP GRW | 46.86K | SH | $4.61M 2.33% | 0.00 | 0.00 | 46.86K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 25.85K | SH | $4.08M 2.07% | 0.00 | 0.00 | 25.85K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 47.09K | SH | $4.06M 2.05% | 0.00 | 0.00 | 47.09K |
SELECT SECTOR SPDR TRSOLE | ST STR CARE ETF | 23.96K | SH | $3.80M 1.93% | 0.00 | 0.00 | 23.96K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 31.06K | SH | $3.62M 1.84% | 0.00 | 0.00 | 31.06K |
AMAZON COM INCSOLE | COM | 13.79K | SH | $3.29M 1.66% | 0.00 | 0.00 | 13.79K |
SCHWAB STRATEGIC TRSOLE | US LCAP GR ETF | 94.23K | SH | $3.19M 1.62% | 0.00 | 0.00 | 94.23K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 163.93K | SH | $3.13M 1.59% | 0.00 | 0.00 | 163.93K |
ORACLE CORPSOLE | COM | 16.85K | SH | $2.47M 1.25% | 0.00 | 0.00 | 16.85K |
SPDR SERIES TRUSTSOLE | ST STR P500ETF | 27.76K | SH | $2.44M 1.24% | 0.00 | 0.00 | 27.76K |
TESLA INCSOLE | COM | 5.66K | SH | $2.38M 1.21% | 0.00 | 0.00 | 5.66K |
EXXON MOBIL CORPSOLE | COM | 16.62K | SH | $2.27M 1.15% | 0.00 | 0.00 | 16.62K |
VANGUARD MUN BD FDSSOLE | TAX EXEMPT BD | 40.78K | SH | $2.06M 1.04% | 0.00 | 0.00 | 40.78K |
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