PROSPECT CAPITAL ADVISORS, LLC

PrivateCIK: 1632368
Location

SAUSALITO, CA

30
Positions
$220.25M
Total AUM (reported)
5.39M
Total Shares

Allocation by class

TOTAL AUM$220.25M30 positions
COM$157.53M71.5%
COM CL A$18.15M8.2%
ORD SHS$14.19M6.4%
SPONSORED ADR$12.22M5.5%
CLASS A COM NEW$8.79M4.0%
SHS NEW$4.51M2.0%
CL A$1.88M0.9%

Portfolio Concentration

Top 321.8%4–1036.2%11–2537.4%Rest4.6%TOP 1058.0%0%100%
Top 3$47.94M21.8%
4–10$79.83M36.2%
11–25$82.45M37.4%
Rest$10.02M4.6%

Top 3 weight

21.8%

Top 10 weight

58.0%

Voting Authority Distribution

Total shares with voting rights: 5.39M

Sole

Full voting authority

5.15M

shares

% of voting shares95.5%
Shared

Joint voting authority

243.95K

shares

% of voting shares4.5%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole16
Shared0
Other14
Dominant voting typeSole · 95.5% of voting shares
Institutional Holdings30
Rows:

ENOVA INTL INC

SOLE
COM
Shares78.61K
TypeSH
Market value$18.92M
8.59%
Sole
75K
Shared
3.61K
None
0.00

PJT PARTNERS INC

SOLE
COM CL A
Shares98.23K
TypeSH
Market value$14.83M
6.73%
Sole
94K
Shared
4.23K
None
0.00

SUPER GROUP SGHC LIMITED

SOLE
ORD SHS
Shares1.05M
TypeSH
Market value$14.19M
6.44%
Sole
1M
Shared
47.10K
None
0.00

OSI SYSTEMS INC

OTR
COM
Shares57.64K
TypeSH
Market value$12.61M
5.72%
Sole
55K
Shared
2.64K
None
0.00

SILICON MOTION TECHNOLOGY CO

SOLE
SPONSORED ADR
Shares36.66K
TypeSH
Market value$12.22M
5.55%
Sole
35K
Shared
1.66K
None
0.00

RUSH STREET INTERACTIVE INC

SOLE
COM
Shares406.15K
TypeSH
Market value$12.08M
5.48%
Sole
387.50K
Shared
18.65K
None
0.00

GRAND CANYON ED INC

OTR
COM
Shares83.27K
TypeSH
Market value$11.92M
5.41%
Sole
79.50K
Shared
3.77K
None
0.00

TTM TECHNOLOGIES INC

SOLE
COM
Shares62.90K
TypeSH
Market value$11.76M
5.34%
Sole
60K
Shared
2.90K
None
0.00

INTERDIGITAL INC

SOLE
COM
Shares36.68K
TypeSH
Market value$10.39M
4.72%
Sole
35K
Shared
1.68K
None
0.00

TURNING PT BRANDS INC

OTR
COM
Shares104.48K
TypeSH
Market value$8.86M
4.02%
Sole
100K
Shared
4.48K
None
0.00

DAVE INC

SOLE
CLASS A COM NEW
Shares23.59K
TypeSH
Market value$8.79M
3.99%
Sole
22.50K
Shared
1.08K
None
0.00

BLUE BIRD CORP

OTR
COM
Shares94.33K
TypeSH
Market value$7.45M
3.38%
Sole
90K
Shared
4.33K
None
0.00

ARLO TECHNOLOGIES INC

OTR
COM
Shares497.75K
TypeSH
Market value$6.71M
3.05%
Sole
475K
Shared
22.75K
None
0.00

IMAX CORP

SOLE
COM
Shares156.20K
TypeSH
Market value$6.23M
2.83%
Sole
149K
Shared
7.20K
None
0.00

LATTICE SEMICONDUCTOR CORP

SOLE
COM
Shares39.30K
TypeSH
Market value$6.01M
2.73%
Sole
37.50K
Shared
1.80K
None
0.00

ETON PHARMACEUTICALS INC

SOLE
COM
Shares157.20K
TypeSH
Market value$5.69M
2.58%
Sole
150K
Shared
7.20K
None
0.00

MICROSOFT CORP

OTR
COM
Shares15.19K
TypeSH
Market value$5.67M
2.57%
Sole
14.50K
Shared
690.00
None
0.00

FENNEC PHARMACEUTICALS INC

OTR
COM
Shares497.80K
TypeSH
Market value$5.35M
2.43%
Sole
475K
Shared
22.80K
None
0.00

AMERICAN TOWER CORP

SOLE
COM
Shares31.44K
TypeSH
Market value$5.14M
2.33%
Sole
30.45K
Shared
990.00
None
0.00

FEDERAL SIGNAL CORP

OTR
COM
Shares39.30K
TypeSH
Market value$5.05M
2.29%
Sole
37.50K
Shared
1.80K
None
0.00

DIODES INC

OTR
COM
Shares44.55K
TypeSH
Market value$4.88M
2.21%
Sole
42.50K
Shared
2.05K
None
0.00

PRENETICS GLOBAL LTD

OTR
SHS NEW
Shares235.80K
TypeSH
Market value$4.51M
2.05%
Sole
225K
Shared
10.80K
None
0.00

OPENLANE INC

SOLE
COM
Shares104.75K
TypeSH
Market value$4.32M
1.96%
Sole
100K
Shared
4.75K
None
0.00

POOL CORP

OTR
COM
Shares15.56K
TypeSH
Market value$3.34M
1.52%
Sole
15K
Shared
560.00
None
0.00

GPGI INC

OTR
COM CL A
Shares209.56K
TypeSH
Market value$3.32M
1.51%
Sole
200K
Shared
9.56K
None
0.00
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