Filed: 1/22/2025ACC: 0001951757-25-000107
📋 What this filing means
PROSPECT FINANCIAL SERVICES LLC filed this quarterly 13F‑HR report disclosing 115 equity positions with a total reported market value of $183.37M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
115
Positions
$183.37M
Total AUM (reported)
2.62M
Total Shares
Allocation by class
COM$82.45M45.0%
CL A$9.17M5.0%
LG-TERM COR BD$9.06M4.9%
CAP STK CL C$7.15M3.9%
CAP STK CL A$5.37M2.9%
INT-TERM CORP$5.36M2.9%
UNIT SER 1$5.26M2.9%
Portfolio Concentration
Top 3$38.33M20.9%
4–10$45.37M24.7%
11–25$52.22M28.5%
Rest$47.45M25.9%
Top 3 weight
20.9%
Top 10 weight
45.6%
Voting Authority Distribution
Total shares with voting rights: 2.62M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.62M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole115
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings115
Rows:
SL GREEN RLTY CORP
SOLEShares230.08K
TypeSH
Market value$15.63M
8.52%
Sole
0.00
Shared
0.00
None
230.08K
APPLE INC
SOLEShares54.48K
TypeSH
Market value$13.64M
7.44%
Sole
0.00
Shared
0.00
None
54.48K
VANGUARD SCOTTSDALE FDS
SOLEShares121.17K
TypeSH
Market value$9.06M
4.94%
Sole
0.00
Shared
0.00
None
121.17K
BOEING CO
SOLEShares46.82K
TypeSH
Market value$8.29M
4.52%
Sole
0.00
Shared
0.00
None
46.82K
ALPHABET INC
SOLEShares37.54K
TypeSH
Market value$7.15M
3.90%
Sole
0.00
Shared
0.00
None
37.54K
NVIDIA CORPORATION
SOLEShares51.22K
TypeSH
Market value$6.88M
3.75%
Sole
0.00
Shared
0.00
None
51.22K
AMAZON COM INC
SOLEShares29.34K
TypeSH
Market value$6.44M
3.51%
Sole
0.00
Shared
0.00
None
29.34K
PAYPAL HLDGS INC
SOLEShares68.96K
TypeSH
Market value$5.89M
3.21%
Sole
0.00
Shared
0.00
None
68.96K
ALPHABET INC
SOLEShares28.38K
TypeSH
Market value$5.37M
2.93%
Sole
0.00
Shared
0.00
None
28.38K
VANGUARD SCOTTSDALE FDS
SOLEShares66.74K
TypeSH
Market value$5.36M
2.92%
Sole
0.00
Shared
0.00
None
66.74K
INVESCO QQQ TR
SOLEShares10.29K
TypeSH
Market value$5.26M
2.87%
Sole
0.00
Shared
0.00
None
10.29K
VANGUARD INDEX FDS
SOLEShares28.08K
TypeSH
Market value$4.75M
2.59%
Sole
0.00
Shared
0.00
None
28.08K
VANGUARD SPECIALIZED FUNDS
SOLEShares23.72K
TypeSH
Market value$4.64M
2.53%
Sole
0.00
Shared
0.00
None
23.72K
VORNADO RLTY TR
SOLEShares106.29K
TypeSH
Market value$4.47M
2.44%
Sole
0.00
Shared
0.00
None
106.29K
ENERGY TRANSFER L P
SOLEShares212.61K
TypeSH
Market value$4.17M
2.27%
Sole
0.00
Shared
0.00
None
212.61K
MICROSOFT CORP
SOLEShares9.49K
TypeSH
Market value$4.00M
2.18%
Sole
0.00
Shared
0.00
None
9.49K
VANGUARD INDEX FDS
SOLEShares8.74K
TypeSH
Market value$3.59M
1.96%
Sole
0.00
Shared
0.00
None
8.74K
META PLATFORMS INC
SOLEShares5.86K
TypeSH
Market value$3.43M
1.87%
Sole
0.00
Shared
0.00
None
5.86K
VANGUARD SCOTTSDALE FDS
SOLEShares39.61K
TypeSH
Market value$3.09M
1.69%
Sole
0.00
Shared
0.00
None
39.61K
TESLA INC
SOLEShares7.50K
TypeSH
Market value$3.03M
1.65%
Sole
0.00
Shared
0.00
None
7.50K
PALANTIR TECHNOLOGIES INC
SOLEShares37.05K
TypeSH
Market value$2.80M
1.53%
Sole
0.00
Shared
0.00
None
37.05K
EXXON MOBIL CORP
SOLEShares25.83K
TypeSH
Market value$2.78M
1.52%
Sole
0.00
Shared
0.00
None
25.83K
VANGUARD INDEX FDS
SOLEShares4.31K
TypeSH
Market value$2.32M
1.27%
Sole
0.00
Shared
0.00
None
4.31K
ISHARES TR
SOLEShares27.23K
TypeSH
Market value$2.06M
1.12%
Sole
0.00
Shared
0.00
None
27.23K
VERIZON COMMUNICATIONS INC
SOLEShares45.92K
TypeSH
Market value$1.84M
1.00%
Sole
0.00
Shared
0.00
None
45.92K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SL GREEN RLTY CORPSOLE | COM | 230.08K | SH | $15.63M 8.52% | 0.00 | 0.00 | 230.08K |
APPLE INCSOLE | COM | 54.48K | SH | $13.64M 7.44% | 0.00 | 0.00 | 54.48K |
VANGUARD SCOTTSDALE FDSSOLE | LG-TERM COR BD | 121.17K | SH | $9.06M 4.94% | 0.00 | 0.00 | 121.17K |
BOEING COSOLE | COM | 46.82K | SH | $8.29M 4.52% | 0.00 | 0.00 | 46.82K |
ALPHABET INCSOLE | CAP STK CL C | 37.54K | SH | $7.15M 3.90% | 0.00 | 0.00 | 37.54K |
NVIDIA CORPORATIONSOLE | COM | 51.22K | SH | $6.88M 3.75% | 0.00 | 0.00 | 51.22K |
AMAZON COM INCSOLE | COM | 29.34K | SH | $6.44M 3.51% | 0.00 | 0.00 | 29.34K |
PAYPAL HLDGS INCSOLE | COM | 68.96K | SH | $5.89M 3.21% | 0.00 | 0.00 | 68.96K |
ALPHABET INCSOLE | CAP STK CL A | 28.38K | SH | $5.37M 2.93% | 0.00 | 0.00 | 28.38K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 66.74K | SH | $5.36M 2.92% | 0.00 | 0.00 | 66.74K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 10.29K | SH | $5.26M 2.87% | 0.00 | 0.00 | 10.29K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 28.08K | SH | $4.75M 2.59% | 0.00 | 0.00 | 28.08K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 23.72K | SH | $4.64M 2.53% | 0.00 | 0.00 | 23.72K |
VORNADO RLTY TRSOLE | SH BEN INT | 106.29K | SH | $4.47M 2.44% | 0.00 | 0.00 | 106.29K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 212.61K | SH | $4.17M 2.27% | 0.00 | 0.00 | 212.61K |
MICROSOFT CORPSOLE | COM | 9.49K | SH | $4.00M 2.18% | 0.00 | 0.00 | 9.49K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 8.74K | SH | $3.59M 1.96% | 0.00 | 0.00 | 8.74K |
META PLATFORMS INCSOLE | CL A | 5.86K | SH | $3.43M 1.87% | 0.00 | 0.00 | 5.86K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 39.61K | SH | $3.09M 1.69% | 0.00 | 0.00 | 39.61K |
TESLA INCSOLE | COM | 7.50K | SH | $3.03M 1.65% | 0.00 | 0.00 | 7.50K |
PALANTIR TECHNOLOGIES INCSOLE | CL A | 37.05K | SH | $2.80M 1.53% | 0.00 | 0.00 | 37.05K |
EXXON MOBIL CORPSOLE | COM | 25.83K | SH | $2.78M 1.52% | 0.00 | 0.00 | 25.83K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 4.31K | SH | $2.32M 1.27% | 0.00 | 0.00 | 4.31K |
ISHARES TRSOLE | MRGSTR MD CP GRW | 27.23K | SH | $2.06M 1.12% | 0.00 | 0.00 | 27.23K |
VERIZON COMMUNICATIONS INCSOLE | COM | 45.92K | SH | $1.84M 1.00% | 0.00 | 0.00 | 45.92K |
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