Filed: 10/15/2024ACC: 0001951757-24-001039
📋 What this filing means
PROSPECT FINANCIAL SERVICES LLC filed this quarterly 13F‑HR report disclosing 105 equity positions with a total reported market value of $161.29M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
105
Positions
$161.29M
Total AUM (reported)
2.30M
Total Shares
Allocation by class
COM$79.22M49.1%
CAP STK CL C$6.31M3.9%
LG-TERM COR BD$5.62M3.5%
CL A$5.29M3.3%
UNIT SER 1$4.69M2.9%
CAP STK CL A$4.66M2.9%
VALUE ETF$4.59M2.8%
Portfolio Concentration
Top 3$37.22M23.1%
4–10$37.27M23.1%
11–25$45.85M28.4%
Rest$40.94M25.4%
Top 3 weight
23.1%
Top 10 weight
46.2%
Voting Authority Distribution
Total shares with voting rights: 2.30M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.30M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole105
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings105
Rows:
SL GREEN RLTY CORP
SOLEShares259.41K
TypeSH
Market value$18.06M
11.20%
Sole
0.00
Shared
0.00
None
259.41K
APPLE INC
SOLEShares54.52K
TypeSH
Market value$12.70M
7.88%
Sole
0.00
Shared
0.00
None
54.52K
NVIDIA CORPORATION
SOLEShares53.16K
TypeSH
Market value$6.46M
4.00%
Sole
0.00
Shared
0.00
None
53.16K
ALPHABET INC
SOLEShares37.75K
TypeSH
Market value$6.31M
3.91%
Sole
0.00
Shared
0.00
None
37.75K
VANGUARD SCOTTSDALE FDS
SOLEShares69.24K
TypeSH
Market value$5.62M
3.49%
Sole
0.00
Shared
0.00
None
69.24K
PAYPAL HLDGS INC
SOLEShares70.81K
TypeSH
Market value$5.53M
3.43%
Sole
0.00
Shared
0.00
None
70.81K
AMAZON COM INC
SOLEShares28.88K
TypeSH
Market value$5.38M
3.34%
Sole
0.00
Shared
0.00
None
28.88K
BOEING CO
SOLEShares33.38K
TypeSH
Market value$5.08M
3.15%
Sole
0.00
Shared
0.00
None
33.38K
INVESCO QQQ TR
SOLEShares9.62K
TypeSH
Market value$4.69M
2.91%
Sole
0.00
Shared
0.00
None
9.62K
ALPHABET INC
SOLEShares28.12K
TypeSH
Market value$4.66M
2.89%
Sole
0.00
Shared
0.00
None
28.12K
VANGUARD INDEX FDS
SOLEShares26.27K
TypeSH
Market value$4.59M
2.84%
Sole
0.00
Shared
0.00
None
26.27K
VORNADO RLTY TR
SOLEShares113.43K
TypeSH
Market value$4.47M
2.77%
Sole
0.00
Shared
0.00
None
113.43K
VANGUARD SPECIALIZED FUNDS
SOLEShares22.11K
TypeSH
Market value$4.38M
2.71%
Sole
0.00
Shared
0.00
None
22.11K
MICROSOFT CORP
SOLEShares9.39K
TypeSH
Market value$4.04M
2.51%
Sole
0.00
Shared
0.00
None
9.39K
ENERGY TRANSFER L P
SOLEShares217.17K
TypeSH
Market value$3.49M
2.16%
Sole
0.00
Shared
0.00
None
217.17K
EXXON MOBIL CORP
SOLEShares28.65K
TypeSH
Market value$3.36M
2.08%
Sole
0.00
Shared
0.00
None
28.65K
VANGUARD SCOTTSDALE FDS
SOLEShares41.97K
TypeSH
Market value$3.33M
2.07%
Sole
0.00
Shared
0.00
None
41.97K
VANGUARD SCOTTSDALE FDS
SOLEShares38.46K
TypeSH
Market value$3.22M
2.00%
Sole
0.00
Shared
0.00
None
38.46K
VANGUARD INDEX FDS
SOLEShares8.20K
TypeSH
Market value$3.15M
1.95%
Sole
0.00
Shared
0.00
None
8.20K
VERIZON COMMUNICATIONS INC
SOLEShares54.23K
TypeSH
Market value$2.44M
1.51%
Sole
0.00
Shared
0.00
None
54.23K
META PLATFORMS INC
SOLEShares3.79K
TypeSH
Market value$2.17M
1.35%
Sole
0.00
Shared
0.00
None
3.79K
VANGUARD INDEX FDS
SOLEShares4.06K
TypeSH
Market value$2.14M
1.33%
Sole
0.00
Shared
0.00
None
4.06K
TESLA INC
SOLEShares7.47K
TypeSH
Market value$1.96M
1.21%
Sole
0.00
Shared
0.00
None
7.47K
ISHARES TR
SOLEShares22.85K
TypeSH
Market value$1.67M
1.03%
Sole
0.00
Shared
0.00
None
22.85K
ISHARES TR
SOLEShares43.90K
TypeSH
Market value$1.46M
0.90%
Sole
0.00
Shared
0.00
None
43.90K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SL GREEN RLTY CORPSOLE | COM | 259.41K | SH | $18.06M 11.20% | 0.00 | 0.00 | 259.41K |
APPLE INCSOLE | COM | 54.52K | SH | $12.70M 7.88% | 0.00 | 0.00 | 54.52K |
NVIDIA CORPORATIONSOLE | COM | 53.16K | SH | $6.46M 4.00% | 0.00 | 0.00 | 53.16K |
ALPHABET INCSOLE | CAP STK CL C | 37.75K | SH | $6.31M 3.91% | 0.00 | 0.00 | 37.75K |
VANGUARD SCOTTSDALE FDSSOLE | LG-TERM COR BD | 69.24K | SH | $5.62M 3.49% | 0.00 | 0.00 | 69.24K |
PAYPAL HLDGS INCSOLE | COM | 70.81K | SH | $5.53M 3.43% | 0.00 | 0.00 | 70.81K |
AMAZON COM INCSOLE | COM | 28.88K | SH | $5.38M 3.34% | 0.00 | 0.00 | 28.88K |
BOEING COSOLE | COM | 33.38K | SH | $5.08M 3.15% | 0.00 | 0.00 | 33.38K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 9.62K | SH | $4.69M 2.91% | 0.00 | 0.00 | 9.62K |
ALPHABET INCSOLE | CAP STK CL A | 28.12K | SH | $4.66M 2.89% | 0.00 | 0.00 | 28.12K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 26.27K | SH | $4.59M 2.84% | 0.00 | 0.00 | 26.27K |
VORNADO RLTY TRSOLE | SH BEN INT | 113.43K | SH | $4.47M 2.77% | 0.00 | 0.00 | 113.43K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 22.11K | SH | $4.38M 2.71% | 0.00 | 0.00 | 22.11K |
MICROSOFT CORPSOLE | COM | 9.39K | SH | $4.04M 2.51% | 0.00 | 0.00 | 9.39K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 217.17K | SH | $3.49M 2.16% | 0.00 | 0.00 | 217.17K |
EXXON MOBIL CORPSOLE | COM | 28.65K | SH | $3.36M 2.08% | 0.00 | 0.00 | 28.65K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 41.97K | SH | $3.33M 2.07% | 0.00 | 0.00 | 41.97K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 38.46K | SH | $3.22M 2.00% | 0.00 | 0.00 | 38.46K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 8.20K | SH | $3.15M 1.95% | 0.00 | 0.00 | 8.20K |
VERIZON COMMUNICATIONS INCSOLE | COM | 54.23K | SH | $2.44M 1.51% | 0.00 | 0.00 | 54.23K |
META PLATFORMS INCSOLE | CL A | 3.79K | SH | $2.17M 1.35% | 0.00 | 0.00 | 3.79K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 4.06K | SH | $2.14M 1.33% | 0.00 | 0.00 | 4.06K |
TESLA INCSOLE | COM | 7.47K | SH | $1.96M 1.21% | 0.00 | 0.00 | 7.47K |
ISHARES TRSOLE | MRGSTR MD CP GRW | 22.85K | SH | $1.67M 1.03% | 0.00 | 0.00 | 22.85K |
ISHARES TRSOLE | PFD AND INCM SEC | 43.90K | SH | $1.46M 0.90% | 0.00 | 0.00 | 43.90K |
Page 1 of 5
…