Filed: 11/7/2025ACC: 0001951757-25-001308
📋 What this filing means
PROSPECT FINANCIAL SERVICES LLC filed this quarterly 13F‑HR report disclosing 104 equity positions with a total reported market value of $173.87M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
104
Positions
$173.87M
Total AUM (reported)
1.88M
Total Shares
Allocation by class
COM$59.23M34.1%
CL A$10.41M6.0%
CAP STK CL C$9.51M5.5%
LG-TERM COR BD$9.39M5.4%
UNIT SER 1$7.23M4.2%
S&P 500 ETF SHS$6.71M3.9%
INT-TERM CORP$6.10M3.5%
Portfolio Concentration
Top 3$31.83M18.3%
4–10$48.34M27.8%
11–25$48.33M27.8%
Rest$45.37M26.1%
Top 3 weight
18.3%
Top 10 weight
46.1%
Voting Authority Distribution
Total shares with voting rights: 1.88M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.88M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole104
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings104
Rows:
SL GREEN RLTY CORP
SOLEShares216.11K
TypeSH
Market value$12.93M
7.43%
Sole
0.00
Shared
0.00
None
216.11K
ALPHABET INC
SOLEShares39.04K
TypeSH
Market value$9.51M
5.47%
Sole
0.00
Shared
0.00
None
39.04K
VANGUARD SCOTTSDALE FDS
SOLEShares120.94K
TypeSH
Market value$9.39M
5.40%
Sole
0.00
Shared
0.00
None
120.94K
BOEING CO
SOLEShares42.81K
TypeSH
Market value$9.24M
5.31%
Sole
0.00
Shared
0.00
None
42.81K
NVIDIA CORPORATION
SOLEShares40.42K
TypeSH
Market value$7.54M
4.34%
Sole
0.00
Shared
0.00
None
40.42K
INVESCO QQQ TR
SOLEShares12.04K
TypeSH
Market value$7.23M
4.16%
Sole
0.00
Shared
0.00
None
12.04K
VANGUARD INDEX FDS
SOLEShares10.96K
TypeSH
Market value$6.71M
3.86%
Sole
0.00
Shared
0.00
None
10.96K
PALANTIR TECHNOLOGIES INC
SOLEShares35.09K
TypeSH
Market value$6.40M
3.68%
Sole
0.00
Shared
0.00
None
35.09K
VANGUARD SCOTTSDALE FDS
SOLEShares72.56K
TypeSH
Market value$6.10M
3.51%
Sole
0.00
Shared
0.00
None
72.56K
ALPHABET INC
SOLEShares21.03K
TypeSH
Market value$5.11M
2.94%
Sole
0.00
Shared
0.00
None
21.03K
VANGUARD INDEX FDS
SOLEShares27.41K
TypeSH
Market value$5.11M
2.94%
Sole
0.00
Shared
0.00
None
27.41K
APPLE INC
SOLEShares19.05K
TypeSH
Market value$4.85M
2.79%
Sole
0.00
Shared
0.00
None
19.05K
VANGUARD SPECIALIZED FUNDS
SOLEShares22.27K
TypeSH
Market value$4.80M
2.76%
Sole
0.00
Shared
0.00
None
22.27K
VORNADO RLTY TR
SOLEShares100.27K
TypeSH
Market value$4.06M
2.34%
Sole
0.00
Shared
0.00
None
100.27K
VANGUARD INDEX FDS
SOLEShares8.23K
TypeSH
Market value$3.95M
2.27%
Sole
0.00
Shared
0.00
None
8.23K
ENERGY TRANSFER L P
SOLEShares183.52K
TypeSH
Market value$3.15M
1.81%
Sole
0.00
Shared
0.00
None
183.52K
AMAZON COM INC
SOLEShares13.93K
TypeSH
Market value$3.06M
1.76%
Sole
0.00
Shared
0.00
None
13.93K
ISHARES TR
SOLEShares36.77K
TypeSH
Market value$3.04M
1.75%
Sole
0.00
Shared
0.00
None
36.77K
META PLATFORMS INC
SOLEShares3.75K
TypeSH
Market value$2.76M
1.59%
Sole
0.00
Shared
0.00
None
3.75K
SELECT SECTOR SPDR TR
SOLEShares18.29K
TypeSH
Market value$2.55M
1.46%
Sole
0.00
Shared
0.00
None
18.29K
TESLA INC
SOLEShares5.65K
TypeSH
Market value$2.51M
1.45%
Sole
0.00
Shared
0.00
None
5.65K
MICROSOFT CORP
SOLEShares4.46K
TypeSH
Market value$2.31M
1.33%
Sole
0.00
Shared
0.00
None
4.46K
SPDR SERIES TRUST
SOLEShares27.27K
TypeSH
Market value$2.14M
1.23%
Sole
0.00
Shared
0.00
None
27.27K
ISHARES BITCOIN TRUST ETF
SOLEShares31.32K
TypeSH
Market value$2.04M
1.17%
Sole
0.00
Shared
0.00
None
31.32K
EXXON MOBIL CORP
SOLEShares17.79K
TypeSH
Market value$2.01M
1.15%
Sole
0.00
Shared
0.00
None
17.79K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SL GREEN RLTY CORPSOLE | COM | 216.11K | SH | $12.93M 7.43% | 0.00 | 0.00 | 216.11K |
ALPHABET INCSOLE | CAP STK CL C | 39.04K | SH | $9.51M 5.47% | 0.00 | 0.00 | 39.04K |
VANGUARD SCOTTSDALE FDSSOLE | LG-TERM COR BD | 120.94K | SH | $9.39M 5.40% | 0.00 | 0.00 | 120.94K |
BOEING COSOLE | COM | 42.81K | SH | $9.24M 5.31% | 0.00 | 0.00 | 42.81K |
NVIDIA CORPORATIONSOLE | COM | 40.42K | SH | $7.54M 4.34% | 0.00 | 0.00 | 40.42K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 12.04K | SH | $7.23M 4.16% | 0.00 | 0.00 | 12.04K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 10.96K | SH | $6.71M 3.86% | 0.00 | 0.00 | 10.96K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 35.09K | SH | $6.40M 3.68% | 0.00 | 0.00 | 35.09K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 72.56K | SH | $6.10M 3.51% | 0.00 | 0.00 | 72.56K |
ALPHABET INCSOLE | CAP STK CL A | 21.03K | SH | $5.11M 2.94% | 0.00 | 0.00 | 21.03K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 27.41K | SH | $5.11M 2.94% | 0.00 | 0.00 | 27.41K |
APPLE INCSOLE | COM | 19.05K | SH | $4.85M 2.79% | 0.00 | 0.00 | 19.05K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 22.27K | SH | $4.80M 2.76% | 0.00 | 0.00 | 22.27K |
VORNADO RLTY TRSOLE | SH BEN INT | 100.27K | SH | $4.06M 2.34% | 0.00 | 0.00 | 100.27K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 8.23K | SH | $3.95M 2.27% | 0.00 | 0.00 | 8.23K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 183.52K | SH | $3.15M 1.81% | 0.00 | 0.00 | 183.52K |
AMAZON COM INCSOLE | COM | 13.93K | SH | $3.06M 1.76% | 0.00 | 0.00 | 13.93K |
ISHARES TRSOLE | MRGSTR MD CP GRW | 36.77K | SH | $3.04M 1.75% | 0.00 | 0.00 | 36.77K |
META PLATFORMS INCSOLE | CL A | 3.75K | SH | $2.76M 1.59% | 0.00 | 0.00 | 3.75K |
SELECT SECTOR SPDR TRSOLE | SBI HEALTHCARE | 18.29K | SH | $2.55M 1.46% | 0.00 | 0.00 | 18.29K |
TESLA INCSOLE | COM | 5.65K | SH | $2.51M 1.45% | 0.00 | 0.00 | 5.65K |
MICROSOFT CORPSOLE | COM | 4.46K | SH | $2.31M 1.33% | 0.00 | 0.00 | 4.46K |
SPDR SERIES TRUSTSOLE | PORTFOLIO S&P500 | 27.27K | SH | $2.14M 1.23% | 0.00 | 0.00 | 27.27K |
ISHARES BITCOIN TRUST ETFSOLE | SHS BEN INT | 31.32K | SH | $2.04M 1.17% | 0.00 | 0.00 | 31.32K |
EXXON MOBIL CORPSOLE | COM | 17.79K | SH | $2.01M 1.15% | 0.00 | 0.00 | 17.79K |
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