Filed: 2/6/2026ACC: 0001951757-26-000392
📋 What this filing means
PROSPECT FINANCIAL SERVICES LLC filed this quarterly 13F‑HR report disclosing 104 equity positions with a total reported market value of $174.12M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
104
Positions
$174.12M
Total AUM (reported)
1.87M
Total Shares
Allocation by class
COM$56.35M32.4%
CAP STK CL C$12.10M6.9%
LG-TERM COR BD$9.85M5.7%
CL A$9.36M5.4%
S&P 500 ETF SHS$7.10M4.1%
UNIT SER 1$7.06M4.1%
CAP STK CL A$6.49M3.7%
Portfolio Concentration
Top 3$33.82M19.4%
4–10$48.14M27.6%
11–25$48.00M27.6%
Rest$44.17M25.4%
Top 3 weight
19.4%
Top 10 weight
47.1%
Voting Authority Distribution
Total shares with voting rights: 1.87M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.87M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole104
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings104
Rows:
ALPHABET INC
SOLEShares38.56K
TypeSH
Market value$12.10M
6.95%
Sole
0.00
Shared
0.00
None
38.56K
SL GREEN RLTY CORP
SOLEShares258.67K
TypeSH
Market value$11.87M
6.81%
Sole
0.00
Shared
0.00
None
258.67K
VANGUARD SCOTTSDALE FDS
SOLEShares129.86K
TypeSH
Market value$9.85M
5.66%
Sole
0.00
Shared
0.00
None
129.86K
BOEING CO
SOLEShares42.78K
TypeSH
Market value$9.29M
5.33%
Sole
0.00
Shared
0.00
None
42.78K
VANGUARD INDEX FDS
SOLEShares11.33K
TypeSH
Market value$7.10M
4.08%
Sole
0.00
Shared
0.00
None
11.33K
INVESCO QQQ TR
SOLEShares11.49K
TypeSH
Market value$7.06M
4.06%
Sole
0.00
Shared
0.00
None
11.49K
NVIDIA CORPORATION
SOLEShares35.18K
TypeSH
Market value$6.56M
3.77%
Sole
0.00
Shared
0.00
None
35.18K
ALPHABET INC
SOLEShares20.74K
TypeSH
Market value$6.49M
3.73%
Sole
0.00
Shared
0.00
None
20.74K
VANGUARD SCOTTSDALE FDS
SOLEShares75.39K
TypeSH
Market value$6.31M
3.63%
Sole
0.00
Shared
0.00
None
75.39K
PALANTIR TECHNOLOGIES INC
SOLEShares29.93K
TypeSH
Market value$5.32M
3.06%
Sole
0.00
Shared
0.00
None
29.93K
VANGUARD INDEX FDS
SOLEShares26.39K
TypeSH
Market value$5.04M
2.89%
Sole
0.00
Shared
0.00
None
26.39K
APPLE INC
SOLEShares18.15K
TypeSH
Market value$4.94M
2.83%
Sole
0.00
Shared
0.00
None
18.15K
VANGUARD SPECIALIZED FUNDS
SOLEShares22.39K
TypeSH
Market value$4.92M
2.83%
Sole
0.00
Shared
0.00
None
22.39K
VANGUARD INDEX FDS
SOLEShares8.14K
TypeSH
Market value$3.97M
2.28%
Sole
0.00
Shared
0.00
None
8.14K
VORNADO RLTY TR
SOLEShares98.67K
TypeSH
Market value$3.28M
1.89%
Sole
0.00
Shared
0.00
None
98.67K
AMAZON COM INC
SOLEShares14.20K
TypeSH
Market value$3.28M
1.88%
Sole
0.00
Shared
0.00
None
14.20K
SELECT SECTOR SPDR TR
SOLEShares21.15K
TypeSH
Market value$3.27M
1.88%
Sole
0.00
Shared
0.00
None
21.15K
ISHARES TR
SOLEShares37.63K
TypeSH
Market value$3.00M
1.73%
Sole
0.00
Shared
0.00
None
37.63K
META PLATFORMS INC
SOLEShares4.30K
TypeSH
Market value$2.84M
1.63%
Sole
0.00
Shared
0.00
None
4.30K
ENERGY TRANSFER L P
SOLEShares168.22K
TypeSH
Market value$2.77M
1.59%
Sole
0.00
Shared
0.00
None
168.22K
TESLA INC
SOLEShares5.42K
TypeSH
Market value$2.44M
1.40%
Sole
0.00
Shared
0.00
None
5.42K
SPDR SERIES TRUST
SOLEShares26.53K
TypeSH
Market value$2.13M
1.22%
Sole
0.00
Shared
0.00
None
26.53K
EXXON MOBIL CORP
SOLEShares17.39K
TypeSH
Market value$2.09M
1.20%
Sole
0.00
Shared
0.00
None
17.39K
MICROSOFT CORP
SOLEShares4.21K
TypeSH
Market value$2.04M
1.17%
Sole
0.00
Shared
0.00
None
4.21K
VANGUARD WHITEHALL FDS
SOLEShares13.84K
TypeSH
Market value$1.99M
1.14%
Sole
0.00
Shared
0.00
None
13.84K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
ALPHABET INCSOLE | CAP STK CL C | 38.56K | SH | $12.10M 6.95% | 0.00 | 0.00 | 38.56K |
SL GREEN RLTY CORPSOLE | COM | 258.67K | SH | $11.87M 6.81% | 0.00 | 0.00 | 258.67K |
VANGUARD SCOTTSDALE FDSSOLE | LG-TERM COR BD | 129.86K | SH | $9.85M 5.66% | 0.00 | 0.00 | 129.86K |
BOEING COSOLE | COM | 42.78K | SH | $9.29M 5.33% | 0.00 | 0.00 | 42.78K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 11.33K | SH | $7.10M 4.08% | 0.00 | 0.00 | 11.33K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 11.49K | SH | $7.06M 4.06% | 0.00 | 0.00 | 11.49K |
NVIDIA CORPORATIONSOLE | COM | 35.18K | SH | $6.56M 3.77% | 0.00 | 0.00 | 35.18K |
ALPHABET INCSOLE | CAP STK CL A | 20.74K | SH | $6.49M 3.73% | 0.00 | 0.00 | 20.74K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 75.39K | SH | $6.31M 3.63% | 0.00 | 0.00 | 75.39K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 29.93K | SH | $5.32M 3.06% | 0.00 | 0.00 | 29.93K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 26.39K | SH | $5.04M 2.89% | 0.00 | 0.00 | 26.39K |
APPLE INCSOLE | COM | 18.15K | SH | $4.94M 2.83% | 0.00 | 0.00 | 18.15K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 22.39K | SH | $4.92M 2.83% | 0.00 | 0.00 | 22.39K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 8.14K | SH | $3.97M 2.28% | 0.00 | 0.00 | 8.14K |
VORNADO RLTY TRSOLE | SH BEN INT | 98.67K | SH | $3.28M 1.89% | 0.00 | 0.00 | 98.67K |
AMAZON COM INCSOLE | COM | 14.20K | SH | $3.28M 1.88% | 0.00 | 0.00 | 14.20K |
SELECT SECTOR SPDR TRSOLE | STATE STREET HEA | 21.15K | SH | $3.27M 1.88% | 0.00 | 0.00 | 21.15K |
ISHARES TRSOLE | MRGSTR MD CP GRW | 37.63K | SH | $3.00M 1.73% | 0.00 | 0.00 | 37.63K |
META PLATFORMS INCSOLE | CL A | 4.30K | SH | $2.84M 1.63% | 0.00 | 0.00 | 4.30K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 168.22K | SH | $2.77M 1.59% | 0.00 | 0.00 | 168.22K |
TESLA INCSOLE | COM | 5.42K | SH | $2.44M 1.40% | 0.00 | 0.00 | 5.42K |
SPDR SERIES TRUSTSOLE | STATE STREET SPD | 26.53K | SH | $2.13M 1.22% | 0.00 | 0.00 | 26.53K |
EXXON MOBIL CORPSOLE | COM | 17.39K | SH | $2.09M 1.20% | 0.00 | 0.00 | 17.39K |
MICROSOFT CORPSOLE | COM | 4.21K | SH | $2.04M 1.17% | 0.00 | 0.00 | 4.21K |
VANGUARD WHITEHALL FDSSOLE | HIGH DIV YLD | 13.84K | SH | $1.99M 1.14% | 0.00 | 0.00 | 13.84K |
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