Filed: 2/20/2024ACC: 0001951757-24-000255
📋 What this filing means
PROSPECT FINANCIAL SERVICES LLC filed this quarterly 13F‑HR report disclosing 69 equity positions with a total reported market value of $99.15M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
69
Positions
$99.15M
Total AUM (reported)
1.86M
Total Shares
Allocation by class
COM$53.39M53.9%
CAP STK CL C$5.21M5.3%
COM UT LTD PTN$3.70M3.7%
DIV APP ETF$3.42M3.4%
CAP STK CL A$3.30M3.3%
VALUE ETF$3.08M3.1%
SPONSORED ADR$2.84M2.9%
Portfolio Concentration
Top 3$27.34M27.6%
4–10$26.43M26.7%
11–25$27.64M27.9%
Rest$17.74M17.9%
Top 3 weight
27.6%
Top 10 weight
54.2%
Voting Authority Distribution
Total shares with voting rights: 1.86M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
1.86M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole69
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings69
Rows:
SL GREEN RLTY CORP
SOLEShares273.92K
TypeSH
Market value$12.37M
12.48%
Sole
0.00
Shared
0.00
None
273.92K
APPLE INC
SOLEShares50.65K
TypeSH
Market value$9.75M
9.84%
Sole
0.00
Shared
0.00
None
50.65K
ALPHABET INC
SOLEShares37K
TypeSH
Market value$5.21M
5.26%
Sole
0.00
Shared
0.00
None
37K
VERIZON COMMUNICATIONS INC
SOLEShares132.41K
TypeSH
Market value$4.99M
5.03%
Sole
0.00
Shared
0.00
None
132.41K
PAYPAL HLDGS INC
SOLEShares65.25K
TypeSH
Market value$4.01M
4.04%
Sole
0.00
Shared
0.00
None
65.25K
EXXON MOBIL CORP
SOLEShares38.27K
TypeSH
Market value$3.83M
3.86%
Sole
0.00
Shared
0.00
None
38.27K
ENERGY TRANSFER L P
SOLEShares268.29K
TypeSH
Market value$3.70M
3.73%
Sole
0.00
Shared
0.00
None
268.29K
VANGUARD SPECIALIZED FUNDS
SOLEShares20.07K
TypeSH
Market value$3.42M
3.45%
Sole
0.00
Shared
0.00
None
20.07K
ALPHABET INC
SOLEShares23.59K
TypeSH
Market value$3.30M
3.32%
Sole
0.00
Shared
0.00
None
23.59K
AMAZON COM INC
SOLEShares20.99K
TypeSH
Market value$3.19M
3.22%
Sole
0.00
Shared
0.00
None
20.99K
VANGUARD INDEX FDS
SOLEShares20.62K
TypeSH
Market value$3.08M
3.11%
Sole
0.00
Shared
0.00
None
20.62K
NVIDIA CORPORATION
SOLEShares5.93K
TypeSH
Market value$2.94M
2.96%
Sole
0.00
Shared
0.00
None
5.93K
BP PLC
SOLEShares80.16K
TypeSH
Market value$2.84M
2.86%
Sole
0.00
Shared
0.00
None
80.16K
INVESCO QQQ TR
SOLEShares6.28K
TypeSH
Market value$2.57M
2.59%
Sole
0.00
Shared
0.00
None
6.28K
VANGUARD INDEX FDS
SOLEShares7.94K
TypeSH
Market value$2.47M
2.49%
Sole
0.00
Shared
0.00
None
7.94K
BAIDU INC
SOLEShares17.53K
TypeSH
Market value$2.09M
2.11%
Sole
0.00
Shared
0.00
None
17.53K
MICROSOFT CORP
SOLEShares4.70K
TypeSH
Market value$1.77M
1.78%
Sole
0.00
Shared
0.00
None
4.70K
ALIBABA GROUP HLDG LTD
SOLEShares20.32K
TypeSH
Market value$1.58M
1.59%
Sole
0.00
Shared
0.00
None
20.32K
VORNADO RLTY TR
SOLEShares50.49K
TypeSH
Market value$1.43M
1.44%
Sole
0.00
Shared
0.00
None
50.49K
TESLA INC
SOLEShares5.67K
TypeSH
Market value$1.41M
1.42%
Sole
0.00
Shared
0.00
None
5.67K
ISHARES TR
SOLEShares19.61K
TypeSH
Market value$1.26M
1.27%
Sole
0.00
Shared
0.00
None
19.61K
PLAINS ALL AMERN PIPELINE L
SOLEShares82.56K
TypeSH
Market value$1.25M
1.26%
Sole
0.00
Shared
0.00
None
82.56K
BOEING CO
SOLEShares4.06K
TypeSH
Market value$1.06M
1.07%
Sole
0.00
Shared
0.00
None
4.06K
ACURX PHARMACEUTICALS INC
SOLEShares255.15K
TypeSH
Market value$977.2K
0.99%
Sole
0.00
Shared
0.00
None
255.15K
VANGUARD SCOTTSDALE FDS
SOLEShares11.99K
TypeSH
Market value$927.7K
0.94%
Sole
0.00
Shared
0.00
None
11.99K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SL GREEN RLTY CORPSOLE | COM | 273.92K | SH | $12.37M 12.48% | 0.00 | 0.00 | 273.92K |
APPLE INCSOLE | COM | 50.65K | SH | $9.75M 9.84% | 0.00 | 0.00 | 50.65K |
ALPHABET INCSOLE | CAP STK CL C | 37K | SH | $5.21M 5.26% | 0.00 | 0.00 | 37K |
VERIZON COMMUNICATIONS INCSOLE | COM | 132.41K | SH | $4.99M 5.03% | 0.00 | 0.00 | 132.41K |
PAYPAL HLDGS INCSOLE | COM | 65.25K | SH | $4.01M 4.04% | 0.00 | 0.00 | 65.25K |
EXXON MOBIL CORPSOLE | COM | 38.27K | SH | $3.83M 3.86% | 0.00 | 0.00 | 38.27K |
ENERGY TRANSFER L PSOLE | COM UT LTD PTN | 268.29K | SH | $3.70M 3.73% | 0.00 | 0.00 | 268.29K |
VANGUARD SPECIALIZED FUNDSSOLE | DIV APP ETF | 20.07K | SH | $3.42M 3.45% | 0.00 | 0.00 | 20.07K |
ALPHABET INCSOLE | CAP STK CL A | 23.59K | SH | $3.30M 3.32% | 0.00 | 0.00 | 23.59K |
AMAZON COM INCSOLE | COM | 20.99K | SH | $3.19M 3.22% | 0.00 | 0.00 | 20.99K |
VANGUARD INDEX FDSSOLE | VALUE ETF | 20.62K | SH | $3.08M 3.11% | 0.00 | 0.00 | 20.62K |
NVIDIA CORPORATIONSOLE | COM | 5.93K | SH | $2.94M 2.96% | 0.00 | 0.00 | 5.93K |
BP PLCSOLE | SPONSORED ADR | 80.16K | SH | $2.84M 2.86% | 0.00 | 0.00 | 80.16K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 6.28K | SH | $2.57M 2.59% | 0.00 | 0.00 | 6.28K |
VANGUARD INDEX FDSSOLE | GROWTH ETF | 7.94K | SH | $2.47M 2.49% | 0.00 | 0.00 | 7.94K |
BAIDU INCSOLE | SPON ADR REP A | 17.53K | SH | $2.09M 2.11% | 0.00 | 0.00 | 17.53K |
MICROSOFT CORPSOLE | COM | 4.70K | SH | $1.77M 1.78% | 0.00 | 0.00 | 4.70K |
ALIBABA GROUP HLDG LTDSOLE | SPONSORED ADS | 20.32K | SH | $1.58M 1.59% | 0.00 | 0.00 | 20.32K |
VORNADO RLTY TRSOLE | SH BEN INT | 50.49K | SH | $1.43M 1.44% | 0.00 | 0.00 | 50.49K |
TESLA INCSOLE | COM | 5.67K | SH | $1.41M 1.42% | 0.00 | 0.00 | 5.67K |
ISHARES TRSOLE | MRGSTR MD CP GRW | 19.61K | SH | $1.26M 1.27% | 0.00 | 0.00 | 19.61K |
PLAINS ALL AMERN PIPELINE LSOLE | UNIT LTD PARTN | 82.56K | SH | $1.25M 1.26% | 0.00 | 0.00 | 82.56K |
BOEING COSOLE | COM | 4.06K | SH | $1.06M 1.07% | 0.00 | 0.00 | 4.06K |
ACURX PHARMACEUTICALS INCSOLE | COM | 255.15K | SH | $977.2K 0.99% | 0.00 | 0.00 | 255.15K |
VANGUARD SCOTTSDALE FDSSOLE | SHRT TRM CORP BD | 11.99K | SH | $927.7K 0.94% | 0.00 | 0.00 | 11.99K |
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