Filed: 4/22/2024ACC: 0001951757-24-000355
📋 What this filing means
PROSPECT FINANCIAL SERVICES LLC filed this quarterly 13F‑HR report disclosing 73 equity positions with a total reported market value of $121.13M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
73
Positions
$121.13M
Total AUM (reported)
2M
Total Shares
Allocation by class
COM$63.30M52.3%
CAP STK CL C$5.71M4.7%
DIV APP ETF$3.95M3.3%
COM UT LTD PTN$3.86M3.2%
CAP STK CL A$3.83M3.2%
VALUE ETF$3.64M3.0%
UNIT SER 1$2.83M2.3%
Portfolio Concentration
Top 3$29.95M24.7%
4–10$31.53M26.0%
11–25$34.82M28.7%
Rest$24.82M20.5%
Top 3 weight
24.7%
Top 10 weight
50.8%
Voting Authority Distribution
Total shares with voting rights: 2M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole73
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings73
Rows:
SL GREEN RLTY CORP
SOLEShares277.23K
TypeSH
Market value$15.28M
12.62%
Sole
0.00
Shared
0.00
None
277.23K
APPLE INC
SOLEShares52.27K
TypeSH
Market value$8.96M
7.40%
Sole
0.00
Shared
0.00
None
52.27K
ALPHABET INC
SOLEShares37.47K
TypeSH
Market value$5.71M
4.71%
Sole
0.00
Shared
0.00
None
37.47K
NVIDIA CORPORATION
SOLEShares5.88K
TypeSH
Market value$5.32M
4.39%
Sole
0.00
Shared
0.00
None
5.88K
PAYPAL HLDGS INC
SOLEShares75.16K
TypeSH
Market value$5.03M
4.16%
Sole
0.00
Shared
0.00
None
75.16K
VERIZON COMMUNICATIONS INC
SOLEShares114.25K
TypeSH
Market value$4.79M
3.96%
Sole
0.00
Shared
0.00
None
114.25K
EXXON MOBIL CORP
SOLEShares37.49K
TypeSH
Market value$4.36M
3.60%
Sole
0.00
Shared
0.00
None
37.49K
AMAZON COM INC
SOLEShares23.34K
TypeSH
Market value$4.21M
3.48%
Sole
0.00
Shared
0.00
None
23.34K
VANGUARD SPECIALIZED FUNDS
SOLEShares21.65K
TypeSH
Market value$3.95M
3.26%
Sole
0.00
Shared
0.00
None
21.65K
ENERGY TRANSFER L P
SOLEShares245.48K
TypeSH
Market value$3.86M
3.19%
Sole
0.00
Shared
0.00
None
245.48K
ALPHABET INC
SOLEShares25.38K
TypeSH
Market value$3.83M
3.16%
Sole
0.00
Shared
0.00
None
25.38K
VANGUARD INDEX FDS
SOLEShares22.34K
TypeSH
Market value$3.64M
3.00%
Sole
0.00
Shared
0.00
None
22.34K
BOEING CO
SOLEShares16.36K
TypeSH
Market value$3.16M
2.61%
Sole
0.00
Shared
0.00
None
16.36K
INVESCO QQQ TR
SOLEShares6.36K
TypeSH
Market value$2.83M
2.33%
Sole
0.00
Shared
0.00
None
6.36K
VANGUARD INDEX FDS
SOLEShares7.89K
TypeSH
Market value$2.72M
2.24%
Sole
0.00
Shared
0.00
None
7.89K
VORNADO RLTY TR
SOLEShares90.39K
TypeSH
Market value$2.60M
2.15%
Sole
0.00
Shared
0.00
None
90.39K
MICROSOFT CORP
SOLEShares5.71K
TypeSH
Market value$2.40M
1.98%
Sole
0.00
Shared
0.00
None
5.71K
VANGUARD SCOTTSDALE FDS
SOLEShares29.47K
TypeSH
Market value$2.28M
1.88%
Sole
0.00
Shared
0.00
None
29.47K
VANGUARD SCOTTSDALE FDS
SOLEShares26.74K
TypeSH
Market value$2.09M
1.73%
Sole
0.00
Shared
0.00
None
26.74K
BP PLC
SOLEShares49.60K
TypeSH
Market value$1.87M
1.54%
Sole
0.00
Shared
0.00
None
49.60K
VANGUARD SCOTTSDALE FDS
SOLEShares22.39K
TypeSH
Market value$1.80M
1.49%
Sole
0.00
Shared
0.00
None
22.39K
ISHARES TR
SOLEShares21.77K
TypeSH
Market value$1.54M
1.27%
Sole
0.00
Shared
0.00
None
21.77K
BAIDU INC
SOLEShares14.26K
TypeSH
Market value$1.50M
1.24%
Sole
0.00
Shared
0.00
None
14.26K
PLAINS ALL AMERN PIPELINE L
SOLEShares76.86K
TypeSH
Market value$1.35M
1.11%
Sole
0.00
Shared
0.00
None
76.86K
ALIBABA GROUP HLDG LTD
SOLEShares16.92K
TypeSH
Market value$1.22M
1.01%
Sole
0.00
Shared
0.00
None
16.92K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SL GREEN RLTY CORPSOLE | COM | 277.23K | SH | $15.28M 12.62% | 0.00 | 0.00 | 277.23K |
APPLE INCSOLE | COM | 52.27K | SH | $8.96M 7.40% | 0.00 | 0.00 | 52.27K |
ALPHABET INCSOLE | CAP STK CL C | 37.47K | SH | $5.71M 4.71% | 0.00 | 0.00 | 37.47K |
NVIDIA CORPORATIONSOLE | COM | 5.88K | SH | $5.32M 4.39% | 0.00 | 0.00 | 5.88K |
PAYPAL HLDGS INCSOLE | COM | 75.16K | SH | $5.03M 4.16% | 0.00 | 0.00 | 75.16K |
VERIZON COMMUNICATIONS INCSOLE | COM | 114.25K | SH | $4.79M 3.96% | 0.00 | 0.00 | 114.25K |
EXXON MOBIL CORPSOLE | COM | 37.49K | SH | $4.36M 3.60% | 0.00 | 0.00 | 37.49K |
AMAZON COM INCSOLE | COM | 23.34K | SH | $4.21M 3.48% | 0.00 | 0.00 | 23.34K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 21.65K | SH | $3.95M 3.26% | 0.00 | 0.00 | 21.65K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 245.48K | SH | $3.86M 3.19% | 0.00 | 0.00 | 245.48K |
ALPHABET INCSOLE | CAP STK CL A | 25.38K | SH | $3.83M 3.16% | 0.00 | 0.00 | 25.38K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 22.34K | SH | $3.64M 3.00% | 0.00 | 0.00 | 22.34K |
BOEING COSOLE | COM | 16.36K | SH | $3.16M 2.61% | 0.00 | 0.00 | 16.36K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 6.36K | SH | $2.83M 2.33% | 0.00 | 0.00 | 6.36K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 7.89K | SH | $2.72M 2.24% | 0.00 | 0.00 | 7.89K |
VORNADO RLTY TRSOLE | SH BEN INT | 90.39K | SH | $2.60M 2.15% | 0.00 | 0.00 | 90.39K |
MICROSOFT CORPSOLE | COM | 5.71K | SH | $2.40M 1.98% | 0.00 | 0.00 | 5.71K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 29.47K | SH | $2.28M 1.88% | 0.00 | 0.00 | 29.47K |
VANGUARD SCOTTSDALE FDSSOLE | LG-TERM COR BD | 26.74K | SH | $2.09M 1.73% | 0.00 | 0.00 | 26.74K |
BP PLCSOLE | SPONSORED ADR | 49.60K | SH | $1.87M 1.54% | 0.00 | 0.00 | 49.60K |
VANGUARD SCOTTSDALE FDSSOLE | INT-TERM CORP | 22.39K | SH | $1.80M 1.49% | 0.00 | 0.00 | 22.39K |
ISHARES TRSOLE | MRGSTR MD CP GRW | 21.77K | SH | $1.54M 1.27% | 0.00 | 0.00 | 21.77K |
BAIDU INCSOLE | SPON ADR REP A | 14.26K | SH | $1.50M 1.24% | 0.00 | 0.00 | 14.26K |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 76.86K | SH | $1.35M 1.11% | 0.00 | 0.00 | 76.86K |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 16.92K | SH | $1.22M 1.01% | 0.00 | 0.00 | 16.92K |
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